Retrieval Augmented Generation (RAG) is a prominent approach in real-word applications for grounding large language model (LLM) generations in up to date and domain-specific knowledge. However, there is a lack of systematic investigations of the impact of each component (retrieval quality, prompts, generation models) on the generation quality of a RAG pipeline in real world scenarios. In this study, we benchmark 6 LLMs in 15 retrieval scenarios exploring 9 prompts over 2 real world financial domain datasets. We thoroughly discuss the impact of each component in RAG pipeline on answer generation quality and formulate specific recommendations for the design of RAG systems.

Data drift, which denotes a misalignment between the distribution of reference (i.e., training) and production data, constitutes a significant challenge for AI applications, as it undermines the generalisation capacity of machine learning (ML) models. Therefore, it is imperative to proactively identify data drift before users meet with performance degradation. Moreover, to ensure the successful execution of AI services, endeavours should be directed not only toward detecting the occurrence of drift but also toward effectively addressing this challenge. % considering the limited resources prevalent in practical industrial domains. In this work, we introduce a tool designed to detect data drift in text data. In addition, we propose an unsupervised sampling technique for extracting representative examples from drifted instances. This approach bestows a practical advantage by significantly reducing expenses associated with annotating the labels for drifted instances, an essential prerequisite for retraining the model to sustain its performance on production data.

While paraphrasing is a promising approach for data augmentation in classification tasks, its effect on named entity recognition (NER) is not investigated systematically due to the difficulty of span-level label preservation. In this paper, we utilize simple strategies to annotate entity spans in generations and compare established and novel methods of paraphrasing in NLP such as back translation, specialized encoder-decoder models such as Pegasus, and GPT-3 variants for their effectiveness in improving downstream performance for NER across different levels of gold annotations and paraphrasing strength on 5 datasets. We thoroughly explore the influence of paraphrasers, and dynamics between paraphrasing strength and gold dataset size on the NER performance with visualizations and statistical testing. We find that the choice of the paraphraser greatly impacts NER performance, with one of the larger GPT-3 variants exceedingly capable of generating high quality paraphrases, yielding statistically significant improvements in NER performance with increasing paraphrasing strength, while other paraphrasers show more mixed results. Additionally, inline auto annotations generated by larger GPT-3 are strictly better than heuristic based annotations. We also find diminishing benefits of paraphrasing as gold annotations increase for most datasets. Furthermore, while most paraphrasers promote entity memorization in NER, the proposed GPT-3 configuration performs most favorably among the compared paraphrasers when tested on unseen entities, with memorization reducing further with paraphrasing strength. Finally, we explore mention replacement using GPT-3, which provides additional benefits over base paraphrasing for specific datasets.

There has been increasing interest in synthesizing data to improve downstream text-to-SQL tasks. In this paper, we examined the existing synthesized datasets and discovered that state-of-the-art text-to-SQL algorithms did not further improve on popular benchmarks when trained with augmented synthetic data. We observed three shortcomings: illogical synthetic SQL queries from independent column sampling, arbitrary table joins, and language gaps between the synthesized SQL and natural language question (NLQ) pair. To address these issues, we propose a novel synthesis framework that imposes strong typing constraints, incorporates key relationships from schema, and conducts schema-distance-weighted column sampling. We also adopt an intermediate representation (IR) for the SQL-to-text task to further improve the quality of the generated NLQ. When existing powerful text-to-SQL parsers are pretrained on our high-quality synthesized data, these models have significant accuracy boosts and achieve new state-of-the-art performance on Spider. We also demonstrate the effectiveness of our techniques with ablation studies

Data sharing restrictions are common in NLP, especially in the clinical domain, but there is limited research on adapting models to new domains without access to the original training data, a setting known as source-free domain adaptation. We take algorithms that traditionally assume access to the source-domain training data—active learning, self-training, and data augmentation—and adapt them for source free domain adaptation. Then we systematically compare these different strategies across multiple tasks and domains. We find that active learning yields consistent gains across all SemEval 2021 Task 10 tasks and domains, but though the shared task saw successful self-trained and data augmented models, our systematic comparison finds these strategies to be unreliable for source-free domain adaptation.

Pretrained transformer-based language models achieve state-of-the-art performance in many NLP tasks, but it is an open question whether the knowledge acquired by the models during pretraining resembles the linguistic knowledge of humans. We present both humans and pretrained transformers with descriptions of events, and measure their preference for telic interpretations (the event has a natural endpoint) or atelic interpretations (the event does not have a natural endpoint). To measure these preferences and determine what factors influence them, we design an English test and a novel-word test that include a variety of linguistic cues (noun phrase quantity, resultative structure, contextual information, temporal units) that bias toward certain interpretations. We find that humans’ choice of telicity interpretation is reliably influenced by theoretically-motivated cues, transformer models (BERT and RoBERTa) are influenced by some (though not all) of the cues, and transformer models often rely more heavily on temporal units than humans do.

This paper presents the Source-Free Domain Adaptation shared task held within SemEval-2021. The aim of the task was to explore adaptation of machine-learning models in the face of data sharing constraints. Specifically, we consider the scenario where annotations exist for a domain but cannot be shared. Instead, participants are provided with models trained on that (source) data. Participants also receive some labeled data from a new (development) domain on which to explore domain adaptation algorithms. Participants are then tested on data representing a new (target) domain. We explored this scenario with two different semantic tasks: negation detection (a text classification task) and time expression recognition (a sequence tagging task).

This paper describes our systems for negation detection and time expression recognition in SemEval 2021 Task 10, Source-Free Domain Adaptation for Semantic Processing. We show that self-training, active learning and data augmentation techniques can improve the generalization ability of the model on the unlabeled target domain data without accessing source domain data. We also perform detailed ablation studies and error analyses for our time expression recognition systems to identify the source of the performance improvement and give constructive feedback on the temporal normalization annotation guidelines.

Large pretrained language models like BERT, after fine-tuning to a downstream task, have achieved high performance on a variety of NLP problems. Yet explaining their decisions is difficult despite recent work probing their internal representations. We propose a procedure and analysis methods that take a hypothesis of how a transformer-based model might encode a linguistic phenomenon, and test the validity of that hypothesis based on a comparison between knowledge-related downstream tasks with downstream control tasks, and measurement of cross-dataset consistency. We apply this methodology to test BERT and RoBERTa on a hypothesis that some attention heads will consistently attend from a word in negation scope to the negation cue. We find that after fine-tuning BERT and RoBERTa on a negation scope task, the average attention head improves its sensitivity to negation and its attention consistency across negation datasets compared to the pre-trained models. However, only the base models (not the large models) improve compared to a control task, indicating there is evidence for a shallow encoding of negation only in the base models.

The National Environmental Policy Act (NEPA) provides a trove of data on how environmental policy decisions have been made in the United States over the last 50 years. Unfortunately, there is no central database for this information and it is too voluminous to assess manually. We describe our efforts to enable systematic research over US environmental policy by extracting and organizing metadata from the text of NEPA documents. Our contributions include collecting more than 40,000 NEPA-related documents, and evaluating rule-based baselines that establish the difficulty of three important tasks: identifying lead agencies, aligning document versions, and detecting reused text.