Gisele L. Pappa


Fixing paper assignments

  1. Please select all papers that belong to the same person.
  2. Indicate below which author they should be assigned to.
Provide a valid ORCID iD here. This will be used to match future papers to this author.
Provide the name of the school or the university where the author has received or will receive their highest degree (e.g., Ph.D. institution for researchers, or current affiliation for students). This will be used to form the new author page ID, if needed.

TODO: "submit" and "cancel" buttons here


2024

pdf bib
Analysis of Material Facts on Financial Assets: A Generative AI Approach
Gabriel Assis | Daniela Vianna | Gisele L. Pappa | Alexandre Plastino | Wagner Meira Jr | Altigran Soares da Silva | Aline Paes
Proceedings of the Joint Workshop of the 7th Financial Technology and Natural Language Processing, the 5th Knowledge Discovery from Unstructured Data in Financial Services, and the 4th Workshop on Economics and Natural Language Processing

Material facts (MF) are crucial and obligatory disclosures that can significantly influence asset values. Following their release, financial analysts embark on the meticulous and highly specialized task of crafting analyses to shed light on their impact on company assets, a challenge elevated by the daily amount of MFs released. Generative AI, with its demonstrated power of crafting coherent text, emerges as a promising solution to this task. However, while these analyses must incorporate the MF, they must also transcend it, enhancing it with vital background information, valuable and grounded recommendations, prospects, potential risks, and their underlying reasoning. In this paper, we approach this task as an instance of controllable text generation, aiming to ensure adherence to the MF and other pivotal attributes as control elements. We first explore language models’ capacity to manage this task by embedding those elements into prompts and engaging popular chatbots. A bilingual proof of concept underscores both the potential and the challenges of applying generative AI techniques to this task.