The widespread success of LLMs on NLP benchmarks has been accompanied by concerns that LLMs function primarily as stochastic parrots that reproduce texts similar to what they saw during pre-training, often erroneously. But what is the nature of their errors, and do these errors exhibit any regularities? In this work, we examine irrelevant context hallucinations, in which models integrate misleading contextual cues into their predictions. Through behavioral analysis, we show that these errors result from a structured yet flawed mechanism that we term _class-based (mis)generalization_, in which models combine abstract class cues with features extracted from the query or context to derive answers. Furthermore, mechanistic interpretability experiments on Llama-3, Mistral, and Pythia across 39 factual recall relation types reveal that this behavior is reflected in the model’s internal computations: (i) abstract class representations are constructed in lower layers before being refined into specific answers in higher layers, (ii) feature selection is governed by two competing circuits — one prioritizing direct query-based reasoning, the other incorporating contextual cues — whose relative influences determine the final output. Our findings provide a more nuanced perspective on the stochastic parrot argument: through form-based training, LLMs can exhibit generalization leveraging abstractions, albeit in unreliable ways based on contextual cues — what we term _stochastic chameleons_.

Recent advances in large language models (LLMs) have increased the demand for comprehensive benchmarks to evaluate their capabilities as human-like agents. Existing benchmarks, while useful, often focus on specific application scenarios, emphasizing task completion but failing to dissect the underlying skills that drive these outcomes. This lack of granularity makes it difficult to deeply discern where failures stem from. Additionally, setting up these environments requires considerable effort, and issues of unreliability and reproducibility sometimes arise, especially in interactive tasks. To address these limitations, we introduce the Massive Multitask Agent Understanding (MMAU) benchmark, featuring comprehensive offline tasks that eliminate the need for complex environment setups. It evaluate models across five domains, including Tool-use, Directed Acyclic Graph (DAG) QA, Data Science and Machine Learning coding, Contest-level programming and Mathematics, and covering five essential capabilities: Understanding, Reasoning, Planning, Problem-solving, and Self-correction. With a total of 20 meticulously designed tasks encompassing over 3K distinct prompts, MMAU provides a comprehensive framework for evaluating the strengths and limitations of LLM agents. By testing 20 representative models on MMAU, we provide deep and insightful analyses. Ultimately, MMAU not only sheds light on the capabilities and limitations of LLM agents but also enhances the interpretability of their performance.

The evaluation of factual accuracy in large vision language models (LVLMs) has lagged behind their rapid development, making it challenging to fully reflect these models’ knowledge capacity and reliability. In this paper, we introduce the first factuality-based visual question-answering benchmark in Chinese, named ChineseSimpleVQA, aimed at assessing the visual factuality of LVLMs across 8 major topics and 56 subtopics. The key features of this benchmark include a focus on the Chinese language, diverse knowledge types, a multi-hop question construction, high-quality data, static consistency, and easy-to-evaluate through short answers. Moreover, we contribute a rigorous data construction pipeline and decouple the visual factuality into two parts: seeing the world (i.e., object recognition) and discovering knowledge. This decoupling allows us to analyze the capability boundaries and execution mechanisms of LVLMs. Subsequently, we evaluate 34 advanced open-source and closed-source models, revealing critical performance gaps within this field.

Large language models (LLMs) excel on a variety of reasoning benchmarks, but previous studies suggest they sometimes struggle to generalize to unseen questions, potentially due to over-reliance on memorized training examples. However, the precise conditions under which LLMs switch between reasoning and memorization during text generation remain unclear. In this work, we provide a mechanistic understanding of LLMs’ reasoning-memorization dynamics by identifying a set of linear features in the model’s residual stream that govern the balance between genuine reasoning and memory recall. These features not only distinguish reasoning tasks from memory-intensive ones but can also be manipulated to causally influence model performance on reasoning tasks. Additionally, we show that intervening in these reasoning features helps the model more accurately activate the most relevant problem-solving capabilities during answer generation. Our findings offer new insights into the underlying mechanisms of reasoning and memory in LLMs and pave the way for the development of more robust and interpretable generative AI systems. Our code and data are at https://github.com/yihuaihong/Linear_Reasoning_Memory_Features.

Aligning large language models (LLMs) with human expectations without human-annotated preference data is an important problem. In this paper, we propose a method to evaluate the response preference by using the output probabilities of response pairs under contrastive prompt pairs, which could achieve better performance on LLaMA2-7B and LLaMA2-13B compared to RLAIF. Based on this, we propose an automatic alignment method, Direct Large Model Alignment (DLMA). First, we use contrastive prompt pairs to automatically generate preference data. Then, we continue to evaluate the generated preference data using contrastive prompt pairs and calculate a self-rewarding score. Finally, we use the DPO algorithm to effectively align LLMs by combining this self-rewarding score. In the experimental stage, our DLMA method could surpass the RLHF method without relying on human-annotated preference data.

Reinforcement learning (RL) can align language models with non-differentiable reward signals, such as human preferences. However, a major challenge arises from the sparsity of these reward signals - typically, there is only a single reward for an entire output. This sparsity of rewards can lead to inefficient and unstable learning. To address this challenge, our paper introduces an novel framework that utilizes the critique capability of Large Language Models (LLMs) to produce intermediate-step rewards during RL training. Our method involves coupling a policy model with a critic language model, which is responsible for providing comprehensive feedback of each part of the output. This feedback is then translated into token or span-level rewards that can be used to guide the RL training process. We investigate this approach under two different settings: one where the policy model is smaller and is paired with a more powerful critic model, and another where a single language model fulfills both roles. We assess our approach on three text generation tasks: sentiment control, language model detoxification, and summarization. Experimental results show that incorporating artificial intrinsic rewards significantly improve both sample efficiency and the overall performance of the policy model, supported by both automatic and human evaluation.

Text-Video Retrieval (TVR) aims to align relevant video content with natural language queries. To date, most of the state-of-the-art TVR methods learn image-to-video transfer learning based on the large-scale pre-trained vision-language models (e.g., CLIP). However, fully fine-tuning these pre-trained models for TVR incurs prohibitively expensive computation cost. To this end, we propose to conduct efficient text-video Retrieval with a salient-and-correlated AdaPter (RAP), i.e., fine-tuning the pre-trained model with a few parameterized layers. To accommodate the text-video scenario, we equip our RAP with two indispensable characteristics including temporal sparsity and correlation. Specifically, we propose a low-rank modulation module to refine the per-image features from frozen CLIP backbone, which accentuates silent frames within the video features while alleviating temporal redundancy. Besides, we introduce an asynchronous self-attention mechanism which firstly selects top responsive visual patch and augments the correlation modeling between them with learnable temporal and patch offsets. Extensive experiments on four TVR datasets demonstrate that our RAP achieves superior or comparable performance compared to the fully fine-tuned counterpart and other parameter-efficient finetuning methods.

State-of-the-art language models (LMs) sometimes generate that misalign with world knowledge. To explore the mechanistic causes of these hallucinations, we create diagnostic datasets with subject-relation queries and adapt interpretability methods to trace hallucinations through internal model representations. We discover two general and distinct mechanistic causes of hallucinations shared across LMs (Llama-2, Pythia, GPT-J): 1) : insufficient subject attribute knowledge in lower layer MLPs, and 2) : failure to select the correct object attribute in upper layer attention heads. We also found these two internal mechanistic causes of hallucinations are reflected in external manifestations. Based on insights from our mechanistic analysis, we propose a novel hallucination mitigation method through targeted restoration of the LM’s internal fact recall pipeline, demonstrating superior performance compared to baselines.

AI and NLP publication venues have increasingly encouraged researchers to reflect on possible ethical considerations, adverse impacts, and other responsible AI issues their work might engender. However, for specific NLP tasks our understanding of how prevalent such issues are, or when and why these issues are likely to arise, remains limited. Focusing on text summarization—a common NLP task largely overlooked by the responsible AI community—we examine research and reporting practices in the current literature. We conduct a multi-round qualitative analysis of 333 summarization papers from the ACL Anthology published between 2020–2022. We focus on how, which, and when responsible AI issues are covered, which relevant stakeholders are considered, and mismatches between stated and realized research goals. We also discuss current evaluation practices and consider how authors discuss the limitations of both prior work and their own work. Overall, we find that relatively few papers engage with possible stakeholders or contexts of use, which limits their consideration of potential downstream adverse impacts or other responsible AI issues. Based on our findings, we make recommendations on concrete practices and research directions.

Abstractive summarization systems aim to write concise summaries capturing the most essential information of the input document in their own words. One of the ways to achieve this is to gather and combine multiple pieces of information from the source document, a process we call aggregation. Despite its importance, the extent to which both reference summaries in benchmark datasets and system-generated summaries require aggregation is yet unknown. In this work, we propose AggSHAP, a measure of the degree of aggregation in a summary sentence. We show that AggSHAP distinguishes multi-sentence aggregation from single-sentence extraction or paraphrasing through automatic and human evaluations. We find that few reference or model-generated summary sentences have a high degree of aggregation measured by the proposed metric. We also demonstrate negative correlations between AggSHAP and other quality scores of system summaries. These findings suggest the need to develop new tasks and datasets to encourage multi-sentence aggregation in summarization.

State-of-the-art abstractive summarization systems often generate hallucinations; i.e., content that is not directly inferable from the source text. Despite being assumed to be incorrect, we find that much hallucinated content is actually consistent with world knowledge, which we call factual hallucinations. Including these factual hallucinations in a summary can be beneficial because they provide useful background information. In this work, we propose a novel detection approach that separates factual from non-factual hallucinations of entities. Our method is based on an entity’s prior and posterior probabilities according to pre-trained and finetuned masked language models, respectively. Empirical results suggest that our method vastly outperforms two baselines in both accuracy and F1 scores and has a strong correlation with human judgments on factuality classification tasks. Furthermore, we use our method as a reward signal to train a summarization system using an off-line reinforcement learning (RL) algorithm that can significantly improve the factuality of generated summaries while maintaining the level of abstractiveness.

State-of-the-art abstractive summarization systems frequently hallucinate content that is not supported by the source document, mainly due to noise in the training dataset.Existing methods opt to drop the noisy samples or tokens from the training set entirely, reducing the effective training set size and creating an artificial propensity to copy words from the source. In this work, we propose a training objective for abstractive summarization based on rejection learning, in which the model learns whether or not to reject potentially noisy tokens. We further propose a regularized decoding objective that penalizes non-factual candidate summaries during inference by using the rejection probability learned during training.We show that our method considerably improves the factuality of generated summaries in automatic and human evaluations when compared to five baseline models, and that it does so while increasing the abstractiveness of the generated summaries.

Video grounding aims to localize the temporal segment corresponding to a sentence query from an untrimmed video. Almost all existing video grounding methods fall into two frameworks: 1) Top-down model: It predefines a set of segment candidates and then conducts segment classification and regression. 2) Bottom-up model: It directly predicts frame-wise probabilities of the referential segment boundaries. However, all these methods are not end-to-end, i.e., they always rely on some time-consuming post-processing steps to refine predictions. To this end, we reformulate video grounding as a set prediction task and propose a novel end-to-end multi-modal Transformer model, dubbed as GTR. Specifically, GTR has two encoders for video and language encoding, and a cross-modal decoder for grounding prediction. To facilitate the end-to-end training, we use a Cubic Embedding layer to transform the raw videos into a set of visual tokens. To better fuse these two modalities in the decoder, we design a new Multi-head Cross-Modal Attention. The whole GTR is optimized via a Many-to-One matching loss. Furthermore, we conduct comprehensive studies to investigate different model design choices. Extensive results on three benchmarks have validated the superiority of GTR. All three typical GTR variants achieve record-breaking performance on all datasets and metrics, with several times faster inference speed.

Inferring missing facts in temporal knowledge graphs (TKGs) is a fundamental and challenging task. Previous works have approached this problem by augmenting methods for static knowledge graphs to leverage time-dependent representations. However, these methods do not explicitly leverage multi-hop structural information and temporal facts from recent time steps to enhance their predictions. Additionally, prior work does not explicitly address the temporal sparsity and variability of entity distributions in TKGs. We propose the Temporal Message Passing (TeMP) framework to address these challenges by combining graph neural networks, temporal dynamics models, data imputation and frequency-based gating techniques. Experiments on standard TKG tasks show that our approach provides substantial gains compared to the previous state of the art, achieving a 10.7% average relative improvement in Hits@10 across three standard benchmarks. Our analysis also reveals important sources of variability both within and across TKG datasets, and we introduce several simple but strong baselines that outperform the prior state of the art in certain settings.

Neural abstractive summarization systems have achieved promising progress, thanks to the availability of large-scale datasets and models pre-trained with self-supervised methods. However, ensuring the factual consistency of the generated summaries for abstractive summarization systems is a challenge. We propose a post-editing corrector module to address this issue by identifying and correcting factual errors in generated summaries. The neural corrector model is pre-trained on artificial examples that are created by applying a series of heuristic transformations on reference summaries. These transformations are inspired by the error analysis of state-of-the-art summarization model outputs. Experimental results show that our model is able to correct factual errors in summaries generated by other neural summarization models and outperforms previous models on factual consistency evaluation on the CNN/DailyMail dataset. We also find that transferring from artificial error correction to downstream settings is still very challenging.

Referring Expression Generation (REG) is the task of generating contextually appropriate references to entities. A limitation of existing REG systems is that they rely on entity-specific supervised training, which means that they cannot handle entities not seen during training. In this study, we address this in two ways. First, we propose task setups in which we specifically test a REG system’s ability to generalize to entities not seen during training. Second, we propose a profile-based deep neural network model, ProfileREG, which encodes both the local context and an external profile of the entity to generate reference realizations. Our model generates tokens by learning to choose between generating pronouns, generating from a fixed vocabulary, or copying a word from the profile. We evaluate our model on three different splits of the WebNLG dataset, and show that it outperforms competitive baselines in all settings according to automatic and human evaluations.