Rewards serve as proxies for human preferences and play a crucial role in Reinforcement Learning from Human Feedback (RLHF). However, if these rewards are inherently imperfect, exhibiting various biases, they can adversely affect the alignment of large language models (LLMs). In this paper, we collectively define the various biases present in rewards as the problem of reward unfairness. We propose a bias-agnostic method to address the issue of reward fairness from a resource allocation perspective, without specifically designing for each type of bias, yet effectively mitigating them. Specifically, we model preference learning as a resource allocation problem, treating rewards as resources to be allocated while considering the trade-off between utility and fairness in their distribution. We propose two methods, Fairness Regularization and Fairness Coefficient, to achieve fairness in rewards. We apply our methods in both verification and reinforcement learning scenarios to obtain a fairness reward model and a policy model, respectively. Experiments conducted in these scenarios demonstrate that our approach aligns LLMs with human preferences in a more fair manner. Our data and code are available athttps://github.com/shoyua/Towards-Reward-Fairness.

Ensuring awareness of fairness and privacy in Large Language Models (LLMs) is critical. Interestingly, we discover a counter-intuitive trade-off phenomenon that enhancing an LLM’s privacy awareness through Supervised Fine-Tuning (SFT) methods significantly decreases its fairness awareness with thousands of samples. To address this issue, inspired by the information theory, we introduce a training-free method to Suppress the Privacy and faIrness coupled Neurons (SPIN), which theoretically and empirically decrease the mutual information between fairness and privacy awareness. Extensive experimental results demonstrate that SPIN eliminates the trade-off phenomenon and significantly improves LLMs’ fairness and privacy awareness simultaneously without compromising general capabilities, e.g., improving Qwen-2-7B-Instruct’s fairness awareness by 12.2% and privacy awareness by 14.0%.More crucially, SPIN remains robust and effective with limited annotated data or even when only malicious fine-tuning data is available, whereas SFT methods may fail to perform properly in such scenarios. Furthermore, we show that SPIN could generalize to other potential trade-off dimensions.We hope this study provides valuable insights into concurrently addressing fairness and privacy concerns in LLMs and can be integrated into comprehensive frameworks to develop more ethical and responsible AI systems. Our code is available at https://github.com/ChnQ/SPIN.

Large language models (LLMs) have shown remarkable emergent capabilities, transforming the execution of functional tasks by leveraging external tools for complex problems that require specialized processing or up-to-date data. While existing research expands LLMs access to diverse tools (e.g., program interpreters, search engines, calculators), the necessity of using these tools is often overlooked, leading to indiscriminate tool invocation. This naive approach raises two key issues: increased latency due to unnecessary tool calls, and potential errors resulting from faulty interactions with external tools. In this paper, we introduce meta-cognition as a proxy for LLMs self-assessment of their capabilities, reflecting the model’s awareness of its own limitations. Based on this, we propose MeCo, an adaptive decision-making strategy for external tool use. MeCo quantifies metacognitive scores by capturing high-level cognitive signals in the representation space, guiding when to invoke tools. Notably, MeCo is fine-tuning-free and incurs minimal cost. Experiments across multiple backbone models and benchmarks show that MeCo reliably detects LLMs’ internal cognitive signals and significantly improves tool-use decision-making.

Despite the widespread application of Large Language Models (LLMs) across various domains, they frequently exhibit overconfidence when encountering uncertain scenarios, yet existing solutions primarily rely on evasive responses (e.g., “I don’t know”) overlooks the opportunity of identifying and addressing the uncertainty to generate more satisfactory responses. To systematically investigate and improve LLMs’ ability of recognizing and addressing the source of uncertainty, we introduce ConfuseBench, a benchmark mainly focus on three types of uncertainty: document scarcity, limited capability, and query ambiguity. Experiments with ConfuseBench reveal that current LLMs struggle to accurately identify the root cause of uncertainty and solve it. They prefer to attribute uncertainty to query ambiguity while overlooking capability limitations, especially for those weaker models. To tackle this challenge, we first generate context-aware inquiries that highlight the confusing aspect of the original query. Then we judge the source of uncertainty based on the uniqueness of the inquiry’s answer. Further we use an on-policy training method, InteractDPO to generate better inquiries. Experimental results demonstrate the efficacy of our approach.

The rapid advancement of neural language models has sparked a new surge of intelligent agent research. Unlike traditional agents, large language model-based agents (LLM agents) have emerged as a promising paradigm for achieving artificial general intelligence (AGI) due to their superior reasoning and generalization capabilities. Effective planning is crucial for the success of LLM agents in real-world tasks, making it a highly pursued topic in the community. Current planning methods typically translate tasks into executable action sequences. However, determining a feasible or optimal sequence for complex tasks with multiple constraints at fine granularity, which often requires compositing long chains of heterogeneous actions, remains challenging. This paper introduces Planning with Multi-Constraints (PMC), a zero-shot methodology for collaborative LLM-based multi-agent systems that simplifies complex task planning with constraints by decomposing it into a hierarchy of subordinate tasks. Each subtask is then mapped into executable actions. PMC was assessed on two constraint-intensive benchmarks, TravelPlanner and API-Bank. Notably, PMC achieved an average 42.68% success rate on TravelPlanner, significantly higher than GPT-4 (2.92%), and outperforming GPT-4 with ReAct on API-Bank by 13.64%, showing the immense potential of integrating LLM with multi-agent systems. We also show that PMC works with small LLM as the planning core, e.g., LLaMA-3.1-8B.

As large language models advance toward superhuman performance, ensuring their alignment with human values and abilities grows increasingly complex. Weak-to-strong generalization offers a promising approach by leveraging predictions from weaker models to guide stronger systems, but its effectiveness could be constrained by the inherent noise and inaccuracies in these weak predictions. To address this, we propose a theoretically grounded approach that replaces forward KL divergence—whose mass-covering behavior risks overfitting to imperfect weak signals—with reverse KL divergence. Reverse KL divergence’s zero-forcing effect prioritizes high-confidence predictions, effectively mitigating the influence of unreliable weak supervision. Theoretically, we extend existing bounds and derive tighter lower bounds for both forward and reverse KL divergence. Notably, when a sufficiently pre-trained strong model is fine-tuned on the last linear layer, reverse KL guarantees that it outperforms its weak supervisor by the magnitude of their disagreement. Empirically, we demonstrate that reverse KL and reverse cross-entropy not only enable strong models to outperform those trained with forward KL and standard cross-entropy across most settings, but also exhibit greater robustness to noisy labels.

Retrieval-augmented generation (RAG) has emerged as a promising solution for mitigating hallucinations of large language models (LLMs) with retrieved external knowledge. Adaptive RAG enhances this approach by enabling dynamic retrieval during generation, activating retrieval only when the query exceeds LLM’s internal knowledge. Existing methods primarily focus on detecting LLM’s confidence via statistical uncertainty. Instead, we present the first attempts to solve adaptive RAG from a representation perspective and develop an inherent control-based framework, termed CtrlA. Specifically, we extract the features that represent the honesty and confidence directions of LLM and adopt them to control LLM behavior and guide retrieval timing decisions. We also design a simple yet effective query formulation strategy to support adaptive retrieval. Experiments show that CtrlA is superior to existing adaptive RAG methods on a diverse set of tasks. Honesty steering can effectively make LLMs more honest and confidence monitoring is a promising indicator of retrieval trigger.

Generating knowledge-intensive and comprehensive long texts, such as encyclopedia articles, remains significant challenges for Large Language Models. It requires not only the precise integration of facts but also the maintenance of thematic coherence throughout the article. Existing methods, such as multi-agent discussion, often struggle with issues like hallucinations, topic incoherence, and significant latency. To address these challenges, we propose RAPID, an efficient **R**etrieval-**A**ugmented long text generation framework with writing **P**lanning and **I**nformation **D**iscovery. RAPID consists of three main modules: (1) Retrieval-augmented preliminary outline generation to reduce hallucinations, (2) Attribute-constrained search for efficient information discovery, (3) Plan-guided article generation for enhanced coherence. Extensive experiments on our newly compiled benchmark dataset, FreshWiki-2024, demonstrate that RAPID significantly outperforms state-of-the-art methods across a wide range of evaluation metrics (long-text generation, outline quality, latency, etc). Our work provides a robust and efficient solution to the challenges of automated long-text generation.

Conversational recommender systems (CRS) aim to recommend relevant items to users by eliciting user preference through natural language conversation. Prior work often utilizes external knowledge graphs for items’ semantic information, a language model for dialogue generation, and a recommendation module for ranking relevant items. This combination of multiple components suffers from a cumber-some training process, and leads to semantic misalignment issues between dialogue generation and item recommendation. In this paper, we represent items in natural language and formulate CRS as a natural language processing task. Accordingly, we leverage the power of pre-trained language models to encode items, understand user intent via conversation, perform item recommendation through semantic matching, and generate dialogues. As a unified model, our PECRS (Parameter-Efficient CRS), can be optimized in a single stage, without relying on non-textual metadata such as a knowledge graph. Experiments on two benchmark CRS datasets, ReDial and INSPIRED, demonstrate the effectiveness of PECRS on recommendation and conversation. Our code is available at: https://github.com/Ravoxsg/efficient_unified_crs.

The massive parameters and computational demands hinder the widespread application of Large Language Models (LLMs). Network pruning provides a practical solution to this problem. However, existing pruning works for LLMs mainly focus on unstructured pruning or necessitate post-pruning fine-tuning. The former relies on special hardware to accelerate computation, while the latter may need substantial computational resources. In this paper, we introduce a retraining-free structured pruning method called SoBP (Structured Optimal Brain Pruning). It leverages global first-order information to select pruning structures, then refines them with a local greedy approach, and finally adopts module-wise reconstruction to mitigate information loss. We assess the effectiveness of SoBP across 14 models from 3 LLM families on 8 distinct datasets. Experimental results demonstrate that SoBP outperforms current state-of-the-art methods.

Ensuring the trustworthiness of large language models (LLMs) is crucial. Most studies concentrate on fully pre-trained LLMs to better understand and improve LLMs’ trustworthiness. In this paper, to reveal the untapped potential of pre-training, we pioneer the exploration of LLMs’ trustworthiness during this period, focusing on five key dimensions: reliability, privacy, toxicity, fairness, and robustness. To begin with, we apply linear probing to LLMs. The high probing accuracy suggests that LLMs in early pre-training can already distinguish concepts in each trustworthiness dimension. Therefore, to further uncover the hidden possibilities of pre-training, we extract steering vectors from a LLM’s pre-training checkpoints to enhance the LLM’s trustworthiness. Finally, inspired by the theoretical result that mutual information estimation is bounded by linear probing accuracy, we also probe LLMs with mutual information to investigate the dynamics of trustworthiness during pre-training. We are the first to observe a similar two-phase phenomenon: fitting and compression. This research provides an initial exploration of trustworthiness modeling during LLM pre-training, seeking to unveil new insights and spur further developments in the field.

Transformer Architecture Search (TAS) methods aim to automate searching for the optimal Transformer architecture configurations for a given task. However, they are impeded by the prohibitive cost of evaluating Transformer architectures. Recently, several Zero-Shot TAS methods have been proposed to mitigate this problem by utilizing zero-cost proxies to evaluate Transformer architectures without training. Unfortunately, they are limited to specific computer vision or natural language processing tasks. Nonetheless, most of them are developed based on empirical observations and lack theoretical guarantees. To solve this problem, we develop a new zero-cost proxy called NTSR that combines two theoretically-inspired indicators to measure the trainability and expressivity of Transformer networks separately. We then integrate it into an effective regularized evolution framework called ETAS to demonstrate its efficacy on various tasks. The results show that our proposed NTSR proxy can consistently achieve a higher correlation with the true performance of Transformer networks on both computer vision and natural language processing tasks. Further, it can significantly accelerate the search process for finding the best-performing Transformer architecture configurations.

Long document question answering (DocQA) aims to answer questions from long documents over 10k words. They usually contain content structures such as sections, sub-sections, and paragraph demarcations. However, the indexing methods of long documents remain under-explored, while existing systems generally employ fixed-length chunking. As they do not consider content structures, the resultant chunks can exclude vital information or include irrelevant content. Motivated by this, we propose the **M**ulti-view **C**ontent-aware indexing (**MC-indexing**) for more effective long DocQA via (i) segment structured document into content chunks, and (ii) represent each content chunk in raw-text, keywords, and summary views. We highlight that MC-indexing requires neither training nor fine-tuning. Having plug-and-play capability, it can be seamlessly integrated with any retrievers to boost their performance. Besides, we propose a long DocQA dataset that includes not only question-answer pair, but also document structure and answer scope. When compared to state-of-art chunking schemes, MC-indexing has significantly increased the recall by **42.8%**, **30.0%**, **23.9%**, and **16.3%** via top k = 1.5, 3, 5, and 10 respectively. These improved scores are the average of 8 widely used retrievers (2 sparse and 6 dense) via extensive experiments.

Large Language Models (LLMs) have transformed natural language processing tasks successfully. Yet, their large size and high computational needs pose challenges for practical use, especially in resource-limited settings. Model compression has emerged as a key research area to address these challenges. This paper presents a survey of model compression techniques for LLMs. We cover methods like quantization, pruning, and knowledge distillation, highlighting recent advancements. We also discuss benchmarking strategies and evaluation metrics crucial for assessing compressed LLMs. This survey offers valuable insights for researchers and practitioners, aiming to enhance efficiency and real-world applicability of LLMs while laying a foundation for future advancements.

With the evolution of pre-trained language models, current open-domain dialogue systems have achieved great progress in conducting one-session conversations. In contrast, Multi-Session Conversation (MSC), which consists of multiple sessions over a long term with the same user, is under-investigated. In this paper, we propose History-Aware Hierarchical Transformer (HAHT) for multi-session open-domain dialogue. HAHT maintains a long-term memory of history conversations and utilizes history information to understand current conversation context and generate well-informed and context-relevant responses. Specifically, HAHT first encodes history conversation sessions hierarchically into a history memory. Then, HAHT leverages historical information to facilitate the understanding of the current conversation context by encoding the history memory together with the current context with attention-based mechanisms. Finally, to explicitly utilize historical information, HAHT uses a history-aware response generator that switches between a generic vocabulary and a history-aware vocabulary. Experimental results on a large-scale MSC dataset suggest that the proposed HAHT model consistently outperforms baseline models. Human evaluation results support that HAHT generates more human-like, context-relevant, and history-relevant responses than baseline models.

Conversational Recommendation Systems recommend items through language based interactions with users. In order to generate naturalistic conversations and effectively utilize knowledge graphs (KGs) containing background information, we propose a novel Bag-of-Entities loss, which encourages the generated utterances to mention concepts related to the item being recommended, such as the genre or director of a movie. We also propose an alignment loss to further integrate KG entities into the response generation network. Experiments on the large-scale REDIAL dataset demonstrate that the proposed system consistently outperforms state-of-the-art baselines.

Generating informative and appropriate responses is challenging but important for building human-like dialogue systems. Although various knowledge-grounded conversation models have been proposed, these models have limitations in utilizing knowledge that infrequently occurs in the training data, not to mention integrating unseen knowledge into conversation generation. In this paper, we propose an Entity-Agnostic Representation Learning (EARL) method to introduce knowledge graphs to informative conversation generation. Unlike traditional approaches that parameterize the specific representation for each entity, EARL utilizes the context of conversations and the relational structure of knowledge graphs to learn the category representation for entities, which is generalized to incorporating unseen entities in knowledge graphs into conversation generation. Automatic and manual evaluations demonstrate that our model can generate more informative, coherent, and natural responses than baseline models.

Empathetic conversational models have been shown to improve user satisfaction and task outcomes in numerous domains. In Psychology, persona has been shown to be highly correlated to personality, which in turn influences empathy. In addition, our empirical analysis also suggests that persona plays an important role in empathetic conversations. To this end, we propose a new task towards persona-based empathetic conversations and present the first empirical study on the impact of persona on empathetic responding. Specifically, we first present a novel large-scale multi-domain dataset for persona-based empathetic conversations. We then propose CoBERT, an efficient BERT-based response selection model that obtains the state-of-the-art performance on our dataset. Finally, we conduct extensive experiments to investigate the impact of persona on empathetic responding. Notably, our results show that persona improves empathetic responding more when CoBERT is trained on empathetic conversations than non-empathetic ones, establishing an empirical link between persona and empathy in human conversations.