Surprisal Minimisation over Goal-directed Alternatives Predicts Production Choice in Dialogue

Thomas P. Utting, Mario Giulianelli, Arabella Sinclair


Abstract
We model utterance production as probabilistic cost-sensitive choice over contextual alternatives, using information-theoretic notions of cost. We distinguish between goal-directed alternatives that realise a fixed communicative intent and goal-agnostic alternatives defined only by contextual plausibility, allowing us to derive speaker- and listener-oriented interpretations of different cost measures. We present a procedure to generate both types of alternative sets using language models. Analysing production choices in open-ended dialogue under both deterministic and noisy cost minimisation, we find that surprisal minimisation relative to goal-directed alternatives provides the strongest explanation of production choices. Uniformity-based costs show weaker overall predictive power, but their influence increases markedly when evaluated relative to goal-agnostic alternatives, consistent with listener-oriented accounts. More broadly, our study suggests that alternative-conditioned optimisation with LM-generated alternatives provides a principled framework for studying speaker and listener pressures in naturalistic language production.
Anthology ID:
2026.acl-long.1814
Volume:
Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)
Month:
July
Year:
2026
Address:
San Diego, California, United States
Editors:
Maria Liakata, Viviane P. Moreira, Jiajun Zhang, David Jurgens
Venue:
ACL
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Publisher:
Association for Computational Linguistics
Note:
Pages:
39090–39109
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URL:
https://preview.aclanthology.org/ingest-acl/2026.acl-long.1814/
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Cite (ACL):
Thomas P. Utting, Mario Giulianelli, and Arabella Sinclair. 2026. Surprisal Minimisation over Goal-directed Alternatives Predicts Production Choice in Dialogue. In Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers), pages 39090–39109, San Diego, California, United States. Association for Computational Linguistics.
Cite (Informal):
Surprisal Minimisation over Goal-directed Alternatives Predicts Production Choice in Dialogue (Utting et al., ACL 2026)
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https://preview.aclanthology.org/ingest-acl/2026.acl-long.1814.pdf
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