Table-text document (e.g., financial reports) understanding has attracted increasing attention in recent two years. TAT-DQA is a realistic setting for the understanding of visually-rich table-text documents, which involves answering associated questions requiring discrete reasoning. Most existing work relies on token-level semantics, falling short in the reasoning across document elements such as quantities and dates. To address this limitation, we propose a novel Doc2SoarGraph model that exploits element-level semantics and employs Semantic-oriented hierarchical Graph structures to capture the differences and correlations among different elements within the given document and question. Extensive experiments on the TAT-DQA dataset reveal that our model surpasses the state-of-the-art conventional method (i.e., MHST) and large language model (i.e., ChatGPT) by 17.73 and 6.49 points respectively in terms of Exact Match (EM) metric, demonstrating exceptional effectiveness.

Machine Reading Comprehension (MRC) models easily learn spurious correlations from complex contexts such as tabular data. Counterfactual training—using the factual and counterfactual data by augmentation—has become a promising solution. However, it is costly to construct faithful counterfactual examples because it is tricky to maintain the consistency and dependency of the tabular data. In this paper, we take a more efficient fashion to ask hypothetical questions like “in which year would the net profit be larger if the revenue in 2019 were $38,298?”, whose effects on the answers are equivalent to those expensive counterfactual tables. We propose a hypothetical training framework that uses paired examples with different hypothetical questions to supervise the direction of model gradient towards the counterfactual answer change. The superior generalization results on tabular MRC datasets, including a newly constructed stress test and MultiHiertt, validate our effectiveness.

The task of product attribute value extraction is to identify values of an attribute from product information. Product attributes are important features, which help improve online shopping experience of customers, such as product search, recommendation and comparison. Most existing works only focus on extracting values for a set of known attributes with sufficient training data. However, with the emerging nature of e-commerce, new products with their unique set of new attributes are constantly generated from different retailers and merchants. Collecting a large number of annotations for every new attribute is costly and time consuming. Therefore, it is an important research problem for product attribute value extraction with limited data. In this work, we propose a novel prompt tuning approach with Mixed Prompts for few-shot Attribute Value Extraction, namely MixPAVE. Specifically, MixPAVE introduces only a small amount (< 1%) of trainable parameters, i.e., a mixture of two learnable prompts, while keeping the existing extraction model frozen. In this way, MixPAVE not only benefits from parameter-efficient training, but also avoids model overfitting on limited training examples. Experimental results on two product benchmarks demonstrate the superior performance of the proposed approach over several state-of-the-art baselines. A comprehensive set of ablation studies validate the effectiveness of the prompt design, as well as the efficiency of our approach.

Large language models (LLMs) are susceptible to red teaming attacks, which can induce LLMs to generate harmful content. Previous research constructs attack prompts via manual or automatic methods, which have their own limitations on construction cost and quality. To address these issues, we propose an integrated approach that combines manual and automatic methods to economically generate high-quality attack prompts. Specifically, considering the impressive capabilities of newly emerged LLMs, we propose an attack framework to instruct LLMs to mimic human-generated prompts through in-context learning. Furthermore, we propose a defense framework that fine-tunes victim LLMs through iterative interactions with the attack framework to enhance their safety against red teaming attacks. Extensive experiments on different LLMs validate the effectiveness of our proposed attack and defense frameworks. Additionally, we release a series of attack prompts datasets named SAP with varying sizes, facilitating the safety evaluation and enhancement of more LLMs.

Fine-tuning pre-trained language models (LMs) has become the de facto standard in many NLP tasks. Nevertheless, fine-tuned LMs are still prone to robustness issues, such as adversarial robustness and model calibration. Several perspectives of robustness for LMs have been studied independently, but lacking a unified consideration in multiple perspectives. In this paper, we propose Robustifying LMs via Adversarial perturbation with Selective Training (RoAST), a simple yet effective fine-tuning technique to enhance the multi-perspective robustness of LMs in a unified way. RoAST effectively incorporates two important sources for the model robustness, robustness on the perturbed inputs and generalizable knowledge in pre-trained LMs. To be specific, RoAST introduces adversarial perturbation during fine-tuning while the model parameters are selectively updated upon their relative importance to minimize unnecessary deviation. Under a unified evaluation of fine-tuned LMs by incorporating four representative perspectives of model robustness, we demonstrate the effectiveness of RoAST compared to state-of-the-art fine-tuning methods on six different types of LMs, which indicates its usefulness in practice.

Large Language Model (LLM) has demonstrated significant ability in various Natural Language Processing tasks. However, their effectiveness is highly dependent on the phrasing of the task prompt, leading to research on automatic prompt optimization using labeled task data. We reveal that these prompt optimization techniques are vulnerable to distribution shifts such as subpopulation shifts, which are common for LLMs in real-world scenarios such as customer reviews analysis. In this light, we propose a new problem of robust prompt optimization for LLMs against distribution shifts, which requires the prompt optimized over the labeled source group can simultaneously generalize to an unlabeled target group. To solve this problem, we propose Generalized Prompt Optimization framework , which incorporates the unlabeled data from the target group into prompt optimization. Extensive experimental results demonstrate the effectiveness of the proposed framework with significant performance improvement on the target group and comparable performance on the source group.

With the continuous growth of large language models, the process of fine-tuning these models for new tasks has become increasingly parameter-intensive. Prompt tuning, a method that involves tuning a small set of soft prompts, has emerged as an effective and efficient approach for adapting large pre-trained language models. However, most existing prompt tuning approaches only introduce prompts at the input layer, limiting their performance and leaving large rooms for improvement. In this work, we propose a novel Attention Prompt tuning method, namely APrompt, for efficient adaptation of pre-trained language models. We first demonstrate that existing prompt tuning can be considered as a special case of attention prompt tuning. We then formally introduce APrompt, which incorporates query, key, and value prompts into the attention layer to guide the attention computation during fine-tuning. Experimental results on the SuperGLUE benchmark consistently demonstrate that our proposed approach outperforms state-of-the-art baselines and full fine-tuning method with pre-trained models at different scales. In addition, a comprehensive set of ablation studies validate the effectiveness of the prompt design, as well as the efficiency of our approach.

The task of web information extraction is to extract target fields of an object from web pages, such as extracting the name, genre and actor from a movie page. Recent sequential modeling approaches have achieved state-of-the-art results on web information extraction. However, most of these methods only focus on extracting information from textual sources while ignoring the rich information from other modalities such as image and web layout. In this work, we propose a novel MUltimodal Structural Transformer (MUST) that incorporates multiple modalities for web information extraction. Concretely, we develop a structural encoder that jointly encodes the multimodal information based on the HTML structure of the web layout, where high-level DOM nodes, and low-level text and image tokens are introduced to represent the entire page. Structural attention patterns are designed to learn effective cross-modal embeddings for all DOM nodes and low-level tokens. An extensive set of experiments are conducted on WebSRC and Common Crawl benchmarks. Experimental results demonstrate the superior performance of MUST over several state-of-the-art baselines.

We study the out-of-distribution generalization of active learning that adaptively selects samples for annotation in learning the decision boundary of classification. Our empirical study finds that increasingly annotating seen samples may hardly benefit the generalization. To address the problem, we propose Counterfactual Active Learning (CounterAL) that empowers active learning with counterfactual thinking to bridge the seen samples with unseen cases. In addition to annotating factual samples, CounterAL requires annotators to answer counterfactual questions to construct counterfactual samples for training. To achieve CounterAL, we design a new acquisition strategy that selects the informative factual-counterfactual pairs for annotation; and a new training strategy that pushes the model update to focus on the discrepancy between factual and counterfactual samples. We evaluate CounterAL on multiple public datasets of sentiment analysis and natural language inference. The experiment results show that CounterAL requires fewer acquisition rounds and outperforms existing active learning methods by a large margin in OOD tests with comparable IID performance.

Neural discrete reasoning (NDR) has shown remarkable progress in combining deep models with discrete reasoning. However, we find that existing NDR solution suffers from large performance drop on hypothetical questions, e.g. “what the annualized rate of return would be if the revenue in 2020 was doubled”. The key to hypothetical question answering (HQA) is counterfactual thinking, which is a natural ability of human reasoning but difficult for deep models. In this work, we devise a Learning to Imagine (L2I) module, which can be seamlessly incorporated into NDR models to perform the imagination of unseen counterfactual. In particular, we formulate counterfactual thinking into two steps: 1) identifying the fact to intervene, and 2) deriving the counterfactual from the fact and assumption, which are designed as neural networks. Based on TAT-QA, we construct a very challenging HQA dataset with 8,283 hypothetical questions. We apply the proposed L2I to TAGOP, the state-of-the-art solution on TAT-QA, validating the rationality and effectiveness of our approach.

Automatic question generation (AQG) is the task of generating a question from a given passage and an answer. Most existing AQG methods aim at encoding the passage and the answer to generate the question. However, limited work has focused on modeling the correlation between the target answer and the generated question. Moreover, unseen or rare word generation has not been studied in previous works. In this paper, we propose a novel approach which incorporates question generation with its dual problem, question answering, into a unified primal-dual framework. Specifically, the question generation component consists of an encoder that jointly encodes the answer with the passage, and a decoder that produces the question. The question answering component then re-asks the generated question on the passage to ensure that the target answer is obtained. We further introduce a knowledge distillation module to improve the model generalization ability. We conduct an extensive set of experiments on SQuAD and HotpotQA benchmarks. Experimental results demonstrate the superior performance of the proposed approach over several state-of-the-art methods.

Hybrid data combining both tabular and textual content (e.g., financial reports) are quite pervasive in the real world. However, Question Answering (QA) over such hybrid data is largely neglected in existing research. In this work, we extract samples from real financial reports to build a new large-scale QA dataset containing both Tabular And Textual data, named TAT-QA, where numerical reasoning is usually required to infer the answer, such as addition, subtraction, multiplication, division, counting, comparison/sorting, and the compositions. We further propose a novel QA model termed TAGOP, which is capable of reasoning over both tables and text. It adopts sequence tagging to extract relevant cells from the table along with relevant spans from the text to infer their semantics, and then applies symbolic reasoning over them with a set of aggregation operators to arrive at the final answer. TAGOP achieves 58.0% inF1, which is an 11.1% absolute increase over the previous best baseline model, according to our experiments on TAT-QA. But this result still lags far behind performance of expert human, i.e.90.8% in F1. It is demonstrated that our TAT-QA is very challenging and can serve as a benchmark for training and testing powerful QA models that address hybrid form data.

Today’s text classifiers inevitably suffer from unintended dataset biases, especially the document-level label bias and word-level keyword bias, which may hurt models’ generalization. Many previous studies employed data-level manipulations or model-level balancing mechanisms to recover unbiased distributions and thus prevent models from capturing the two types of biases. Unfortunately, they either suffer from the extra cost of data collection/selection/annotation or need an elaborate design of balancing strategies. Different from traditional factual inference in which debiasing occurs before or during training, counterfactual inference mitigates the influence brought by unintended confounders after training, which can make unbiased decisions with biased observations. Inspired by this, we propose a model-agnostic text classification debiasing framework – Corsair, which can effectively avoid employing data manipulations or designing balancing mechanisms. Concretely, Corsair first trains a base model on a training set directly, allowing the dataset biases ‘poison’ the trained model. In inference, given a factual input document, Corsair imagines its two counterfactual counterparts to distill and mitigate the two biases captured by the poisonous model. Extensive experiments demonstrate Corsair’s effectiveness, generalizability and fairness.