We present CoDa (**Co**nstrained Generation based **Da**ta Augmentation), a controllable, effective, and *training-free* data augmentation technique for low-resource (data-scarce) NLP. Our approach is based on prompting off-the-shelf instruction-following Large Language Models (LLMs) for generating text that satisfies a set of constraints. Precisely, we extract a set of simple constraints from every instance in the low-resource dataset and verbalize them to prompt an LLM to generate novel and diverse training instances. Our findings reveal that synthetic data that follows simple constraints in the downstream dataset act as highly effective augmentations, and CoDa can achieve this without intricate decoding-time constrained generation techniques or fine-tuning with complex algorithms that eventually make the model biased toward the small number of training instances. Additionally, CoDa is the first framework that provides users explicit control over the augmentation generation process, thereby also allowing easy adaptation to several domains. We demonstrate the effectiveness of CoDa across 11 datasets spanning 3 tasks and 3 low-resource settings. CoDa outperforms all our baselines, qualitatively and quantitatively, with improvements of 0.12%-7.19%. Code is available.

We propose DOC-RAG - Domain-distributed Co-occurrence Retrieval Augmentation for ASR language model personalization aiming to improve the automatic speech recognition of rare word patterns in unseen domains. Our approach involves contrastively training a document retrieval module to rank external knowledge domains based on their semantic similarity with respect to the input query. We further use n-gram co-occurrence distribution to recognize rare word patterns associated with specific domains. We aggregate the next word probability distribution based on the relative importance of different domains. Extensive experiments on three user-specific speech-to-text tasks for meetings, TED talks, and financial earnings calls show that DOC-RAG significantly outperforms strong baselines with an 8-15% improvement in terms of perplexity and a 4-7% reduction in terms of Word Error Rates in various settings.

We present a novel task of document-level script event prediction, which aims to predict the next event given a candidate list of narrative events in long-form documents. To enable this, we introduce DocSEP, a challenging dataset in two new domains - contractual documents and Wikipedia articles, where timeline events may be paragraphs apart and may require multi-hop temporal and causal reasoning. We benchmark existing baselines and present a novel architecture called DocScript to learn sequential ordering between events at the document scale. Our experimental results on the DocSEP dataset demonstrate that learning longer-range dependencies between events is a key challenge and show that contemporary LLMs such as ChatGPT and FlanT5 struggle to solve this task, indicating their lack of reasoning abilities for understanding causal relationships and temporal sequences within long texts.

Predicting price variations of financial instruments for risk modeling and stock trading is challenging due to the stochastic nature of the stock market. While recent advancements in the Financial AI realm have expanded the scope of data and methods they use, such as textual and audio cues from financial earnings calls, limitations exist. Most datasets are small, and show domain distribution shifts due to the nature of their source, suggesting the exploration for data augmentation for robust augmentation strategies such as Mixup. To tackle such challenges in the financial domain, we propose SH-Mix: Saliency-guided Hierarchical Mixup augmentation technique for multimodal financial prediction tasks. SH-Mix combines multi-level embedding mixup strategies based on the contribution of each modality and context subsequences. Through extensive quantitative and qualitative experiments on financial earnings and conference call datasets consisting of text and speech, we show that SH-Mix outperforms state-of-the-art methods by 3-7%. Additionally, we show that SH-Mix is generalizable across different modalities and models.

We present a novel approach to automatically synthesize “wayfinding instructions” for an embodied robot agent. In contrast to prior approaches that are heavily reliant on human-annotated datasets designed exclusively for specific simulation platforms, our algorithm uses in-context learning to condition an LLM to generate instructions using just a few references. Using an LLM-based Visual Question Answering strategy, we gather detailed information about the environment which is used by the LLM for instruction synthesis. We implement our approach on multiple simulation platforms including Matterport3D, AI Habitat and ThreeDWorld, thereby demonstrating its platform-agnostic nature. We subjectively evaluate our approach via a user study and observe that 83.3% of users find the synthesized instructions accurately capture the details of the environment and show characteristics similar to those of human-generated instructions. Further, we conduct zero-shot navigation with multiple approaches on the REVERIE dataset using the generated instructions, and observe very close correlation with the baseline on standard success metrics (< 1% change in SR), quantifying the viability of generated instructions in replacing human-annotated data. We finally discuss the applicability of our approach in enabling a generalizable evaluation of embodied navigation policies. To the best of our knowledge, ours is the first LLM-driven approach capable of generating “human-like” instructions in a platform-agnostic manner, without training.

Open-vocabulary vision-language models (VLMs) like CLIP, trained using contrastive loss, have emerged as a promising new paradigm for text-to-image retrieval. However, do VLMs understand compound nouns (CNs) (e.g., *lab coat*) as well as they understand nouns (e.g., *lab*)? We curate Compun, a novel benchmark with 400 unique and commonly used CNs, to evaluate the effectiveness of VLMs in interpreting CNs. The Compun benchmark challenges a VLM for text-to-image retrieval where, given a text prompt with a CN, the task is to select the correct image that shows the CN among a pair of distractor images that show the constituent nouns that make up the CN. Next, we perform an in-depth analysis to highlight CLIPs’ limited understanding of certain types of CNs. Finally, we present an alternative framework that moves beyond hand-written templates for text prompts widely used by CLIP-like models. We employ a Large Language Model to generate multiple diverse captions that include the CN as an object in the scene described by the caption. Our proposed method improves CN understanding of CLIP by 8.25% on Compun. Code and benchmark are available.

Complex Named Entity Recognition (NER) is the task of detecting linguistically complex named entities in low-context text. In this paper, we present ACLM Attention-map aware keyword selection for Conditional Language Model fine-tuning), a novel data augmentation approach based on conditional generation, to address the data scarcity problem in low-resource complex NER. ACLM alleviates the context-entity mismatch issue, a problem existing NER data augmentation techniques suffer from and often generates incoherent augmentations by placing complex named entities in the wrong context. ACLM builds on BART and is optimized on a novel text reconstruction or denoising task - we use selective masking (aided by attention maps) to retain the named entities and certain keywords in the input sentence that provide contextually relevant additional knowledge or hints about the named entities. Compared with other data augmentation strategies, ACLM can generate more diverse and coherent augmentations preserving the true word sense of complex entities in the sentence. We demonstrate the effectiveness of ACLM both qualitatively and quantitatively on monolingual, cross-lingual, and multilingual complex NER across various low-resource settings. ACLM outperforms all our neural baselines by a significant margin (1%-36%). In addition, we demonstrate the application of ACLM to other domains that suffer from data scarcity (e.g., biomedical). In practice, ACLM generates more effective and factual augmentations for these domains than prior methods.

The tremendous growth of social media users interacting in online conversations has led to significant growth in hate speech affecting people from various demographics. Most of the prior works focus on detecting explicit hate speech, which is overt and leverages hateful phrases, with very little work focusing on detecting hate speech that is implicit or denotes hatred through indirect or coded language. In this paper, we present CoSyn, a context synergized neural network that explicitly incorporates user- and conversational-context for detecting implicit hate speech in online conversations. CoSyn introduces novel ways to encode these external contexts and employs a novel context interaction mechanism that clearly captures the interplay between them, making independent assessments of the amounts of information to be retrieved from these noisy contexts. Additionally, it carries out all these operations in the hyperbolic space to account for the scale-free dynamics of social media. We demonstrate the effectiveness of CoSyn on 6 hate speech datasets and show that CoSyn outperforms all our baselines in detecting implicit hate speech with absolute improvements in the range of 1.24% - 57.8%. We make our code available.

We present DALE, a novel and effective generative Data Augmentation framework for low-resource LEgal NLP. DALE addresses the challenges existing frameworks pose in generating effective data augmentations of legal documents - legal language, with its specialized vocabulary and complex semantics, morphology, and syntax, does not benefit from data augmentations that merely rephrase the source sentence. To address this, DALE, built on an Encoder-Decoder Language Model, is pre-trained on a novel unsupervised text denoising objective based on selective masking - our masking strategy exploits the domain-specific language characteristics of templatized legal documents to mask collocated spans of text. Denoising these spans help DALE acquire broad legal knowledge and develop the ability to generate coherent and diverse augmentations with novel contexts. Finally, DALE performs conditional generation to generate synthetic augmentations for low-resource Legal NLP tasks. We demonstrate the effectiveness of DALE on 13 datasets spanning 6 tasks and 4 low-resource settings. DALE outperforms all our baselines, including LLMs, qualitatively and quantitatively, with absolute improvements of 1%-50%.

The choice of input text prompt plays a critical role in the performance of Vision-Language Pretrained (VLP) models such as CLIP. We present APoLLo, a unified multi-modal approach that combines Adapter and Prompt learning for Vision-Language models. Our method is designed to substantially improve the generalization capabilities of VLP models when they are fine-tuned in a few-shot setting. We introduce trainable cross-attention-based adapter layers in conjunction with vision and language encoders to strengthen the alignment between the two modalities. We enforce consistency between the respective encoder branches (receiving augmented inputs) to prevent overfitting in downstream tasks. Our method is evaluated on three representative tasks: generalization to novel classes, cross-dataset evaluation, and unseen domain shifts. In practice, APoLLo achieves a relative gain up to 6.03% over MaPLe (SOTA) on novel classes for 10 diverse image recognition datasets.

We introduce PersonaLM - Domain-distributed Span-Aggregated K-nearest N-gram retrieval augmentation to improve language modeling for Automatic Speech Recognition (ASR) personalization. PersonaLM leverages contextually similar n-gram word frequencies for recognizing rare word patterns associated with unseen domains. It aggregates the next-word probability distribution based on the relative importance of different domains to the input query. To achieve this, we propose a Span Aggregated Group-Contrastive Neural (SCAN) retriever that learns to rank external domains/users by utilizing a group-wise contrastive span loss that pulls together span representations belonging to the same group while pushing away spans from unrelated groups in the semantic space. We propose ASAP benchmark for ASR LM personalization that consists of three user-specific speech-to-text tasks for meetings, TED talks, and financial earnings calls. Extensive experiments show that PersonaLM significantly outperforms strong baselines with a 10-16% improvement in perplexity and a 5-8% reduction in Word Error Rates on popular Wikitext-103, UserLibri, and our ASAP dataset. We further demonstrate the usefulness of the SCAN retriever for improving user-personalized text generation and classification by retrieving relevant context for zero-shot prompting and few-shot fine-tuning of LLMs by 7-12% on the LAMP benchmark.

Financial prediction is complex due to the stochastic nature of the stock market. Semi-structured financial documents present comprehensive financial data in tabular formats, such as earnings, profit-loss statements, and balance sheets, and can often contain rich technical analysis along with a textual discussion of corporate history, and management analysis, compliance, and risks. Existing research focuses on the textual and audio modalities of financial disclosures from company conference calls to forecast stock volatility and price movement, but ignores the rich tabular data available in financial reports. Moreover, the economic realm is still plagued with a severe under-representation of various communities spanning diverse demographics, gender, and native speakers. In this work, we show that combining tabular data from financial semi-structured documents with text transcripts and audio recordings not only improves stock volatility and price movement prediction by 5-12% but also reduces gender bias caused due to audio-based neural networks by over 30%.

We present DocInfer - a novel, end-to-end Document-level Natural Language Inference model that builds a hierarchical document graph enriched through inter-sentence relations (topical, entity-based, concept-based), performs paragraph pruning using the novel SubGraph Pooling layer, followed by optimal evidence selection based on REINFORCE algorithm to identify the most important context sentences for a given hypothesis. Our evidence selection mechanism allows it to transcend the input length limitation of modern BERT-like Transformer models while presenting the entire evidence together for inferential reasoning. We show this is an important property needed to reason on large documents where the evidence may be fragmented and located arbitrarily far from each other. Extensive experiments on popular corpora - DocNLI, ContractNLI, and ConTRoL datasets, and our new proposed dataset called CaseHoldNLI on the task of legal judicial reasoning, demonstrate significant performance gains of 8-12% over SOTA methods. Our ablation studies validate the impact of our model. Performance improvement of 3-6% on annotation-scarce downstream tasks of fact verification, multiple-choice QA, and contract clause retrieval demonstrates the usefulness of DocInfer beyond primary NLI tasks.

We introduce DocTime - a novel temporal dependency graph (TDG) parser that takes as input a text document and produces a temporal dependency graph. It outperforms previous BERT-based solutions by a relative 4-8% on three datasets from modeling the problem as a graph network with path-prediction loss to incorporate longer range dependencies. This work also demonstrates how the TDG graph can be used to improve the downstream tasks of temporal questions answering and NLI by a relative 4-10% with a new framework that incorporates the temporal dependency graph into the self-attention layer of Transformer models (Time-transformer). Finally, we develop and evaluate on a new temporal dependency graph dataset for the domain of contractual documents, which has not been previously explored in this setting.

We present TIMERS - a TIME, Rhetorical and Syntactic-aware model for document-level temporal relation classification in the English language. Our proposed method leverages rhetorical discourse features and temporal arguments from semantic role labels, in addition to traditional local syntactic features, trained through a Gated Relational-GCN. Extensive experiments show that the proposed model outperforms previous methods by 5-18% on the TDDiscourse, TimeBank-Dense, and MATRES datasets due to our discourse-level modeling.