In the era of the digital world, while freedom of speech has been flourishing, it has also paved the way for disinformation, causing detrimental effects on society. Legal and ethical criteria are insufficient to address this concern, thus necessitating technological intervention. This paper presents a novel method leveraging pre-finetuning concept for efficient detection and removal of disinformation that may undermine society, as deemed by judicial entities. We argue the importance of detecting this type of disinformation and validate our approach with real-world data derived from court orders. Following a study that highlighted four areas of interest for rumor analysis, our research proposes the integration of a fine-grained sentiment analysis task in the pre-finetuning phase of language models, using the GoEmotions dataset. Our experiments validate the effectiveness of our approach in enhancing performance significantly. Furthermore, we explore the application of our approach across different languages using multilingual language models, showing promising results. To our knowledge, this is the first study that investigates the role of sentiment analysis pre-finetuning in disinformation detection.

This paper introduces a novel approach to analyzing the forward-looking statements in equity research reports by integrating argument mining with sentiment analysis. Recognizing the limitations of traditional models in capturing the nuances of future-oriented analysis, we propose a refined categorization of argument units into claims, premises, and scenarios, coupled with a unique sentiment analysis framework. Furthermore, we incorporate a temporal dimension to categorize the anticipated impact duration of market events. To facilitate this study, we present the Equity Argument Mining and Sentiment Analysis (Equity-AMSA) dataset. Our research investigates the extent to which detailed domain-specific annotations can be provided, the necessity of fine-grained human annotations in the era of large language models, and whether our proposed framework can improve performance in downstream tasks over traditional methods. Experimental results reveal the significance of manual annotations, especially for scenario identification and sentiment analysis. The study concludes that our annotation scheme and dataset contribute to a deeper understanding of forward-looking statements in equity research reports.

This paper introduces the Database Querying and Reasoning Dataset for Question Answering (DBQR-QA), aimed at addressing the gap in current question-answering (QA) research by emphasizing the essential processes of database querying and reasoning to answer questions. Specifically designed to accommodate sequential questions and multi-hop queries, DBQR-QA more accurately mirrors the dynamics of real-world information retrieval and analysis, with a particular focus on the financial reports of US companies. The dataset’s construction, the challenges encountered during its development, the performance of large language models on this dataset, and a human evaluation are thoroughly discussed to illustrate the dataset’s complexity and highlight future research directions in querying and reasoning tasks.

This paper critically examines the arithmetic capabilities of Large Language Models (LLMs), uncovering significant limitations in their performance. Our research reveals a notable decline in accuracy for complex calculations involving large numbers, with addition and subtraction tasks showing varying degrees of proficiency. Additionally, we challenge the notion that arithmetic is language-independent, finding up to a 10% difference in performance across twenty languages. The study also compares self-verification methods with cross-agent collaborations, showing that a single model often outperforms collaborative approaches in basic arithmetic tasks. These findings suggest a need to reassess the effectiveness of LLMs in tasks requiring numerical accuracy and precision.

To accurately assess the dynamic impact of a company’s activities on its Environmental, Social, and Governance (ESG) scores, we have initiated a series of shared tasks, named ML-ESG. These tasks adhere to the MSCI guidelines for annotating news articles across various languages. This paper details the third iteration of our series, ML-ESG-3, with a focus on impact duration inference—a task that poses significant challenges in estimating the enduring influence of events, even for human analysts. In ML-ESG-3, we provide datasets in five languages (Chinese, English, French, Korean, and Japanese) and share insights from our experience in compiling such subjective datasets. Additionally, this paper reviews the methodologies proposed by ML-ESG-3 participants and offers a comparative analysis of the models’ performances. Concluding the paper, we introduce the concept for the forthcoming series of shared tasks, namely multi-lingual ESG promise verification, and discuss its potential contributions to the field.

Argument mining has typically been researched for specific corpora belonging to concrete languages and domains independently in each research work. Human argumentation, however, has domain- and language-dependent linguistic features that determine the content and structure of arguments. Also, when deploying argument mining systems in the wild, we might not be able to control some of these features. Therefore, an important aspect that has not been thoroughly investigated in the argument mining literature is the robustness of such systems to variations in language and domain. In this paper, we present a complete analysis across three different languages and three different domains that allow us to have a better understanding on how to leverage the scarce available corpora to design argument mining systems that are more robust to natural language variations.

Headline generation, a key task in abstractive summarization, strives to condense a full-length article into a succinct, single line of text. Notably, while contemporary encoder-decoder models excel based on the ROUGE metric, they often falter when it comes to the precise generation of numerals in headlines. We identify the lack of datasets providing fine-grained annotations for accurate numeral generation as a major roadblock. To address this, we introduce a new dataset, the NumHG, and provide over 27,000 annotated numeral-rich news articles for detailed investigation. Further, we evaluate five well-performing models from previous headline-generation tasks using human evaluation in terms of numerical accuracy, reasonableness, and readability. Our study reveals a need for improvement in numerical accuracy, demonstrating the potential of the NumHG dataset to drive progress in number-focused headline generation and stimulate further discussions in numeral-focused text generation.

Argument synthesis aims to generate rational claims, representing a fundamental objective in this field. While existing models excel in summarizing arguments and engaging in debates, we observe a critical gap in their ability to generate accurate arguments that incorporate forward-looking perspectives. In light of this observation, this paper introduces a novel task called “forward-looking claim planning.” We delve into this task by exploring the efficacy of well-performing classification and generation models. Furthermore, we propose several customized preprocessing methods that yield substantial performance improvements. Through comprehensive discussion and analysis, we also outline a future research agenda for the forward-looking claim planning task.

Numbers are frequently utilized in both our daily narratives and professional documents, such as clinical notes, scientific papers, financial documents, and legal court orders. The ability to understand and generate numbers is thus one of the essential aspects of evaluating large language models. In this vein, we propose a collection of datasets in SemEval-2024 Task 7 - NumEval. This collection encompasses several tasks focused on numeral-aware instances, including number prediction, natural language inference, question answering, reading comprehension, reasoning, and headline generation. This paper offers an overview of the dataset and presents the results of all subtasks in NumEval. Additionally, we contribute by summarizing participants’ methods and conducting an error analysis. To the best of our knowledge, NumEval represents one of the early tasks that perform peer evaluation in SemEval’s history. We will further share observations from this aspect and provide suggestions for future SemEval tasks.

Numbers have unique characteristics to words. Teaching models to understand numbers in text is an open-ended research question. Instead of discussing the required calculation skills, this paper focuses on a more fundamental topic: understanding numerals. We point out that innumeracy—the inability to handle basic numeral concepts—exists in most pretrained language models (LMs), and we propose a method to solve this issue by exploring the notation of numbers. Further, we discuss whether changing notation and pre-finetuning along with the comparing-number task can improve performance in three benchmark datasets containing quantitative-related tasks. The results of this study indicate that input reframing and the proposed pre-finetuning task is useful for RoBERTa.

Fake news and misinformation spread rapidly on the Internet. How to identify it and how to interpret the identification results have become important issues. In this paper, we propose a Dual Co-Attention Network (Dual-CAN) for fake news detection, which takes news content, social media replies, and external knowledge into consideration. Our experimental results support that the proposed Dual-CAN outperforms current representative models in two benchmark datasets. We further make in-depth discussions by comparing how models work in both datasets with empirical analysis of attention weights.

In this paper, we address the hallucination problem commonly found in natural language generation tasks. Language models often generate fluent and convincing content but can lack consistency with the provided source, resulting in potential inaccuracies. We propose a new decoding method called Fidelity-Enriched Contrastive Search (FECS), which augments the contrastive search framework with context-aware regularization terms. FECS promotes tokens that are semantically similar to the provided source while penalizing repetitiveness in the generated text. We demonstrate its effectiveness across two tasks prone to hallucination: abstractive summarization and dialogue generation. Results show that FECS consistently enhances faithfulness across various language model sizes while maintaining output diversity comparable to well-performing decoding algorithms.

In various scenarios, such as conference oral presentations, company managers’ talks, and politicians’ speeches, individuals often contemplate the potential questions that may arise from their presentations. This common practice prompts the research question addressed in this study: to what extent can models generate multiple questions based on a given presentation transcript? To investigate this, we conduct pilot explorations using earnings conference call transcripts, which serve as regular meetings between professional investors and company managers. We experiment with different task settings and methods and evaluate the results from various perspectives. Our findings highlight that incorporating key points retrieval techniques enhances the accuracy and diversity of the generated questions.

Assessing a company’s sustainable development goes beyond just financial metrics; the inclusion of environmental, social, and governance (ESG) factors is becoming increasingly vital. The ML-ESG shared task series seeks to pioneer discussions on news-driven ESG ratings, drawing inspiration from the MSCI ESG rating guidelines. In its second edition, ML-ESG-2 emphasizes impact type identification, offering datasets in four languages: Chinese, English, French, and Japanese. Of the 28 teams registered, 8 participated in the official evaluation. This paper presents a comprehensive overview of ML-ESG-2, detailing the dataset specifics and summarizing the performance outcomes of the participating teams.

This paper provides an overview of the shared task, Evaluating the Rationales of Amateur Investors (ERAI), in FinNLP-2022 at EMNLP-2022. This shared task aims to sort out investment opinions that would lead to higher profit from social platforms. We obtained 19 registered teams; 9 teams submitted their results for final evaluation, and 8 teams submitted papers to share their methods. The discussed directions are various: prompting, fine-tuning, translation system comparison, and tailor-made neural network architectures. We provide details of the task settings, data statistics, participants’ results, and fine-grained analysis.

Textual information extraction is a typical research topic in the NLP community. Several NLP tasks such as named entity recognition and relation extraction between entities have been well-studied in previous work. However, few works pay their attention to the implicit information. For example, a financial news article mentioned “Apple Inc.” may be also related to Samsung, even though Samsung is not explicitly mentioned in this article. This work presents a novel dynamic graph transformer that distills the textual information and the entity relations on the fly. Experimental results confirm the effectiveness of our approach to implicit tag recognition.

Both the issues of data deficiencies and semantic consistency are important for data augmentation. Most of previous methods address the first issue, but ignore the second one. In the cases of aspect-based sentiment analysis, violation of the above issues may change the aspect and sentiment polarity. In this paper, we propose a semantics-preservation data augmentation approach by considering the importance of each word in a textual sequence according to the related aspects and sentiments. We then substitute the unimportant tokens with two replacement strategies without altering the aspect-level polarity. Our approach is evaluated on several publicly available sentiment analysis datasets and the real-world stock price/risk movement prediction scenarios. Experimental results show that our methodology achieves better performances in all datasets.

In this tutorial, we will show where we are and where we will be to those researchers interested in this topic. We divide this tutorial into three parts, including coarse-grained financial opinion mining, fine-grained financial opinion mining, and possible research directions. This tutorial starts by introducing the components in a financial opinion proposed in our research agenda and summarizes their related studies. We also highlight the task of mining customers’ opinions toward financial services in the FinTech industry, and compare them with usual opinions. Several potential research questions will be addressed. We hope the audiences of this tutorial will gain an overview of financial opinion mining and figure out their research directions.

In this paper, we investigate the annotation of financial social media data from several angles. We present Fin-SoMe, a dataset with 10,000 labeled financial tweets annotated by experts from both the front desk and the middle desk in a bank’s treasury. These annotated results reveal that (1) writer-labeled market sentiment may be a misleading label; (2) writer’s sentiment and market sentiment of an investor may be different; (3) most financial tweets provide unfounded analysis results; and (4) almost no investors write down the gain/loss results for their positions, which would otherwise greatly facilitate detailed evaluation of their performance. Based on these results, we address various open problems and suggest possible directions for future work on financial social media data. We also provide an experiment on the key snippet extraction task to compare the performance of using a general sentiment dictionary and using the domain-specific dictionary. The results echo our findings from the experts’ annotations.

In order to provide an explanation of machine learning models, causality detection attracts lots of attention in the artificial intelligence research community. In this paper, we explore the cause-effect detection in financial news and propose an approach, which combines the BIO scheme with the Viterbi decoder for addressing this challenge. Our approach is ranked the first in the official run of cause-effect detection (Task 2) of the FinCausal-2020 shared task. We not only report the implementation details and ablation analysis in this paper, but also publish our code for academic usage.

In this paper, we attempt to answer the question of whether neural network models can learn numeracy, which is the ability to predict the magnitude of a numeral at some specific position in a text description. A large benchmark dataset, called Numeracy-600K, is provided for the novel task. We explore several neural network models including CNN, GRU, BiGRU, CRNN, CNN-capsule, GRU-capsule, and BiGRU-capsule in the experiments. The results show that the BiGRU model gets the best micro-averaged F1 score of 80.16%, and the GRU-capsule model gets the best macro-averaged F1 score of 64.71%. Besides discussing the challenges through comprehensive experiments, we also present an important application scenario, i.e., detecting exaggerated information, for the task.

Short length, multi-targets, target relation-ship, monetary expressions, and outside reference are characteristics of financial tweets. This paper proposes methods to extract target spans from a tweet and its referencing web page. Total 15 publicly available sentiment dictionaries and one sentiment dictionary constructed from training set, containing sentiment scores in binary or real numbers, are used to compute the sentiment scores of text spans. Moreover, the correlation coeffi-cients of the price return between any two stocks are learned with the price data from Bloomberg. They are used to capture the relationships between the interesting tar-get and other stocks mentioned in a tweet. The best result of our method in both sub-task are 56.68% and 55.43%, evaluated by evaluation method 2.