Integrated Speech and Large Language Models (SLMs) that can follow speech instructions and generate relevant text responses have gained popularity lately. However, the safety and robustness of these models remains largely unclear. In this work, we investigate the potential vulnerabilities of such instruction-following speech-language models to adversarial attacks and jailbreaking. Specifically, we design algorithms that can generate adversarial examples to jailbreak SLMs in both white-box and black-box attack settings without human involvement. Additionally, we propose countermeasures to thwart such jailbreaking attacks. Our models, trained on dialog data with speech instructions, achieve state-of-the-art performance on spoken question-answering task, scoring over 80% on both safety and helpfulness metrics. Despite safety guardrails, experiments on jailbreaking demonstrate the vulnerability of SLMs to adversarial perturbations and transfer attacks, with average attack success rates of 90% and 10% respectively when evaluated on a dataset of carefully designed harmful questions spanning 12 different toxic categories. However, we demonstrate that our proposed countermeasures reduce the attack success significantly.

Spoken language understanding (SLU) tasks involve mapping from speech signals to semantic labels. Given the complexity of such tasks, good performance is expected to require large labeled datasets, which are difficult to collect for each new task and domain. However, recent advances in self-supervised speech representations have made it feasible to consider learning SLU models with limited labeled data. In this work, we focus on low-resource spoken named entity recognition (NER) and address the question: Beyond self-supervised pre-training, how can we use external speech and/or text data that are not annotated for the task? We consider self-training, knowledge distillation, and transfer learning for end-to-end (E2E) and pipeline (speech recognition followed by text NER) approaches. We find that several of these approaches improve performance in resource-constrained settings beyond the benefits from pre-trained representations. Compared to prior work, we find relative improvements in F1 of up to 16%. While the best baseline model is a pipeline approach, the best performance using external data is ultimately achieved by an E2E model. We provide detailed comparisons and analyses, developing insights on, for example, the effects of leveraging external data on (i) different categories of NER errors and (ii) the switch in performance trends between pipeline and E2E models.