In this paper, we propose Selection and Pooling with Large Language Models (SPILL), an intuitive, domain-adaptive method for intent clustering without fine-tuning. Existing embeddings-based clustering methods rely on a few labeled examples or unsupervised fine-tuning to optimize results for each new dataset, which makes them less generalizable to multiple datasets. Our goal is to make these existing embedders more generalizable to new domain datasets without further fine-tuning. Inspired by our theoretical derivation and simulation results on the effectiveness of sampling and pooling techniques, we view the clustering task as a small-scale selection problem. A good solution to this problem is associated with better clustering performance. Accordingly, we propose a two-stage approach: First, for each utterance (referred to as the seed), we derive its embedding using an existing embedder. Then, we apply a distance metric to select a pool of candidates close to the seed. Because the embedder is not optimized for new datasets, in the second stage, we use an LLM to further select utterances from these candidates that share the same intent as the seed. Finally, we pool these selected candidates with the seed to derive a refined embedding for the seed. We found that our method generally outperforms directly using an embedder, and it achieves comparable results to other state-of-the-art studies, even those that use much larger models and require fine-tuning, showing its strength and efficiency. Our results indicate that our method enables existing embedders to be further improved without additional fine-tuning, making them more adaptable to new domain datasets. Additionally, viewing the clustering task as a small-scale selection problem gives the potential of using LLMs to customize clustering tasks according to the user’s goals.

Large Language Models (LLMs) are valued for their strong performance across various tasks, but they also produce inaccurate or misleading outputs. Uncertainty Estimation (UE) quantifies the model’s confidence and helps users assess response reliability. However, existing UE methods have not been thoroughly examined in scenarios like Retrieval-Augmented Generation (RAG), where the input prompt includes non-parametric knowledge. This paper shows that current UE methods cannot reliably estimate the correctness of LLM responses in the RAG setting. We propose an axiomatic framework to identify deficiencies in existing UE methods. Our framework introduces five constraints that an effective UE method should meet after incorporating retrieved documents into the LLM’s prompt. Experimental results reveal that no existing UE method fully satisfies all the axioms, explaining their suboptimal performance in RAG. We further introduce a simple yet effective calibration function based on our framework, which not only satisfies more axioms than baseline methods but also improves the correlation between uncertainty estimates and correctness.

Entity linking (EL) in conversations faces notable challenges in practical applications, primarily due to scarcity of entity-annotated conversational datasets and sparse knowledge bases (KB) containing domain-specific, long-tail entities. We designed targeted evaluation scenarios to measure the efficacy of EL models under resource constraints. Our evaluation employs two KBs: Fandom, exemplifying real-world EL complexities, and the widely used Wikipedia. First, we assess EL models’ ability to generalize to a new unfamiliar KB using Fandom and a novel zero-shot conversational entity linking dataset that we curated based on Reddit discussions on Fandom entities. We then evaluate the adaptability of EL models to conversational settings without prior training. Our results indicate that current zero-shot EL models falter when introduced to new, domain-specific KBs without prior training, significantly dropping in performance.Our findings reveal that previous evaluation approaches fall short of capturing real-world complexities for zero-shot EL, highlighting the necessity for new approaches to design and assess conversational EL models to adapt to limited resources. The evaluation frame-work and dataset proposed are tailored to facilitate this research.

In this short paper we propose a data augmentation method for intent detection in zero-resource domains.Existing data augmentation methods rely on few labelled examples for each intent category, which can be expensive in settings with many possible intents.We use a two-stage approach: First, we generate utterances for intent labels using an open-source large language model in a zero-shot setting. Second, we develop a smaller sequence-to-sequence model (the Refiner), to improve the generated utterances. The Refiner is fine-tuned on seen domains and then applied to unseen domains. We evaluate our method by training an intent classifier on the generated data, and evaluating it on real (human) data.We find that the Refiner significantly improves the data utility and diversity over the zero-shot LLM baseline for unseen domains and over common baseline approaches.Our results indicate that a two-step approach of a generative LLM in zero-shot setting and a smaller sequence-to-sequence model can provide high-quality data for intent detection.

Automatic extraction of funding information from academic articles adds significant value to industry and research communities, including tracking research outcomes by funding organizations, profiling researchers and universities based on the received funding, and supporting open access policies. Two major challenges of identifying and linking funding entities are: (i) sparse graph structure of the Knowledge Base (KB), which makes the commonly used graph-based entity linking approaches suboptimal for the funding domain, (ii) missing entities in KB, which (unlike recent zero-shot approaches) requires marking entity mentions without KB entries as NIL. We propose an entity linking model that can perform NIL prediction and overcome data scarcity issues in a time and data-efficient manner. Our model builds on a transformer-based mention detection and a bi-encoder model to perform entity linking. We show that our model outperforms strong existing baselines.