Michael Heck


2021

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Domain-independent User Simulation with Transformers for Task-oriented Dialogue Systems
Hsien-chin Lin | Nurul Lubis | Songbo Hu | Carel van Niekerk | Christian Geishauser | Michael Heck | Shutong Feng | Milica Gasic
Proceedings of the 22nd Annual Meeting of the Special Interest Group on Discourse and Dialogue

Dialogue policy optimisation via reinforcement learning requires a large number of training interactions, which makes learning with real users time consuming and expensive. Many set-ups therefore rely on a user simulator instead of humans. These user simulators have their own problems. While hand-coded, rule-based user simulators have been shown to be sufficient in small, simple domains, for complex domains the number of rules quickly becomes intractable. State-of-the-art data-driven user simulators, on the other hand, are still domain-dependent. This means that adaptation to each new domain requires redesigning and retraining. In this work, we propose a domain-independent transformer-based user simulator (TUS). The structure of TUS is not tied to a specific domain, enabling domain generalization and the learning of cross-domain user behaviour from data. We compare TUS with the state-of-the-art using automatic as well as human evaluations. TUS can compete with rule-based user simulators on pre-defined domains and is able to generalize to unseen domains in a zero-shot fashion.

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Uncertainty Measures in Neural Belief Tracking and the Effects on Dialogue Policy Performance
Carel van Niekerk | Andrey Malinin | Christian Geishauser | Michael Heck | Hsien-chin Lin | Nurul Lubis | Shutong Feng | Milica Gasic
Proceedings of the 2021 Conference on Empirical Methods in Natural Language Processing

The ability to identify and resolve uncertainty is crucial for the robustness of a dialogue system. Indeed, this has been confirmed empirically on systems that utilise Bayesian approaches to dialogue belief tracking. However, such systems consider only confidence estimates and have difficulty scaling to more complex settings. Neural dialogue systems, on the other hand, rarely take uncertainties into account. They are therefore overconfident in their decisions and less robust. Moreover, the performance of the tracking task is often evaluated in isolation, without consideration of its effect on the downstream policy optimisation. We propose the use of different uncertainty measures in neural belief tracking. The effects of these measures on the downstream task of policy optimisation are evaluated by adding selected measures of uncertainty to the feature space of the policy and training policies through interaction with a user simulator. Both human and simulated user results show that incorporating these measures leads to improvements both of the performance and of the robustness of the downstream dialogue policy. This highlights the importance of developing neural dialogue belief trackers that take uncertainty into account.

2020

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Knowing What You Know: Calibrating Dialogue Belief State Distributions via Ensembles
Carel van Niekerk | Michael Heck | Christian Geishauser | Hsien-chin Lin | Nurul Lubis | Marco Moresi | Milica Gasic
Findings of the Association for Computational Linguistics: EMNLP 2020

The ability to accurately track what happens during a conversation is essential for the performance of a dialogue system. Current state-of-the-art multi-domain dialogue state trackers achieve just over 55% accuracy on the current go-to benchmark, which means that in almost every second dialogue turn they place full confidence in an incorrect dialogue state. Belief trackers, on the other hand, maintain a distribution over possible dialogue states. However, they lack in performance compared to dialogue state trackers, and do not produce well calibrated distributions. In this work we present state-of-the-art performance in calibration for multi-domain dialogue belief trackers using a calibrated ensemble of models. Our resulting dialogue belief tracker also outperforms previous dialogue belief tracking models in terms of accuracy.

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TripPy: A Triple Copy Strategy for Value Independent Neural Dialog State Tracking
Michael Heck | Carel van Niekerk | Nurul Lubis | Christian Geishauser | Hsien-Chin Lin | Marco Moresi | Milica Gasic
Proceedings of the 21th Annual Meeting of the Special Interest Group on Discourse and Dialogue

Task-oriented dialog systems rely on dialog state tracking (DST) to monitor the user’s goal during the course of an interaction. Multi-domain and open-vocabulary settings complicate the task considerably and demand scalable solutions. In this paper we present a new approach to DST which makes use of various copy mechanisms to fill slots with values. Our model has no need to maintain a list of candidate values. Instead, all values are extracted from the dialog context on-the-fly. A slot is filled by one of three copy mechanisms: (1) Span prediction may extract values directly from the user input; (2) a value may be copied from a system inform memory that keeps track of the system’s inform operations (3) a value may be copied over from a different slot that is already contained in the dialog state to resolve coreferences within and across domains. Our approach combines the advantages of span-based slot filling methods with memory methods to avoid the use of value picklists altogether. We argue that our strategy simplifies the DST task while at the same time achieving state of the art performance on various popular evaluation sets including Multiwoz 2.1, where we achieve a joint goal accuracy beyond 55%.

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LAVA: Latent Action Spaces via Variational Auto-encoding for Dialogue Policy Optimization
Nurul Lubis | Christian Geishauser | Michael Heck | Hsien-chin Lin | Marco Moresi | Carel van Niekerk | Milica Gasic
Proceedings of the 28th International Conference on Computational Linguistics

Reinforcement learning (RL) can enable task-oriented dialogue systems to steer the conversation towards successful task completion. In an end-to-end setting, a response can be constructed in a word-level sequential decision making process with the entire system vocabulary as action space. Policies trained in such a fashion do not require expert-defined action spaces, but they have to deal with large action spaces and long trajectories, making RL impractical. Using the latent space of a variational model as action space alleviates this problem. However, current approaches use an uninformed prior for training and optimize the latent distribution solely on the context. It is therefore unclear whether the latent representation truly encodes the characteristics of different actions. In this paper, we explore three ways of leveraging an auxiliary task to shape the latent variable distribution: via pre-training, to obtain an informed prior, and via multitask learning. We choose response auto-encoding as the auxiliary task, as this captures the generative factors of dialogue responses while requiring low computational cost and neither additional data nor labels. Our approach yields a more action-characterized latent representations which support end-to-end dialogue policy optimization and achieves state-of-the-art success rates. These results warrant a more wide-spread use of RL in end-to-end dialogue models.

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Out-of-Task Training for Dialog State Tracking Models
Michael Heck | Christian Geishauser | Hsien-chin Lin | Nurul Lubis | Marco Moresi | Carel van Niekerk | Milica Gasic
Proceedings of the 28th International Conference on Computational Linguistics

Dialog state tracking (DST) suffers from severe data sparsity. While many natural language processing (NLP) tasks benefit from transfer learning and multi-task learning, in dialog these methods are limited by the amount of available data and by the specificity of dialog applications. In this work, we successfully utilize non-dialog data from unrelated NLP tasks to train dialog state trackers. This opens the door to the abundance of unrelated NLP corpora to mitigate the data sparsity issue inherent to DST.

2015

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The NAIST English speech recognition system for IWSLT 2015
Michael Heck | Quoc Truong Do | Sakriani Sakti | Graham Neubig | Satoshi Nakamura
Proceedings of the 12th International Workshop on Spoken Language Translation: Evaluation Campaign

2014

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The 2014 KIT IWSLT speech-to-text systems for English, German and Italian
Kevin Kilgour | Michael Heck | Markus Müller | Matthias Sperber | Sebastian Stüker | Alex Waibel
Proceedings of the 11th International Workshop on Spoken Language Translation: Evaluation Campaign

This paper describes our German, Italian and English Speech-to-Text (STT) systems for the 2014 IWSLT TED ASR track. Our setup uses ROVER and confusion network combination from various subsystems to achieve a good overall performance. The individual subsystems are built by using different front-ends, (e.g., MVDR-MFCC or lMel), acoustic models (GMM or modular DNN) and phone sets and by training on various subsets of the training data. Decoding is performed in two stages, where the GMM systems are adapted in an unsupervised manner on the combination of the first stage outputs using VTLN, MLLR, and cMLLR. The combination setup produces a final hypothesis that has a significantly lower WER than any of the individual subsystems.

2013

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The 2013 KIT IWSLT speech-to-text systems for German and English
Kevin Kilgour | Christian Mohr | Michael Heck | Quoc Bao Nguyen | Van Huy Nguyen | Evgeniy Shin | Igor Tseyzer | Jonas Gehring | Markus Müller | Matthias Sperber | Sebastian Stüker | Alex Waibel
Proceedings of the 10th International Workshop on Spoken Language Translation: Evaluation Campaign

This paper describes our English Speech-to-Text (STT) systems for the 2013 IWSLT TED ASR track. The systems consist of multiple subsystems that are combinations of different front-ends, e.g. MVDR-MFCC based and lMel based ones, GMM and NN acoustic models and different phone sets. The outputs of the subsystems are combined via confusion network combination. Decoding is done in two stages, where the systems of the second stage are adapted in an unsupervised manner on the combination of the first stage outputs using VTLN, MLLR, and cMLLR.

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Incremental unsupervised training for university lecture recognition
Michael Heck | Sebastian Stüker | Sakriani Sakti | Alex Waibel | Satoshi Nakamura
Proceedings of the 10th International Workshop on Spoken Language Translation: Papers

In this paper we describe our work on unsupervised adaptation of the acoustic model of our simultaneous lecture translation system. We trained a speaker independent acoustic model, with which we produce automatic transcriptions of new lectures in order to improve the system for a specific lecturer. We compare our results against a model that was trained in a supervised way on an exact manual transcription. We examine four different ways of processing the decoder outputs of the automatic transcription with respect to the treatment of pronunciation variants and noise words. We will show that, instead of fixating the latter informations in the transcriptions, it is of advantage to let the Viterbi algorithm during training decide which pronunciations to use and where to insert which noise words. Further, we utilize word level posterior probabilities obtained during decoding by weighting and thresholding the words of a transcription.

2012

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The 2012 KIT and KIT-NAIST English ASR systems for the IWSLT evaluation
Christian Saam | Christian Mohr | Kevin Kilgour | Michael Heck | Matthias Sperber | Keigo Kubo | Sebatian Stüker | Sakriani Sakri | Graham Neubig | Tomoki Toda | Satoshi Nakamura | Alex Waibel
Proceedings of the 9th International Workshop on Spoken Language Translation: Evaluation Campaign

This paper describes our English Speech-to-Text (STT) systems for the 2012 IWSLT TED ASR track evaluation. The systems consist of 10 subsystems that are combinations of different front-ends, e.g. MVDR based and MFCC based ones, and two different phone sets. The outputs of the subsystems are combined via confusion network combination. Decoding is done in two stages, where the systems of the second stage are adapted in an unsupervised manner on the combination of the first stage outputs using VTLN, MLLR, and cM-LLR.

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The KIT-NAIST (contrastive) English ASR system for IWSLT 2012
Michael Heck | Keigo Kubo | Matthias Sperber | Sakriani Sakti | Sebastian Stüker | Christian Saam | Kevin Kilgour | Christian Mohr | Graham Neubig | Tomoki Toda | Satoshi Nakamura | Alex Waibel
Proceedings of the 9th International Workshop on Spoken Language Translation: Evaluation Campaign

This paper describes the KIT-NAIST (Contrastive) English speech recognition system for the IWSLT 2012 Evaluation Campaign. In particular, we participated in the ASR track of the IWSLT TED task. The system was developed by Karlsruhe Institute of Technology (KIT) and Nara Institute of Science and Technology (NAIST) teams in collaboration within the interACT project. We employ single system decoding with fully continuous and semi-continuous models, as well as a three-stage, multipass system combination framework built with the Janus Recognition Toolkit. On the IWSLT 2010 test set our single system introduced in this work achieves a WER of 17.6%, and our final combination achieves a WER of 14.4%.

2010

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The KIT translation system for IWSLT 2010
Jan Niehues | Mohammed Mediani | Teresa Herrmann | Michael Heck | Christian Herff | Alex Waibel
Proceedings of the 7th International Workshop on Spoken Language Translation: Evaluation Campaign