Due to the demand for efficient fine-tuning of large language models, Low-Rank Adaptation (LoRA) has been widely adopted as one of the most effective parameter-efficient fine-tuning methods. Nevertheless, while LoRA improves efficiency, there remains room for improvement in accuracy. Herein, we adopt a novel perspective to assess the characteristics of LoRA ranks. The results reveal that different ranks within the LoRA modules not only exhibit varying levels of importance but also evolve dynamically throughout the fine-tuning process, which may limit the performance of LoRA. Based on these findings, we propose BeamLoRA, which conceptualizes each LoRA module as a beam where each rank naturally corresponds to a potential sub-solution, and the fine-tuning process becomes a search for the optimal sub-solution combination. BeamLoRA dynamically eliminates underperforming sub-solutions while expanding the parameter space for promising ones, enhancing performance with a fixed rank. Extensive experiments across three base models and 12 datasets spanning math reasoning, code generation, and commonsense reasoning demonstrate that BeamLoRA consistently enhances the performance of LoRA, surpassing the other baseline methods.

Parameter-efficient fine-tuning (PEFT) has become a common method for fine-tuning large language models, where a base model can serve multiple users through PEFT module switching. To enhance user experience, base models require periodic updates. However, once updated, PEFT modules fine-tuned on previous versions often suffer substantial performance degradation on newer versions. Re-tuning these numerous modules to restore performance would incur significant computational costs. Through a comprehensive analysis of the changes that occur during base model updates, we uncover an interesting phenomenon: continual training primarily affects task-specific knowledge stored in Feed-Forward Networks (FFN), while having less impact on the task-specific pattern in the Attention mechanism. Based on these findings, we introduce Trans-PEFT, a novel approach that enhances the PEFT module by focusing on the task-specific pattern while reducing its dependence on certain knowledge in the base model. Further theoretical analysis supports our approach. Extensive experiments across 7 base models and 12 datasets demonstrate that Trans-PEFT trained modules can maintain performance on updated base models without re-tuning, significantly reducing maintenance overhead in real-world applications.

Large language models (LLMs) with the Mixture-of-Experts (MoE) architecture achieve high cost-efficiency by selectively activating a subset of the parameters. Despite the inference efficiency of MoE LLMs, the training of extensive experts from scratch incurs substantial overhead, whereas reconstructing a dense LLM into an MoE LLM significantly reduces the training budget. However, existing reconstruction methods often overlook the diversity among experts, leading to potential redundancy. In this paper, we come up with the observation that a specific LLM exhibits notable diversity after being pruned on different calibration datasets, based on which we present a Diversity-Enhanced reconstruction method named DIVE. The recipe of DIVE includes domain affinity mining, pruning-based expert reconstruction, and efficient retraining. Specifically, the reconstruction includes pruning and reassembly of the feed-forward network (FFN) module. After reconstruction, we efficiently retrain the model on routers, experts and normalization modules. We implement DIVE on Llama-style LLMs with open-source training corpora. Experiments show that DIVE achieves training efficiency with minimal accuracy trade-offs, outperforming existing pruning and MoE reconstruction methods with the same number of activated parameters. Code is available at: https://github.com/yuchenblah/DIVE.

The high costs of customizing large language models (LLMs) fundamentally limit their adaptability to user-specific needs. Consequently, LLMs are increasingly offered as cloud-based services, a paradigm that introduces critical limitations: providers struggle to support personalized customization at scale, while users face privacy risks when exposing sensitive data. To address this dual challenge, we propose Customized Black-box Prompt Tuning (CBP-Tuning), a novel framework that facilitates efficient local customization while preserving bidirectional privacy. Specifically, we design a two-stage framework: (1) a prompt generator trained on the server-side to capture domain-specific and task-agnostic capabilities, and (2) user-side gradient-free optimization that tailors soft prompts for individual tasks. This approach eliminates the need for users to access model weights or upload private data, requiring only a single customized vector per task while achieving effective adaptation. Furthermore, the evaluation of CBP-Tuning in the commonsense reasoning, medical and financial domain settings demonstrates superior performance compared to baselines, showcasing its advantages in task-agnostic processing and privacy preservation.

Despite the efficacy of Direct Preference Optimization (DPO) in aligning Large Language Models (LLMs), reward hacking remains a pivotal challenge. This issue emerges when LLMs excessively reduce the probability of rejected completions to achieve high rewards, without genuinely meeting their intended goals. As a result, this leads to overly lengthy generation lacking diversity, as well as catastrophic forgetting of knowledge. We investigate the underlying reason behind this issue, which is representation redundancy caused by neuron collapse in the parameter space. Hence, we propose a novel Weights-Rotated Preference Optimization (RoPO) algorithm, which implicitly constrains the output layer logits with the KL divergence inherited from DPO and explicitly constrains the intermediate hidden states by fine-tuning on a multi-granularity orthogonal matrix. This design prevents the policy model from deviating too far from the reference model, thereby retaining the knowledge and expressive capabilities acquired during pre-training and SFT stages. Our RoPO achieves up to a 3.27-point improvement on AlpacaEval 2, and surpasses the best baseline by 6.2 to 7.5 points on MT-Bench with merely 0.015% of the trainable parameters, demonstrating its effectiveness in alleviating the reward hacking problem of DPO.

Parameter-efficient fine-tuning (PEFT) has emerged as the predominant technique for fine-tuning in the era of large language models. However, existing PEFT methods still have inadequate training efficiency. Firstly, the utilization of large-scale foundation models during the training process is excessively redundant for certain fine-tuning tasks. Secondly, as the model size increases, the growth in trainable parameters of empirically added PEFT modules becomes non-negligible and redundant, leading to inefficiency. To achieve task-specific efficient fine-tuning, we propose the Light-PEFT framework, which includes two methods: Masked Early Pruning of the Foundation Model and Multi-Granularity Early Pruning of PEFT. The Light-PEFT framework allows for the simultaneous estimation of redundant parameters in both the foundation model and PEFT modules during the early stage of training. These parameters can then be pruned for more efficient fine-tuning. We validate our approach on GLUE, SuperGLUE, QA tasks, and various models. With Light-PEFT, parameters of the foundation model can be pruned by up to over 40%, while still controlling trainable parameters to be only 25% of the original PEFT method. Compared to utilizing the PEFT method directly, Light-PEFT achieves training and inference speedup, reduces memory usage, and maintains comparable performance and the plug-and-play feature of PEFT.

Parameter-Efficient Tuning (PET) has shown remarkable performance by fine-tuning only a small number of parameters of the pre-trained language models (PLMs) for the downstream tasks, while it is also possible to construct backdoor attacks due to the vulnerability of pre-trained weights. However, a large reduction in the number of attackable parameters in PET will cause the user’s fine-tuning to greatly affect the effectiveness of backdoor attacks, resulting in backdoor forgetting. We find that the backdoor injection process can be regarded as multi-task learning, which has a convergence imbalance problem between the training of clean and poisoned data. And this problem might result in forgetting the backdoor. Based on this finding, we propose a gradient control method to consolidate the attack effect, comprising two strategies. One controls the gradient magnitude distribution cross layers within one task and the other prevents the conflict of gradient directions between tasks. Compared with previous backdoor attack methods in the scenario of PET, our method improve the effect of the attack on sentiment classification and spam detection respectively, which shows that our method is widely applicable to different tasks.