Retrieval-augmented generation (RAG) is a powerful technique to facilitate language model generation with proprietary and private data, where data privacy is a pivotal concern. Whereas extensive research has demonstrated the privacy risks of large language models (LLMs), the RAG technique could potentially reshape the inherent behaviors of LLM generation, posing new privacy issues that are currently under-explored. To this end, we conduct extensive empirical studies with novel attack methods, which demonstrate the vulnerability of RAG systems on leaking the private retrieval database. Despite the new risks brought by RAG on the retrieval data, we further discover that RAG can be used to mitigate the old risks, i.e., the leakage of the LLMs’ training data. In general, we reveal many new insights in this paper for privacy protection of retrieval-augmented LLMs, which could benefit both LLMs and RAG systems builders.

In this paper, we begin by illustrating that, when presented with a query, Large Language Models (LLMs) capable of providing accurate responses tend to exhibit a more uniform probability distribution compared to their less proficient counterparts. Building upon this observation, we introduce a novel self-assessment criterion termed ProbDiff for evaluating the performance of diverse LLMs. This method eliminates the need for training an additional evaluation model or relying on external proprietary models such as GPT-4 as a judger. Instead, it solely relies on the LLMs under evaluation to compute the probability discrepancy between the original response generation and its revised versions. A higher discrepancy in two LLMs for the same query suggests a relatively weaker ability. We discover that ProbDiff yields comparable results to mainstream GPT-4-based evaluations on various scenarios including NLG tasks like translation and summarization, as well as LLM evaluation benchmarks such as AlignBench, MT-Bench, and AlpacaEval, across LLMs of different sizes.

With a knowledge graph and a set of if-then rules, can we reason about the conclusions given a set of observations? In this work, we formalize this question as the cognitive inference problem, and introduce the Cognitive Knowledge Graph (CogKG) that unifies two representations of heterogeneous symbolic knowledge: expert rules and relational facts. We propose a general framework in which the unified knowledge representations can perform both learning and reasoning. Specifically, we implement the above framework in two settings, depending on the availability of labeled data. When no labeled data are available for training, the framework can directly utilize symbolic knowledge as the decision basis and perform reasoning. When labeled data become available, the framework casts symbolic knowledge as a trainable neural architecture and optimizes the connection weights among neurons through gradient descent. Empirical study on two clinical diagnosis benchmarks demonstrates the superiority of the proposed method over time-tested knowledge-driven and data-driven methods, showing the great potential of the proposed method in unifying heterogeneous symbolic knowledge, i.e., expert rules and relational facts, as the substrate of machine learning and reasoning models.

Existing fake news detection methods aim to classify a piece of news as true or false and provide veracity explanations, achieving remarkable performances. However, they often tailor automated solutions on manual fact-checked reports, suffering from limited news coverage and debunking delays. When a piece of news has not yet been fact-checked or debunked, certain amounts of relevant raw reports are usually disseminated on various media outlets, containing the wisdom of crowds to verify the news claim and explain its verdict. In this paper, we propose a novel Coarse-to-fine Cascaded Evidence-Distillation (CofCED) neural network for explainable fake news detection based on such raw reports, alleviating the dependency on fact-checked ones. Specifically, we first utilize a hierarchical encoder for web text representation, and then develop two cascaded selectors to select the most explainable sentences for verdicts on top of the selected top-K reports in a coarse-to-fine manner. Besides, we construct two explainable fake news datasets, which is publicly available. Experimental results demonstrate that our model significantly outperforms state-of-the-art detection baselines and generates high-quality explanations from diverse evaluation perspectives.

Weakly-supervised text classification aims to train a classifier using only class descriptions and unlabeled data. Recent research shows that keyword-driven methods can achieve state-of-the-art performance on various tasks. However, these methods not only rely on carefully-crafted class descriptions to obtain class-specific keywords but also require substantial amount of unlabeled data and takes a long time to train. This paper proposes FastClass, an efficient weakly-supervised classification approach. It uses dense text representation to retrieve class-relevant documents from external unlabeled corpus and selects an optimal subset to train a classifier. Compared to keyword-driven methods, our approach is less reliant on initial class descriptions as it no longer needs to expand each class description into a set of class-specific keywords.Experiments on a wide range of classification tasks show that the proposed approach frequently outperforms keyword-driven models in terms of classification accuracy and often enjoys orders-of-magnitude faster training speed.

Recently, discrete latent variable models have received a surge of interest in both Natural Language Processing (NLP) and Computer Vision (CV), attributed to their comparable performance to the continuous counterparts in representation learning, while being more interpretable in their predictions. In this paper, we develop a topic-informed discrete latent variable model for semantic textual similarity, which learns a shared latent space for sentence-pair representation via vector quantization. Compared with previous models limited to local semantic contexts, our model can explore richer semantic information via topic modeling. We further boost the performance of semantic similarity by injecting the quantized representation into a transformer-based language model with a well-designed semantic-driven attention mechanism. We demonstrate, through extensive experiments across various English language datasets, that our model is able to surpass several strong neural baselines in semantic textual similarity tasks.

Nested Named Entity Recognition (NNER) has been extensively studied, aiming to identify all nested entities from potential spans (i.e., one or more continuous tokens). However, recent studies for NNER either focus on tedious tagging schemas or utilize complex structures, which fail to learn effective span representations from the input sentence with highly nested entities. Intuitively, explicit span representations will contribute to NNER due to the rich context information they contain. In this study, we propose a Hierarchical Transformer (HiTRANS) network for the NNER task, which decomposes the input sentence into multi-grained spans and enhances the representation learning in a hierarchical manner. Specifically, we first utilize a two-phase module to generate span representations by aggregating context information based on a bottom-up and top-down transformer network. Then a label prediction layer is designed to recognize nested entities hierarchically, which naturally explores semantic dependencies among different spans. Experiments on GENIA, ACE-2004, ACE-2005 and NNE datasets demonstrate that our proposed method achieves much better performance than the state-of-the-art approaches.

Aspect-level sentiment classification (ALSC) aims at identifying the sentiment polarity of a specified aspect in a sentence. ALSC is a practical setting in aspect-based sentiment analysis due to no opinion term labeling needed, but it fails to interpret why a sentiment polarity is derived for the aspect. To address this problem, recent works fine-tune pre-trained Transformer encoders for ALSC to extract an aspect-centric dependency tree that can locate the opinion words. However, the induced opinion words only provide an intuitive cue far below human-level interpretability. Besides, the pre-trained encoder tends to internalize an aspect’s intrinsic sentiment, causing sentiment bias and thus affecting model performance. In this paper, we propose a span-based anti-bias aspect representation learning framework. It first eliminates the sentiment bias in the aspect embedding by adversarial learning against aspects’ prior sentiment. Then, it aligns the distilled opinion candidates with the aspect by span-based dependency modeling to highlight the interpretable opinion terms. Our method achieves new state-of-the-art performance on five benchmarks, with the capability of unsupervised opinion extraction.

Extracting relational triples from unstructured text is crucial for large-scale knowledge graph construction. However, few existing works excel in solving the overlapping triple problem where multiple relational triples in the same sentence share the same entities. In this work, we introduce a fresh perspective to revisit the relational triple extraction task and propose a novel cascade binary tagging framework (CasRel) derived from a principled problem formulation. Instead of treating relations as discrete labels as in previous works, our new framework models relations as functions that map subjects to objects in a sentence, which naturally handles the overlapping problem. Experiments show that the CasRel framework already outperforms state-of-the-art methods even when its encoder module uses a randomly initialized BERT encoder, showing the power of the new tagging framework. It enjoys further performance boost when employing a pre-trained BERT encoder, outperforming the strongest baseline by 17.5 and 30.2 absolute gain in F1-score on two public datasets NYT and WebNLG, respectively. In-depth analysis on different scenarios of overlapping triples shows that the method delivers consistent performance gain across all these scenarios. The source code and data are released online.

Distantly Supervised Relation Extraction (DSRE) has proven to be effective to find relational facts from texts, but it still suffers from two main problems: the wrong labeling problem and the long-tail problem. Most of the existing approaches address these two problems through flat classification, which lacks hierarchical information of relations. To leverage the informative relation hierarchies, we formulate DSRE as a hierarchical classification task and propose a novel hierarchical classification framework, which extracts the relation in a top-down manner. Specifically, in our proposed framework, 1) we use a hierarchically-refined representation method to achieve hierarchy-specific representation; 2) a top-down classification strategy is introduced instead of training a set of local classifiers. The experiments on NYT dataset demonstrate that our approach significantly outperforms other state-of-the-art approaches, especially for the long-tail problem.

Abstract Meaning Representation (AMR) parsing aims at abstracting away from the syntactic realization of a sentence, and denote only its meaning in a canonical form. As such, it is ideal for paraphrase detection, a problem in which one is required to specify whether two sentences have the same meaning. We show that naïve use of AMR in paraphrase detection is not necessarily useful, and turn to describe a technique based on latent semantic analysis in combination with AMR parsing that significantly advances state-of-the-art results in paraphrase detection for the Microsoft Research Paraphrase Corpus. Our best results in the transductive setting are 86.6% for accuracy and 90.0% for F₁ measure.

User intent detection plays a critical role in question-answering and dialog systems. Most previous works treat intent detection as a classification problem where utterances are labeled with predefined intents. However, it is labor-intensive and time-consuming to label users’ utterances as intents are diversely expressed and novel intents will continually be involved. Instead, we study the zero-shot intent detection problem, which aims to detect emerging user intents where no labeled utterances are currently available. We propose two capsule-based architectures: IntentCapsNet that extracts semantic features from utterances and aggregates them to discriminate existing intents, and IntentCapsNet-ZSL which gives IntentCapsNet the zero-shot learning ability to discriminate emerging intents via knowledge transfer from existing intents. Experiments on two real-world datasets show that our model not only can better discriminate diversely expressed existing intents, but is also able to discriminate emerging intents when no labeled utterances are available.

Aspect sentiment classification (ASC) is a fundamental task in sentiment analysis. Given an aspect/target and a sentence, the task classifies the sentiment polarity expressed on the target in the sentence. Memory networks (MNs) have been used for this task recently and have achieved state-of-the-art results. In MNs, attention mechanism plays a crucial role in detecting the sentiment context for the given target. However, we found an important problem with the current MNs in performing the ASC task. Simply improving the attention mechanism will not solve it. The problem is referred to as target-sensitive sentiment, which means that the sentiment polarity of the (detected) context is dependent on the given target and it cannot be inferred from the context alone. To tackle this problem, we propose the target-sensitive memory networks (TMNs). Several alternative techniques are designed for the implementation of TMNs and their effectiveness is experimentally evaluated.

Document modeling is essential to a variety of natural language understanding tasks. We propose to use external information to improve document modeling for problems that can be framed as sentence extraction. We develop a framework composed of a hierarchical document encoder and an attention-based extractor with attention over external information. We evaluate our model on extractive document summarization (where the external information is image captions and the title of the document) and answer selection (where the external information is a question). We show that our model consistently outperforms strong baselines, in terms of both informativeness and fluency (for CNN document summarization) and achieves state-of-the-art results for answer selection on WikiQA and NewsQA.