Ranking documents using Large Language Models (LLMs) by directly feeding the query and candidate documents into the prompt is an interesting and practical problem. However, researchers have found it difficult to outperform fine-tuned baseline rankers on benchmark datasets.We analyze pointwise and listwise ranking prompts used by existing methods and argue that off-the-shelf LLMs do not fully understand these challenging ranking formulations. In this paper, we propose to significantly reduce the burden on LLMs by using a new technique called Pairwise Ranking Prompting (PRP).Our results are the first in the literature to achieve state-of-the-art ranking performance on standard benchmarks using moderate-sized open-sourced LLMs. On TREC-DL 2019&2020, PRP based on the Flan-UL2 model with 20B parameters performs favorably with the previous best approach in the literature, which is based on the blackbox commercial GPT-4 that has 50x (estimated) model size, while outperforming other LLM-based solutions, such as InstructGPT which has 175B parameters, by over 10% for all ranking metrics. By using the same prompt template on seven BEIR tasks, PRP outperforms supervised baselines and outperforms the blackbox commercial ChatGPT solution by 4.2% and pointwise LLM-based solutions by more than 10% on average NDCG@10.Furthermore, we propose several variants of PRP to improve efficiency and show that it is possible to achieve competitive results even with linear complexity.

With the development of large language models (LLMs), zero-shot learning has attracted much attention for various NLP tasks. Different from prior works that generate training data with billion-scale natural language generation (NLG) models, we propose a retrieval-enhanced framework to create training data from a general-domain unlabeled corpus. To realize this, we first conduct contrastive pretraining to learn an unsupervised dense retriever for extracting the most relevant documents using class-descriptive verbalizers. We then further pro- pose two simple strategies, namely Verbalizer Augmentation with Demonstrations and Self- consistency Guided Filtering to improve the topic coverage of the dataset while removing noisy examples. Experiments on nine datasets demonstrate that ReGen achieves 4.3% gain over the strongest baselines and saves around 70% of the time when compared with baselines using large NLG models. Besides, REGEN can be naturally integrated with recently proposed large language models to boost performance.

We present PATRON, a prompt-based data selection method for pre-trained language model fine-tuning under cold-start scenarios, i.e., no initial labeled data are available. In PATRON, we design (1) a prompt-based uncertainty propagation approach to estimate the importance of data points and (2) a partition-then-rewrite (PTR) strategy to promote sample diversity when querying for annotations. Experiments on six text classification datasets show that PATRON outperforms the strongest cold-start data selection baselines by up to 6.9%. Besides, with 128 labels only, PATRON achieves 91.0% and 92.1% of the fully supervised performance based on vanilla fine-tuning and prompt-based learning respectively. Our implementation of PATRON will be published upon acceptance.

Chain-of-Thought (CoT) prompting can dramatically improve the multi-step reasoning abilities of large language models (LLMs). CoT explicitly encourages the LLM to generate intermediate rationales for solving a problem, by providing a series of reasoning steps in the demonstrations. Despite its success, there is still little understanding of what makes CoT prompting effective and which aspects of the demonstrated reasoning steps contribute to its performance. In this paper, we show that CoT reasoning is possible even with invalid demonstrations - prompting with invalid reasoning steps can achieve over 80-90% of the performance obtained using CoT under various metrics, while still generating coherent lines of reasoning during inference. Further experiments show that other aspects of the rationales, such as being relevant to the query and correctly ordering the reasoning steps, are much more important for effective CoT reasoning. Overall, these findings both deepen our understanding of CoT prompting, and open up new questions regarding LLMs’ capability to learn to reason in context.

Recent studies have achieved inspiring success in unsupervised grammar induction using masked language modeling (MLM) as the proxy task. Despite their high accuracy in identifying low-level structures, prior arts tend to struggle in capturing high-level structures like clauses, since the MLM task usually only requires information from local context. In this work, we revisit LM-based constituency parsing from a phrase-centered perspective. Inspired by the natural reading process of human, we propose to regularize the parser with phrases extracted by an unsupervised phrase tagger to help the LM model quickly manage low-level structures. For a better understanding of high-level structures, we propose a phrase-guided masking strategy for LM to emphasize more on reconstructing non-phrase words. We show that the initial phrase regularization serves as an effective bootstrap, and phrase-guided masking improves the identification of high-level structures. Experiments on the public benchmark with two different backbone models demonstrate the effectiveness and generality of our method.

Document-level relation extraction (DocRE) aims to extract semantic relations among entity pairs in a document. Typical DocRE methods blindly take the full document as input, while a subset of the sentences in the document, noted as the evidence, are often sufficient for humans to predict the relation of an entity pair. In this paper, we propose an evidence-enhanced framework, Eider, that empowers DocRE by efficiently extracting evidence and effectively fusing the extracted evidence in inference. We first jointly train an RE model with a lightweight evidence extraction model, which is efficient in both memory and runtime. Empirically, even training the evidence model on silver labels constructed by our heuristic rules can lead to better RE performance. We further design a simple yet effective inference process that makes RE predictions on both extracted evidence and the full document, then fuses the predictions through a blending layer. This allows Eider to focus on important sentences while still having access to the complete information in the document. Extensive experiments show that Eider outperforms state-of-the-art methods on three benchmark datasets (e.g., by 1.37/1.26 Ign F1/F1 on DocRED).

Topic taxonomies display hierarchical topic structures of a text corpus and provide topical knowledge to enhance various NLP applications. To dynamically incorporate new topic information, several recent studies have tried to expand (or complete) a topic taxonomy by inserting emerging topics identified in a set of new documents. However, existing methods focus only on frequent terms in documents and the local topic-subtopic relations in a taxonomy, which leads to limited topic term coverage and fails to model the global taxonomy structure. In this work, we propose a novel framework for topic taxonomy expansion, named TopicExpan, which directly generates topic-related terms belonging to new topics. Specifically, TopicExpan leverages the hierarchical relation structure surrounding a new topic and the textual content of an input document for topic term generation. This approach encourages newly-inserted topics to further cover important but less frequent terms as well as to keep their relation consistency within the taxonomy. Experimental results on two real-world text corpora show that TopicExpan significantly outperforms other baseline methods in terms of the quality of output taxonomies.

Hierarchical multi-label text classification (HMTC) aims to tag each document with a set of classes from a taxonomic class hierarchy. Most existing HMTC methods train classifiers using massive human-labeled documents, which are often too costly to obtain in real-world applications. In this paper, we explore to conduct HMTC based on only class surface names as supervision signals. We observe that to perform HMTC, human experts typically first pinpoint a few most essential classes for the document as its “core classes”, and then check core classes’ ancestor classes to ensure the coverage. To mimic human experts, we propose a novel HMTC framework, named TaxoClass. Specifically, TaxoClass (1) calculates document-class similarities using a textual entailment model, (2) identifies a document’s core classes and utilizes confident core classes to train a taxonomy-enhanced classifier, and (3) generalizes the classifier via multi-label self-training. Our experiments on two challenging datasets show TaxoClass can achieve around 0.71 Example-F1 using only class names, outperforming the best previous method by 25%.

Traditional event extraction methods require predefined event types and their corresponding annotations to learn event extractors. These prerequisites are often hard to be satisfied in real-world applications. This work presents a corpus-based open-domain event type induction method that automatically discovers a set of event types from a given corpus. As events of the same type could be expressed in multiple ways, we propose to represent each event type as a cluster of <predicate sense, object head> pairs. Specifically, our method (1) selects salient predicates and object heads, (2) disambiguates predicate senses using only a verb sense dictionary, and (3) obtains event types by jointly embedding and clustering <predicate sense, object head> pairs in a latent spherical space. Our experiments, on three datasets from different domains, show our method can discover salient and high-quality event types, according to both automatic and human evaluations.

Entity set expansion, aiming at expanding a small seed entity set with new entities belonging to the same semantic class, is a critical task that benefits many downstream NLP and IR applications, such as question answering, query understanding, and taxonomy construction. Existing set expansion methods bootstrap the seed entity set by adaptively selecting context features and extracting new entities. A key challenge for entity set expansion is to avoid selecting ambiguous context features which will shift the class semantics and lead to accumulative errors in later iterations. In this study, we propose a novel iterative set expansion framework that leverages automatically generated class names to address the semantic drift issue. In each iteration, we select one positive and several negative class names by probing a pre-trained language model, and further score each candidate entity based on selected class names. Experiments on two datasets show that our framework generates high-quality class names and outperforms previous state-of-the-art methods significantly.

Linguistic steganography studies how to hide secret messages in natural language cover texts. Traditional methods aim to transform a secret message into an innocent text via lexical substitution or syntactical modification. Recently, advances in neural language models (LMs) enable us to directly generate cover text conditioned on the secret message. In this study, we present a new linguistic steganography method which encodes secret messages using self-adjusting arithmetic coding based on a neural language model. We formally analyze the statistical imperceptibility of this method and empirically show it outperforms the previous state-of-the-art methods on four datasets by 15.3% and 38.9% in terms of bits/word and KL metrics, respectively. Finally, human evaluations show that 51% of generated cover texts can indeed fool eavesdroppers.

Entity set expansion and synonym discovery are two critical NLP tasks. Previous studies accomplish them separately, without exploring their interdependencies. In this work, we hypothesize that these two tasks are tightly coupled because two synonymous entities tend to have a similar likelihood of belonging to various semantic classes. This motivates us to design SynSetExpan, a novel framework that enables two tasks to mutually enhance each other. SynSetExpan uses a synonym discovery model to include popular entities’ infrequent synonyms into the set, which boosts the set expansion recall. Meanwhile, the set expansion model, being able to determine whether an entity belongs to a semantic class, can generate pseudo training data to fine-tune the synonym discovery model towards better accuracy. To facilitate the research on studying the interplays of these two tasks, we create the first large-scale Synonym-Enhanced Set Expansion (SE2) dataset via crowdsourcing. Extensive experiments on the SE2 dataset and previous benchmarks demonstrate the effectiveness of SynSetExpan for both entity set expansion and synonym discovery tasks.

Cognitive task analysis (CTA) is a type of analysis in applied psychology aimed at eliciting and representing the knowledge and thought processes of domain experts. In CTA, often heavy human labor is involved to parse the interview transcript into structured knowledge (e.g., flowchart for different actions). To reduce human efforts and scale the process, automated CTA transcript parsing is desirable. However, this task has unique challenges as (1) it requires the understanding of long-range context information in conversational text; and (2) the amount of labeled data is limited and indirect—i.e., context-aware, noisy, and low-resource. In this paper, we propose a weakly-supervised information extraction framework for automated CTA transcript parsing. We partition the parsing process into a sequence labeling task and a text span-pair relation extraction task, with distant supervision from human-curated protocol files. To model long-range context information for extracting sentence relations, neighbor sentences are involved as a part of input. Different types of models for capturing context dependency are then applied. We manually annotate real-world CTA transcripts to facilitate the evaluation of the parsing tasks.

We present a novel end-to-end reinforcement learning approach to automatic taxonomy induction from a set of terms. While prior methods treat the problem as a two-phase task (i.e.,, detecting hypernymy pairs followed by organizing these pairs into a tree-structured hierarchy), we argue that such two-phase methods may suffer from error propagation, and cannot effectively optimize metrics that capture the holistic structure of a taxonomy. In our approach, the representations of term pairs are learned using multiple sources of information and used to determine which term to select and where to place it on the taxonomy via a policy network. All components are trained in an end-to-end manner with cumulative rewards, measured by a holistic tree metric over the training taxonomies. Experiments on two public datasets of different domains show that our approach outperforms prior state-of-the-art taxonomy induction methods up to 19.6% on ancestor F1.