Shuai Li


2024

pdf
Aligning as Debiasing: Causality-Aware Alignment via Reinforcement Learning with Interventional Feedback
Yu Xia | Tong Yu | Zhankui He | Handong Zhao | Julian McAuley | Shuai Li
Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers)

Large language models (LLMs) often generate biased outputs containing offensive, toxic, or stereotypical text. Existing LLM alignment methods such as reinforcement learning from human feedback (RLHF) alleviate biases primarily based on reward signals from current model outputs without considering the source of biases. In this work, to explore how biases are formed, we revisit LLMs’ text generation from a causal perspective. We identify pretraining data and input prompts, which contain semantic correlations of textual phrases, as two confounders between LLMs and model outputs causing biases. Inspired by our causal view, we leverage the reward model in RL alignment as an instrumental variable to perform causal intervention on LLMs. Utilizing the reward difference between an initial LLM and intervened LLM as interventional feedback to guide RL finetuning, we propose Causality-Aware Alignment (CAA) for LLM debiasing. Experiments on two text generation tasks with three different alignment objectives demonstrate the advantages of our method in aligning LLMs to generate less biased and safer outputs.

pdf
Hallucination Diversity-Aware Active Learning for Text Summarization
Yu Xia | Xu Liu | Tong Yu | Sungchul Kim | Ryan Rossi | Anup Rao | Tung Mai | Shuai Li
Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers)

Large Language Models (LLMs) have shown propensity to generate hallucinated outputs, i.e., texts that are factually incorrect or unsupported. Existing methods for alleviating hallucinations typically require costly human annotations to identify and correct hallucinations in LLM outputs. Moreover, most of these methods focus on a specific type of hallucination, e.g., entity or token errors, which limits their effectiveness in addressing various types of hallucinations exhibited in LLM outputs. To our best knowledge, in this paper we propose the first active learning framework to alleviate LLM hallucinations, reducing costly human annotations of hallucination needed. By measuring fine-grained hallucinations from errors in semantic frame, discourse and content verifiability in text summarization, we propose HAllucination Diversity-Aware Sampling (HADAS) to select diverse hallucinations for annotations in active learning for LLM finetuning. Extensive experiments on three datasets and different backbone models demonstrate advantages of our method in effectively and efficiently mitigating LLM hallucinations.

2022

pdf
Discovering Low-rank Subspaces for Language-agnostic Multilingual Representations
Zhihui Xie | Handong Zhao | Tong Yu | Shuai Li
Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing

Large pretrained multilingual language models (ML-LMs) have shown remarkable capabilities of zero-shot cross-lingual transfer, without direct cross-lingual supervision. While these results are promising, follow-up works found that, within the multilingual embedding spaces, there exists strong language identity information which hinders the expression of linguistic factors shared across languages. For semantic tasks like cross-lingual sentence retrieval, it is desired to remove such language identity signals to fully leverage semantic information. In this work, we provide a novel view of projecting away language-specific factors from a multilingual embedding space. Specifically, we discover that there exists a low-rank subspace that primarily encodes information irrelevant to semantics (e.g., syntactic information). To identify this subspace, we present a simple but effective unsupervised method based on singular value decomposition with multiple monolingual corpora as input. Once the subspace is found, we can directly project the original embeddings into the null space to boost language agnosticism without finetuning. We systematically evaluate our method on various tasks including the challenging language-agnostic QA retrieval task. Empirical results show that applying our method consistently leads to improvements over commonly used ML-LMs.

pdf
Context-aware Information-theoretic Causal De-biasing for Interactive Sequence Labeling
Junda Wu | Rui Wang | Tong Yu | Ruiyi Zhang | Handong Zhao | Shuai Li | Ricardo Henao | Ani Nenkova
Findings of the Association for Computational Linguistics: EMNLP 2022

Supervised training of existing deep learning models for sequence labeling relies on large scale labeled datasets. Such datasets are generally created with crowd-source labeling. However, crowd-source labeling for tasks of sequence labeling can be expensive and time-consuming. Further, crowd-source labeling by external annotators may not be appropriate for data that contains user private information. Considering the above limitations of crowd-source labeling, we study interactive sequence labeling that allows training directly with the user feedback, which alleviates the annotation cost and maintains the user privacy. We identify two bias, namely, context bias and feedback bias, by formulating interactive sequence labeling via a Structural Causal Model (SCM). To alleviate the context and feedback bias based on the SCM, we identify the frequent context tokens as confounders in the backdoor adjustment and further propose an entropy-based modulation that is inspired by information theory. entities more sample-efficiently. With extensive experiments, we validate that our approach can effectively alleviate the biases and our models can be efficiently learnt with the user feedback.