“大语言模型问世以来,在自然语言处理诸多任务上都取得了惊人的表现。但其中可能存在的安全性和公平性问题也引起了人们的重视,特别是模型生成文本可能含有对特定职业、性别等群体的偏见和歧视。本文通过两种性别表征形式,构造了显性和隐性的”性别+职业“提示语,提示大语言模型生成开放性文本,并从情感极性、词汇丰富度和冒犯性程度三个维度对生成文本的偏见进行分析,评估并比较了传统模型与以ChatGPT为代表的大语言模型中的职业显性性别和隐性性别交叉偏见。结果表明,比起单维度的职业、性别身份信息,更复杂的职业性别交叉身份信息会减少ChatGPT生成文本中的偏见,具体表现为情感极性趋于中性,词汇丰富度提高;ChatGPT对于不同类型的职业性别身份展现出差异的态度,对研究型、艺术型等创造类的职业情感极性更高,对事务型、经管型等与人打交道的职业情感极性偏低;另外,ChatGPT相比之前的GPT-2模型在生成能力和消除偏见上有所进步,在多种组合身份提示下的生成文本更加积极、多样,冒犯性内容显著减少。”

Proper moral beliefs are fundamental for language models, yet assessing these beliefs poses a significant challenge. This study introduces a novel three-module framework to evaluate the moral beliefs of four prominent large language models. Initially, we constructed a dataset containing 472 moral choice scenarios in Chinese, derived from moral words. The decision-making process of the models in these scenarios reveals their moral principle preferences. By ranking these moral choices, we discern the varying moral beliefs held by different language models. Additionally, through moral debates, we investigate the firmness of these models to their moral choices. Our findings indicate that English language models, namely ChatGPT and Gemini, closely mirror moral decisions of the sample of Chinese university students, demonstrating strong adherence to their choices and a preference for individualistic moral beliefs. In contrast, Chinese models such as Ernie and ChatGLM lean towards collectivist moral beliefs, exhibiting ambiguity in their moral choices and debates. This study also uncovers gender bias embedded within the moral beliefs of all examined language models. Our methodology offers an innovative means to assess moral beliefs in both artificial and human intelligence, facilitating a comparison of moral values across different cultures.

Pre-trained language models (PLMs) have achieved success in various of natural language processing (NLP) tasks. However, PLMs also introduce some disquieting safety problems, such as gender bias. Gender bias is an extremely complex issue, because different individuals may hold disparate opinions on whether the same sentence expresses harmful bias, especially those seemingly neutral or positive. This paper first defines the concept of contextualized gender bias (CGB), which makes it easy to measure implicit gender bias in both PLMs and annotators. We then construct CGBDataset, which contains 20k natural sentences with gendered words, from Chinese news. Similar to the task of masked language models, gendered words are masked for PLMs and annotators to judge whether a male word or a female word is more suitable. Then, we introduce CGBFrame to measure the gender bias of annotators. By comparing the results measured by PLMs and annotators, we find that though there are differences on the choices made by PLMs and annotators, they show significant consistency in general.

While nationality is a pivotal demographic element that enhances the performance of language models, it has received far less scrutiny regarding inherent biases. This study investigates nationality bias in ChatGPT (GPT-3.5), a large language model (LLM) designed for text generation. The research covers 195 countries, 4 temperature settings, and 3 distinct prompt types, generating 4,680 discourses about nationality descriptions in Chinese and English. Automated metrics were used to analyze the nationality bias, and expert annotators alongside ChatGPT itself evaluated the perceived bias. The results show that ChatGPT’s generated discourses are predominantly positive, especially compared to its predecessor, GPT-2. However, when prompted with negative inclinations, it occasionally produces negative content. Despite ChatGPT considering its generated text as neutral, it shows consistent self-awareness about nationality bias when subjected to the same pair-wise comparison annotation framework used by human annotators. In conclusion, while ChatGPT’s generated texts seem friendly and positive, they reflect the inherent nationality biases in the real world. This bias may vary across different language versions of ChatGPT, indicating diverse cultural perspectives. The study highlights the subtle and pervasive nature of biases within LLMs, emphasizing the need for further scrutiny.

“尽管悲观者认为,职场中永远不可能存在性别平等。但随着人们观念的转变,愈来愈多的人们相信,职业的选择应只与个人能力相匹配,而不应由个体的性别决定。目前已经发现自然语言处理的各个任务中都存在着职业性别偏见。但这些研究往往只针对特定的英文任务,缺乏针对中文的、综合多任务的职业性别偏见测量研究。本文基于霍兰德职业模型,从中文自然语言处理中常见的三个任务出发,测量了词向量、共指消解和文本生成中的职业性别偏见,发现不同任务中的职业性别偏见既有一定的共性,又存在着独特的差异性。总体来看,不同任务中的职业性别偏见反映了现实生活中人们对于不同性别所选择职业的刻板印象。此外,在设计不同任务的偏见测量指标时,还需要考虑如语体、词序等语言学要素的影响。”

Gender is a construction in line with social perception and judgment. An important means of this construction is through languages. When natural language processing tools, such as word embeddings, associate gender with the relevant categories of social perception and judgment, it is likely to cause bias and harm to those groups that do not conform to the mainstream social perception and judgment. Using 12,251 Chinese word embeddings as intermedium, this paper studies the relationship between social perception and judgment categories and gender. The results reveal that these grammatical gender-neutral Chinese word embeddings show a certain gender bias, which is consistent with the mainstream society’s perception and judgment of gender. Men are judged by their actions and perceived as bad, easily-disgusted, bad-tempered and rational roles while women are judged by their appearances and perceived as perfect, either happy or sad, and emotional roles.

自然语言处理领域各项任务中,模型广泛存在性别偏见。然而当前尚无中文性别偏见评估和消偏的相关数据集,因此无法对中文自然语言处理模型中的性别偏见进行评估。首先本文根据16对性别称谓词,从一个平面媒体语料库中筛选出性别无偏的句子,构建了一个含有20000条语句的中文句子级性别无偏数据集SlguSet。随后,本文提出了一个可衡量预训练语言模型性别偏见程度的指标,并对5种流行的预训练语言模型中的性别偏见进行评估。结果表明,中文预训练语言模型中存在不同程度的性别偏见,该文所构建数据集能够很好的对中文预训练语言模型中的性别偏见进行评估。同时,该数据集还可作为评估预训练语言模型消偏方法的数据集。

性别偏见现象是社会语言学和计算语学学者均关注的研究热点,但目前大多数研究都是基于英语的,鲜有对汉语中性别偏见现象,特别是基于形容词的研究缺乏。而形容词是衡量社会对男性和女性角色规约的有力抓手。本文首先利用调查问卷的方法,构建了一个含有466个形容词的数据集,定义性别偏度为特定形容词词义和男性或女性群体相匹配的程度,并计算了数据集中每个形容词的性别偏度。然后基于DCC语料库,研究了《人民日报》的形容词性别偏度的历时总体变化,并考察了和姓名搭配的形容词的历时变化。发现《人民日报》所使用的形容词随时间的推移整体呈现中性化趋势,但在文化大革命期间呈现非常男性化的特征,和男性姓名搭配的形容词整体呈现中性化趋势。