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Retrieval-Augmented Generation (RAG) is a powerful approach that enables large language models (LLMs) to incorporate external knowledge. However, evaluating the effectiveness of RAG systems in specialized scenarios remains challenging due to the high costs of data construction and the lack of suitable evaluation metrics. This paper introduces RAGEval, a framework designed to assess RAG systems across diverse scenarios by generating high-quality documents, questions, answers, and references through a schema-based pipeline. With a focus on factual accuracy, we propose three novel metrics—Completeness, Hallucination, and Irrelevance—to evaluate LLM-generated responses rigorously. Experimental results show that RAGEval outperforms zero-shot and one-shot methods in terms of clarity, safety, conformity, and richness of generated samples. Furthermore, the use of LLMs for scoring the proposed metrics demonstrates a high level of consistency with human evaluations. RAGEval establishes a new paradigm for evaluating RAG systems in real-world applications. The code and dataset are released at https://github.com/OpenBMB/RAGEval.
Retrieval-Augmented Generation (RAG) enhances the performance of Large Language Models (LLMs) by incorporating external knowledge. However, LLMs still encounter challenges in effectively utilizing the knowledge from retrieved documents, often being misled by irrelevant or noisy information. To address this issue, we introduce RankCoT, a knowledge refinement method that incorporates reranking signals in generating CoT-based summarization for knowledge refinement based on given query and all retrieval documents. During training, RankCoT prompts the LLM to generate Chain-of-Thought (CoT) candidates based on the query and individual documents. It then fine-tunes the LLM to directly reproduce the best CoT from these candidate outputs based on all retrieved documents, which requires LLM to filter out irrelevant documents during generating CoT-style summarization. Additionally, RankCoT incorporates a self-reflection mechanism that further refines the CoT outputs, resulting in higher-quality training data. Our experiments demonstrate the effectiveness of RankCoT, showing its superior performance over other knowledge refinement models. Further analysis reveals that RankCoT can provide shorter but effective refinement results, enabling the generator to produce more accurate answers. All code and data are available at https://github.com/NEUIR/RankCoT.
This study presents a multi-modal multi-granularity tokenizer specifically designed for analyzing ancient Chinese scripts, focusing on the Chu bamboo slip (CBS) script used during the Spring and Autumn and Warring States period (771-256 BCE) in Ancient China. Considering the complex hierarchical structure of ancient Chinese scripts, where a single character may be a combination of multiple sub-characters, our tokenizer first adopts character detection to locate character boundaries. Then it conducts character recognition at both the character and sub-character levels. Moreover, to support the academic community, we assembled the first large-scale dataset of CBSs with over 100K annotated character image scans. On the part-of-speech tagging task built on our dataset, using our tokenizer gives a 5.5% relative improvement in F1-score compared to mainstream sub-word tokenizers. Our work not only aids in further investigations of the specific script but also has the potential to advance research on other forms of ancient Chinese scripts.
Large language models (LLMs) have demonstrated significant potential in enhancing dense retrieval through query augmentation. However, most existing methods treat the LLM and the retriever as separate modules, overlooking the alignment between generation and ranking objectives. In this work, we propose ExpandR, a unified LLM-augmented dense retrieval framework that jointly optimizes both the LLM and the retriever. ExpandR employs the LLM to generate semantically rich query expansions, which are leveraged to enhance the retriever’s training. Simultaneously, the LLM is trained using Direct Preference Optimization (DPO), guided by a carefully designed reward function that balances retrieval effectiveness and generation consistency. This joint optimization paradigm enables mutual adaptation between the LLM and the retriever, resulting in query expansions that are both informative and well-suited for retrieval. Experimental results on multiple benchmarks show that ExpandR consistently outperforms strong baselines, achieving more than a 5% improvement in retrieval performance. All codes are available at https://github.com/NEUIR/ExpandR.
Web crawl is a main source of large language models’ (LLMs) pretraining data, but the majority of crawled web pages are discarded in pretraining due to low data quality. This paper presents Craw4LLM, an efficient web crawling method that explores the web graph based on the preference of LLM pretraining. Specifically, it leverages the influence of a webpage in LLM pretraining as the priority score of the web crawler’s scheduler, replacing the standard graph-connectivity-based priority. Our experiments on a web graph containing 900 million webpages from a commercial search engine’s index demonstrate the efficiency of Craw4LLM in obtaining high-quality pretraining data. With just 21% URLs crawled, LLMs pretrained on Craw4LLM data reach the same downstream performances of previous crawls, significantly reducing the crawling waste and alleviating the burdens on websites. Our code is publicly available at https://github.com/cxcscmu/Craw4LLM.
Although retrieval-augmented generation (RAG) remains essential for knowledge-based question answering (KBQA), current paradigms face critical challenges under specific domains. Existing methods struggle with targeted adaptation on small-scale KBs: vanilla unsupervised training exhibits poor effectiveness, while fine-tuning incurs prohibitive costs of external signals. We present KBAlign, a self-supervised framework that enhances RAG systems through efficient model adaptation. Our key insight is to leverage the model’s intrinsic capabilities for knowledge alignment through two innovative mechanisms: multi-grained self-annotation that captures global knowledge for data construction, and iterative tuning that accelerates convergence through self verification. This framework enables cost-effective model adaptation to specific textual KBs, without human supervision or external model assistance. Experiments demonstrate that KBAlign can achieve 90% of the performance gain obtained through GPT-4-supervised adaptation, while relying entirely on self-annotation of much smaller models. KBAlign significantly improves downstream QA accuracy across multiple domains with tiny costs, particularly benefiting scenarios requiring deep knowledge integration from specialized corpora. We release our experimental data, models, and process analyses to the community for further exploration(https://anonymous.4open.science/r/KBAlign-D160).
Common document ranking pipelines in search systems are cascade systems that involve multiple ranking layers to integrate different information step-by-step. In this paper, we propose a novel re-ranker Fusion-in-T5 (FiT5), which integrates text matching information, ranking features, and global document information into one single unified model via templated-based input and global attention. Experiments on passage ranking benchmarks MS MARCO and TREC DL show that FiT5, as one single model, significantly improves ranking performance over complex cascade pipelines. Analysis finds that through attention fusion, FiT5 jointly utilizes various forms of ranking information via gradually attending to related documents and ranking features, and improves the detection of subtle nuances. Our code is open-sourced at https://github.com/OpenMatch/FiT5 . Keywords: document ranking, attention, fusion
Retrieval augmentation can aid language models (LMs) in knowledge-intensive tasks by supplying them with external information. Prior works on retrieval augmentation usually jointly fine-tune the retriever and the LM, making them closely coupled. In this paper, we explore the scheme of generic retrieval plug-in: the retriever is to assist target LMs that may not be known beforehand or are unable to be fine-tuned together. To retrieve useful documents for unseen target LMs, we propose augmentation-adapted retriever (AAR), which learns LM’s preferences obtained from a known source LM. Experiments on the MMLU and PopQA datasets demonstrate that our AAR trained with a small source LM is able to significantly improve the zero-shot generalization of larger target LMs ranging from 250M Flan-T5 to 175B InstructGPT. Further analysis indicates that the preferences of different LMs overlap, enabling AAR trained with a single source LM to serve as a generic plug-in for various target LMs. Our code is open-sourced at https://github.com/OpenMatch/Augmentation-Adapted-Retriever.
This paper presents Structure Aware Dense Retrieval (SANTA) model, which encodes user queries and structured data in one universal embedding space for retrieving structured data. SANTA proposes two pretraining methods to make language models structure-aware and learn effective representations for structured data: 1) Structured Data Alignment, which utilizes the natural alignment relations between structured data and unstructured data for structure-aware pretraining. It contrastively trains language models to represent multi-modal text data and teaches models to distinguish matched structured data for unstructured texts. 2) Masked Entity Prediction, which designs an entity-oriented mask strategy and asks language models to fill in the masked entities. Our experiments show that SANTA achieves state-of-the-art on code search and product search and conducts convincing results in the zero-shot setting. SANTA learns tailored representations for multi-modal text data by aligning structured and unstructured data pairs and capturing structural semantics by masking and predicting entities in the structured data. All codes are available at https://github.com/OpenMatch/OpenMatch.
This paper introduces MIC, a Multi-task Interactive Curation tool, a human-machine collaborative curation tool for multiple NLP tasks. The tool aims to borrow recent advances in literature to solve pain-points in real NLP tasks. Firstly, it supports multiple projects with multiple users which enables collaborative annotations. Secondly, MIC allows easy integration of pre-trained models, rules, and dictionaries to auto label the text and speed up the labeling process. Thirdly, MIC supports annotation at different scales (span of characters and words, tokens and lines, or document) and different types (free text, sentence labels, entity labels, and relationship triplets) with easy GUI operations.
Aerodynamic processes underlie the characteristics of the acoustic signal of speech sounds. The aerodynamics of speech give insights on acoustic outcome and help explain the mechanisms of speech production. This database was designed during an ARC project ”Dynamique des systèmes phonologiques” in which the study of aerodynamic constraints on speech production was an important target. Data were recorded between 1996 and 1999 at the Erasmus Hospital (Hôpital Erasme) of Université Libre de Bruxelles, Belgium and constitute one of the few datasets available on direct measurement of subglottal pressure and other aerodynamic parameters. The goal was to obtain a substantial amount of data with simultaneous recording, in various context, of the speech acoustic signal, subglottal pressure (Ps), intraoral pressure (Po), oral airflow (Qo) and nasal airflow (Qn). This database contains recordings of 2 English, 1 Amharic, and 7 French speakers and is provided with data conversion and visualisation tools. Another aim of this project was to obtain some reference values of the aerodynamics of speech production for female and male speakers uttering different types of segments and sentences in French.