Most text-to-SQL models, even though based on the same grammar decoder, generate the SQL structure first and then fill in the SQL slots with the correct schema items. This second step depends on schema linking: aligning the entity references in the question with the schema columns or tables. This is generally approached via Exact Match based Schema Linking (EMSL) within a neural network-based schema linking module. EMSL has become standard in text-to-SQL: many state-of-the-art models employ EMSL, with performance dropping significantly when the EMSL component is removed. In this work, however, we show that EMSL reduces robustness, rendering models vulnerable to synonym substitution and typos. Instead of relying on EMSL to make up for deficiencies in question-schema encoding, we show that using a pre-trained language model as an encoder can improve performance without using EMSL, giving a more robust model. We also study the design choice of the schema linking module, finding that a suitable design benefits performance and interoperability. Finally, based on the above study of schema linking, we introduce the grammar linking to help model align grammar references in the question with the SQL keywords.

In text-to-SQL tasks — as in much of NLP — compositional generalization is a major challenge: neural networks struggle with compositional generalization where training and test distributions differ. However, most recent attempts to improve this are based on word-level synthetic data or specific dataset splits to generate compositional biases. In this work, we propose a clause-level compositional example generation method. We first split the sentences in the Spider text-to-SQL dataset into sub-sentences, annotating each sub-sentence with its corresponding SQL clause, resulting in a new dataset Spider-SS. We then construct a further dataset, Spider-CG, by composing Spider-SS sub-sentences in different combinations, to test the ability of models to generalize compositionally. Experiments show that existing models suffer significant performance degradation when evaluated on Spider-CG, even though every sub-sentence is seen during training. To deal with this problem, we modify a number of state-of-the-art models to train on the segmented data of Spider-SS, and we show that this method improves the generalization performance.

Recently, there has been significant progress in studying neural networks for translating text descriptions into SQL queries under the zero-shot cross-domain setting. Despite achieving good performance on some public benchmarks, we observe that existing text-to-SQL models do not generalize when facing domain knowledge that does not frequently appear in the training data, which may render the worse prediction performance for unseen domains. In this work, we investigate the robustness of text-to-SQL models when the questions require rarely observed domain knowledge. In particular, we define five types of domain knowledge and introduce Spider-DK (DK is the abbreviation of domain knowledge), a human-curated dataset based on the Spider benchmark for text-to-SQL translation. NL questions in Spider-DK are selected from Spider, and we modify some samples by adding domain knowledge that reflects real-world question paraphrases. We demonstrate that the prediction accuracy dramatically drops on samples that require such domain knowledge, even if the domain knowledge appears in the training set, and the model provides the correct predictions for related training samples.

Addressing the mismatch between natural language descriptions and the corresponding SQL queries is a key challenge for text-to-SQL translation. To bridge this gap, we propose an SQL intermediate representation (IR) called Natural SQL (NatSQL). Specifically, NatSQL preserves the core functionalities of SQL, while it simplifies the queries as follows: (1) dispensing with operators and keywords such as GROUP BY, HAVING, FROM, JOIN ON, which are usually hard to find counterparts in the text descriptions; (2) removing the need of nested subqueries and set operators; and (3) making the schema linking easier by reducing the required number of schema items. On Spider, a challenging text-to-SQL benchmark that contains complex and nested SQL queries, we demonstrate that NatSQL outperforms other IRs, and significantly improves the performance of several previous SOTA models. Furthermore, for existing models that do not support executable SQL generation, NatSQL easily enables them to generate executable SQL queries, and achieves the new state-of-the-art execution accuracy.

Recently, there has been significant progress in studying neural networks to translate text descriptions into SQL queries. Despite achieving good performance on some public benchmarks, existing text-to-SQL models typically rely on the lexical matching between words in natural language (NL) questions and tokens in table schemas, which may render the models vulnerable to attacks that break the schema linking mechanism. In this work, we investigate the robustness of text-to-SQL models to synonym substitution. In particular, we introduce Spider-Syn, a human-curated dataset based on the Spider benchmark for text-to-SQL translation. NL questions in Spider-Syn are modified from Spider, by replacing their schema-related words with manually selected synonyms that reflect real-world question paraphrases. We observe that the accuracy dramatically drops by eliminating such explicit correspondence between NL questions and table schemas, even if the synonyms are not adversarially selected to conduct worst-case attacks. Finally, we present two categories of approaches to improve the model robustness. The first category of approaches utilizes additional synonym annotations for table schemas by modifying the model input, while the second category is based on adversarial training. We demonstrate that both categories of approaches significantly outperform their counterparts without the defense, and the first category of approaches are more effective.

WikiSQL and Spider, the large-scale cross-domain text-to-SQL datasets, have attracted much attention from the research community. The leaderboards of WikiSQL and Spider show that many researchers propose their models trying to solve the text-to-SQL problem. This paper first divides the top models in these two leaderboards into two paradigms. We then present details not mentioned in their original paper by evaluating the key components, including schema linking, pretrained word embeddings, and reasoning assistance modules. Based on the analysis of these models, we want to promote understanding of the text-to-SQL field and find out some interesting future works, for example, it is worth studying the text-to-SQL problem in an environment where it is more challenging to build schema linking and also worth studying combing the advantage of each model toward text-to-SQL.