Pre-trained language models, trained on large-scale corpora, demonstrate strong generalizability across various NLP tasks. Fine-tuning these models for specific tasks typically involves updating all parameters, which is resource-intensive. Parameter-efficient fine-tuning (PEFT) methods, such as the popular LoRA family, introduce low-rank matrices to learn only a few parameters efficiently. However, during inference, the product of these matrices updates all pre-trained parameters, complicating tasks like knowledge editing that require selective updates. We propose a novel PEFT method, which conducts row and column-wise sparse low-rank adaptation (RoseLoRA), to address this challenge. RoseLoRA identifies and updates only the most important parameters for a specific task, maintaining efficiency while preserving other model knowledge. By adding a sparsity constraint on the product of low-rank matrices and converting it to row and column-wise sparsity, we ensure efficient and precise model updates. Our theoretical analysis guarantees the lower bound of the sparsity with respective to the matrix product. Extensive experiments on five benchmarks across twenty datasets demonstrate that RoseLoRA outperforms baselines in both general fine-tuning and knowledge editing tasks.

Retrieval-augmented Large Language Models (LLMs) offer substantial benefits in enhancing performance across knowledge-intensive scenarios. However, these methods often struggle with complex inputs and encounter difficulties due to noisy knowledge retrieval, notably hindering model effectiveness. To address this issue, we introduce BlendFilter, a novel approach that elevates retrieval-augmented LLMs by integrating query generation blending with knowledge filtering. BlendFilter proposes the blending process through its query generation method, which integrates both external and internal knowledge augmentation with the original query, ensuring comprehensive information gathering. Additionally, our distinctive knowledge filtering module capitalizes on the intrinsic capabilities of the LLM, effectively eliminating extraneous data. We conduct extensive experiments on three open-domain question answering benchmarks, and the findings clearly indicate that our innovative BlendFilter surpasses state-of-the-art baselines significantly.

Recent works have shown that by curating high quality and diverse instruction tuning datasets, we can significantly improve instruction-following capabilities. However, creating such datasets is difficult and most works rely on manual curation or proprietary language models. Automatic data curation is difficult as it is still not clear how we can define diversity for instruction tuning, how diversity and quality depend on one other, and how we can optimize dataset quality and diversity. To resolve these issue, we propose a new algorithm, Quality-Diversity Instruction Tuning (QDIT). QDIT provides a simple method to simultaneously control dataset diversity and quality, allowing us to conduct an in-depth study on the effect of diversity and quality on instruction tuning performance. From this study we draw two key insights (1) there is a natural tradeoff between data diversity and quality and (2) increasing data diversity significantly improves the worst case instruction following performance, therefore improving robustness. We validate the performance of QDIT on several large scale instruction tuning datasets, where we find it can substantially improve worst and average case performance compared to quality-driven data selection.

E-commerce queries are often short and ambiguous. Consequently, query understanding often uses query rewriting to disambiguate user-input queries. While using e-commerce search tools, users tend to enter multiple searches, which we call context, before purchasing. These history searches contain contextual insights about users’ true shopping intents. Therefore, modeling such contextual information is critical to a better query rewriting model. However, existing query rewriting models ignore users’ history behaviors and consider only the instant search query, which is often a short string offering limited information about the true shopping intent. We propose an end-to-end context-aware query rewriting model to bridge this gap, which takes the search context into account. Specifically, our model builds a session graph using the history search queries and their contained words. We then employ a graph attention mechanism that models cross-query relations and computes contextual information of the session. The model subsequently calculates session representations by combining the contextual information with the instant search query using an aggregation network. The session representations are then decoded to generate rewritten queries. Empirically, we demonstrate the superiority of our method to state-of-the-art approaches under various metrics.

Pretrained transformer models have demonstrated remarkable performance across various natural language processing tasks. These models leverage the attention mechanism to capture long- and short-range dependencies in the sequence. However, the (full) attention mechanism incurs high computational cost – quadratic in the sequence length, which is not affordable in tasks with long sequences, e.g., inputs with 8k tokens. Although sparse attention can be used to improve computational efficiency, as suggested in existing work, it has limited modeling capacity and often fails to capture complicated dependencies in long sequences. To tackle this challenge, we propose MASFormer, an easy-to-implement transformer variant with mixed attention spans. Specifically, MASFormer is equipped with full attention to capture long-range dependencies, but only at a small number of layers. For the remaining layers, MASformer only employs sparse attention to capture short-range dependencies. Our experiments on natural language modeling and generation tasks show that a decoder-only MASFormer model of 1.3B parameters can achieve competitive performance to vanilla transformers with full attention while significantly reducing computational cost (up to 75%). Additionally, we investigate the effectiveness of continual training with long sequence data and how sequence length impacts downstream generation performance, which may be of independent interest.

Pre-trained language models (LMs) have brought remarkable performance on numerous NLP tasks. However, they require significant resources and entail high computational costs for inference, making them challenging to deploy in real-world and real-time systems. Existing early exiting methods aim to reduce computational complexity by selecting the layer at which to exit, but suffer from the limitation that they have to sequentially traverse through all layers prior to the selected exit layer, which lacks flexibility and degrades their performance. To solve this problem, we propose a homotopic and adaptive layer skipping fine-tuning method named HadSkip. HadSkip adaptively selects the layers to skip based on a predefined budget. Specifically, we introduce a learnable gate before each layer of the LM to determine whether the current layer should be skipped. To tackle various challenges in training such as discrete gates and the budget constraint, we propose a fine-grained initialization strategy and homotopic optimization strategy. We conduct extensive experiments on the GLUE benchmark, and experimental results demonstrate the proposed HadSkip outperforms all state-of-the-art baselines significantly.

User sessions empower many search and recommendation tasks on a daily basis. Such session data are semi-structured, which encode heterogeneous relations between queries and products, and each item is described by the unstructured text. Despite recent advances in self-supervised learning for text or graphs, there lack of self-supervised learning models that can effectively capture both intra-item semantics and inter-item interactions for semi-structured sessions. To fill this gap, we propose CERES, a graph-based transformer model for semi-structured session data. CERES learns representations that capture both inter- and intra-item semantics with (1) a graph-conditioned masked language pretraining task that jointly learns from item text and item-item relations; and (2) a graph-conditioned transformer architecture that propagates inter-item contexts to item-level representations. We pretrained CERES using ~468 million Amazon sessions and find that CERES outperforms strong pretraining baselines by up to 9% in three session search and entity linking tasks.

Pre-trained language models have demonstrated superior performance in various natural language processing tasks. However, these models usually contain hundreds of millions of parameters, which limits their practicality because of latency requirements in real-world applications. Existing methods train small compressed models via knowledge distillation. However, performance of these small models drops significantly compared with the pre-trained models due to their reduced model capacity. We propose MoEBERT, which uses a Mixture-of-Experts structure to increase model capacity and inference speed. We initialize MoEBERT by adapting the feed-forward neural networks in a pre-trained model into multiple experts. As such, representation power of the pre-trained model is largely retained. During inference, only one of the experts is activated, such that speed can be improved. We also propose a layer-wise distillation method to train MoEBERT. We validate the efficiency and efficacy of MoEBERT on natural language understanding and question answering tasks. Results show that the proposed method outperforms existing task-specific distillation algorithms. For example, our method outperforms previous approaches by over 2% on the MNLI (mismatched) dataset. Our code is publicly available at https://github.com/SimiaoZuo/MoEBERT.

Model ensemble is a popular approach to produce a low-variance and well-generalized model. However, it induces large memory and inference costs, which is often not affordable for real-world deployment. Existing work has resorted to sharing weights among models. However, when increasing the proportion of the shared weights, the resulting models tend to be similar, and the benefits of using model ensemble diminish. To retain ensemble benefits while maintaining a low memory cost, we propose a consistency-regularized ensemble learning approach based on perturbed models, named CAMERO. Specifically, we share the weights of bottom layers across all models and apply different perturbations to the hidden representations for different models, which can effectively promote the model diversity. Meanwhile, we apply a prediction consistency regularizer across the perturbed models to control the variance due to the model diversity. Our experiments using large language models demonstrate that CAMERO significantly improves the generalization performance of the ensemble model. Specifically, CAMERO outperforms the standard ensemble of 8 BERT-base models on the GLUE benchmark by 0.7 with a significantly smaller model size (114.2M vs. 880.6M).

Self-training achieves enormous success in various semi-supervised and weakly-supervised learning tasks. The method can be interpreted as a teacher-student framework, where the teacher generates pseudo-labels, and the student makes predictions. The two models are updated alternatingly. However, such a straightforward alternating update rule leads to training instability. This is because a small change in the teacher may result in a significant change in the student. To address this issue, we propose DRIFT, short for differentiable self-training, that treats teacher-student as a Stackelberg game. In this game, a leader is always in a more advantageous position than a follower. In self-training, the student contributes to the prediction performance, and the teacher controls the training process by generating pseudo-labels. Therefore, we treat the student as the leader and the teacher as the follower. The leader procures its advantage by acknowledging the follower’s strategy, which involves differentiable pseudo-labels and differentiable sample weights. Consequently, the leader-follower interaction can be effectively captured via Stackelberg gradient, obtained by differentiating the follower’s strategy. Experimental results on semi- and weakly-supervised classification and named entity recognition tasks show that our model outperforms existing approaches by large margins.

Weak supervision has shown promising results in many natural language processing tasks, such as Named Entity Recognition (NER). Existing work mainly focuses on learning deep NER models only with weak supervision, i.e., without any human annotation, and shows that by merely using weakly labeled data, one can achieve good performance, though still underperforms fully supervised NER with manually/strongly labeled data. In this paper, we consider a more practical scenario, where we have both a small amount of strongly labeled data and a large amount of weakly labeled data. Unfortunately, we observe that weakly labeled data does not necessarily improve, or even deteriorate the model performance (due to the extensive noise in the weak labels) when we train deep NER models over a simple or weighted combination of the strongly labeled and weakly labeled data. To address this issue, we propose a new multi-stage computational framework – NEEDLE with three essential ingredients: (1) weak label completion, (2) noise-aware loss function, and (3) final fine-tuning over the strongly labeled data. Through experiments on E-commerce query NER and Biomedical NER, we demonstrate that NEEDLE can effectively suppress the noise of the weak labels and outperforms existing methods. In particular, we achieve new SOTA F1-scores on 3 Biomedical NER datasets: BC5CDR-chem 93.74, BC5CDR-disease 90.69, NCBI-disease 92.28.

The Lottery Ticket Hypothesis suggests that an over-parametrized network consists of ”lottery tickets”, and training a certain collection of them (i.e., a subnetwork) can match the performance of the full model. In this paper, we study such a collection of tickets, which is referred to as ”winning tickets”, in extremely over-parametrized models, e.g., pre-trained language models. We observe that at certain compression ratios, the generalization performance of the winning tickets can not only match but also exceed that of the full model. In particular, we observe a phase transition phenomenon: As the compression ratio increases, generalization performance of the winning tickets first improves then deteriorates after a certain threshold. We refer to the tickets on the threshold as ”super tickets”. We further show that the phase transition is task and model dependent — as the model size becomes larger and the training data set becomes smaller, the transition becomes more pronounced. Our experiments on the GLUE benchmark show that the super tickets improve single task fine-tuning by 0.9 points on BERT-base and 1.0 points on BERT-large, in terms of task-average score. We also demonstrate that adaptively sharing the super tickets across tasks benefits multi-task learning.

Fine-tuned pre-trained language models (LMs) have achieved enormous success in many natural language processing (NLP) tasks, but they still require excessive labeled data in the fine-tuning stage. We study the problem of fine-tuning pre-trained LMs using only weak supervision, without any labeled data. This problem is challenging because the high capacity of LMs makes them prone to overfitting the noisy labels generated by weak supervision. To address this problem, we develop a contrastive self-training framework, COSINE, to enable fine-tuning LMs with weak supervision. Underpinned by contrastive regularization and confidence-based reweighting, our framework gradually improves model fitting while effectively suppressing error propagation. Experiments on sequence, token, and sentence pair classification tasks show that our model outperforms the strongest baseline by large margins and achieves competitive performance with fully-supervised fine-tuning methods. Our implementation is available on https://github.com/yueyu1030/COSINE.

Existing curriculum learning approaches to Neural Machine Translation (NMT) require sampling sufficient amounts of “easy” samples from training data at the early training stage. This is not always achievable for low-resource languages where the amount of training data is limited. To address such a limitation, we propose a novel token-wise curriculum learning approach that creates sufficient amounts of easy samples. Specifically, the model learns to predict a short sub-sequence from the beginning part of each target sentence at the early stage of training. Then the sub-sequence is gradually expanded as the training progresses. Such a new curriculum design is inspired by the cumulative effect of translation errors, which makes the latter tokens more challenging to predict than the beginning ones. Extensive experiments show that our approach can consistently outperform baselines on five language pairs, especially for low-resource languages. Combining our approach with sentence-level methods further improves the performance of high-resource languages.

Adversarial regularization can improve model generalization in many natural language processing tasks. However, conventional approaches are computationally expensive since they need to generate a perturbation for each sample in each epoch. We propose a new adversarial regularization method ARCH (adversarial regularization with caching), where perturbations are generated and cached once every several epochs. As caching all the perturbations imposes memory usage concerns, we adopt a K-nearest neighbors-based strategy to tackle this issue. The strategy only requires caching a small amount of perturbations, without introducing additional training time. We evaluate our proposed method on a set of neural machine translation and natural language understanding tasks. We observe that ARCH significantly eases the computational burden (saves up to 70% of computational time in comparison with conventional approaches). More surprisingly, by reducing the variance of stochastic gradients, ARCH produces a notably better (in most of the tasks) or comparable model generalization. Our code is publicly available.

Adversarial regularization has been shown to improve the generalization performance of deep learning models in various natural language processing tasks. Existing works usually formulate the method as a zero-sum game, which is solved by alternating gradient descent/ascent algorithms. Such a formulation treats the adversarial and the defending players equally, which is undesirable because only the defending player contributes to the generalization performance. To address this issue, we propose Stackelberg Adversarial Regularization (SALT), which formulates adversarial regularization as a Stackelberg game. This formulation induces a competition between a leader and a follower, where the follower generates perturbations, and the leader trains the model subject to the perturbations. Different from conventional approaches, in SALT, the leader is in an advantageous position. When the leader moves, it recognizes the strategy of the follower and takes the anticipated follower’s outcomes into consideration. Such a leader’s advantage enables us to improve the model fitting to the unperturbed data. The leader’s strategic information is captured by the Stackelberg gradient, which is obtained using an unrolling algorithm. Our experimental results on a set of machine translation and natural language understanding tasks show that SALT outperforms existing adversarial regularization baselines across all tasks. Our code is publicly available.

Reliable automatic evaluation of dialogue systems under an interactive environment has long been overdue. An ideal environment for evaluating dialog systems, also known as the Turing test, needs to involve human interaction, which is usually not affordable for large-scale experiments. Though researchers have attempted to use metrics for language generation tasks (e.g., perplexity, BLEU) or some model-based reinforcement learning methods (e.g., self-play evaluation) for automatic evaluation, these methods only show very weak correlation with the actual human evaluation in practice. To bridge such a gap, we propose a new framework named ENIGMA for estimating human evaluation scores based on recent advances of off-policy evaluation in reinforcement learning. ENIGMA only requires a handful of pre-collected experience data, and therefore does not involve human interaction with the target policy during the evaluation, making automatic evaluations feasible. More importantly, ENIGMA is model-free and agnostic to the behavior policies for collecting the experience data, which significantly alleviates the technical difficulties of modeling complex dialogue environments and human behaviors. Our experiments show that ENIGMA significantly outperforms existing methods in terms of correlation with human evaluation scores.

Many multi-domain neural machine translation (NMT) models achieve knowledge transfer by enforcing one encoder to learn shared embedding across domains. However, this design lacks adaptation to individual domains. To overcome this limitation, we propose a novel multi-domain NMT model using individual modules for each domain, on which we apply word-level, adaptive and layer-wise domain mixing. We first observe that words in a sentence are often related to multiple domains. Hence, we assume each word has a domain proportion, which indicates its domain preference. Then word representations are obtained by mixing their embedding in individual domains based on their domain proportions. We show this can be achieved by carefully designing multi-head dot-product attention modules for different domains, and eventually taking weighted averages of their parameters by word-level layer-wise domain proportions. Through this, we can achieve effective domain knowledge sharing and capture fine-grained domain-specific knowledge as well. Our experiments show that our proposed model outperforms existing ones in several NMT tasks.

Transfer learning has fundamentally changed the landscape of natural language processing (NLP). Many state-of-the-art models are first pre-trained on a large text corpus and then fine-tuned on downstream tasks. However, due to limited data resources from downstream tasks and the extremely high complexity of pre-trained models, aggressive fine-tuning often causes the fine-tuned model to overfit the training data of downstream tasks and fail to generalize to unseen data. To address such an issue in a principled manner, we propose a new learning framework for robust and efficient fine-tuning for pre-trained models to attain better generalization performance. The proposed framework contains two important ingredients: 1. Smoothness-inducing regularization, which effectively manages the complexity of the model; 2. Bregman proximal point optimization, which is an instance of trust-region methods and can prevent aggressive updating. Our experiments show that the proposed framework achieves new state-of-the-art performance on a number of NLP tasks including GLUE, SNLI, SciTail and ANLI. Moreover, it also outperforms the state-of-the-art T5 model, which is the largest pre-trained model containing 11 billion parameters, on GLUE.

Fine-tuned pre-trained language models can suffer from severe miscalibration for both in-distribution and out-of-distribution (OOD) data due to over-parameterization. To mitigate this issue, we propose a regularized fine-tuning method. Our method introduces two types of regularization for better calibration: (1) On-manifold regularization, which generates pseudo on-manifold samples through interpolation within the data manifold. Augmented training with these pseudo samples imposes a smoothness regularization to improve in-distribution calibration. (2) Off-manifold regularization, which encourages the model to output uniform distributions for pseudo off-manifold samples to address the over-confidence issue for OOD data. Our experiments demonstrate that the proposed method outperforms existing calibration methods for text classification in terms of expectation calibration error, misclassification detection, and OOD detection on six datasets. Our code can be found at https://github.com/Lingkai-Kong/Calibrated-BERT-Fine-Tuning.