Recently, tremendous strides have been made to align the generation of Large Language Models (LLMs) with human values to mitigate toxic or unhelpful content. Leveraging Reinforcement Learning from Human Feedback (RLHF) proves effective and is widely adopted by researchers. However, implementing RLHF is complex, and its sensitivity to hyperparameters renders achieving stable performance and scalability challenging. Furthermore, prevailing approaches to preference alignment primarily concentrate on pairwise comparisons, with limited exploration into multi-response scenarios, thereby overlooking the potential richness within the candidate pool. For the above reasons, we propose a new approach: Listwise Reward Enhancement for Preference Alignment (LIRE), a gradient-based reward optimization approach that incorporates the offline rewards of multiple responses into a streamlined listwise framework, thus eliminating the need for online sampling during training. LIRE is straightforward to implement, requiring minimal parameter tuning, and seamlessly aligns with the pairwise paradigm while naturally extending to multi-response scenarios. Moreover, we introduce a self-enhancement algorithm aimed at iteratively refining the reward during training. Our experiments demonstrate that LIRE consistently outperforms existing methods across several benchmarks on dialogue and summarization tasks, with good transferability to out-of-distribution data, assessed using proxy reward models and human annotators.

Complex KBQA leverages the knowledge base (KB) to answer complex natural questions involving complicated semantics like multi-hop reasoning. Existing methods involve a question decomposition process, i.e., breaking a complex question into several simpler sub-questions, to assist obtaining logical forms for querying the KB. However, existing question decomposition process derives all sub-questions directly according to the original question, resulting in limitations when one sub-question relies on the answer from a previous one. In this work, we propose Chain-of-Question, a progressive question decomposition approach to address complex KBQA challenges. First, inspired by chain-of-thought, we design a prompt to guide LLM to sequentially decompose multiple semantically clear sub-questions and provide corresponding reference answers, where each step of the decomposition relies on the previous results. Next, we utilize the decomposition result to select relevant patterns (relation-entity pairs) as accurate and faithful auxiliary information for the following logical form generation. Finally, we jointly perform logical form generation and answer prediction, utilizing the predicted answer to supplement non-executable logical forms. Experimental results demonstrate that our method achieves state-of-the-art performance on multiple datasets.

With the development of LLMs, the security threats of LLMs are getting more and more attention. Numerous jailbreak attacks have been proposed to assess the security defense of LLMs. Current jailbreak attacks primarily utilize scenario camouflage techniques. However their explicitly mention of malicious intent will be easily recognized and defended by LLMs. In this paper, we propose an indirect jailbreak attack approach, Puzzler, which can bypass the LLM’s defensive strategies and obtain malicious response by implicitly providing LLMs with some clues about the original malicious query. In addition, inspired by the wisdom of “When unable to attack, defend” from Sun Tzu’s Art of War, we adopt a defensive stance to gather clues about the original malicious query through LLMs. The experimental results indicate that the Query Success Rate of the Puzzler is 14.0%-82.7% higher than baselines on the most prominent LLMs. Furthermore, when tested against the state-of-the-art jailbreak detection approaches, Puzzler proves to be more effective at evading detection compared to baselines.

Large Language Models (LLMs) have increasingly become central to generating content with potential societal impacts. Notably, these models have demonstrated capabilities for generating content that could be deemed harmful. To mitigate these risks, researchers have adopted safety training techniques to align model outputs with societal values to curb the generation of malicious content. However, the phenomenon of “jailbreaking” — where carefully crafted prompts elicit harmful responses from models — persists as a significant challenge. This research conducts a comprehensive analysis of existing studies on jailbreaking LLMs and their defense techniques. We meticulously investigate nine attack techniques and seven defense techniques applied across three distinct language models: Vicuna, LLama, and GPT-3.5 Turbo. We aim to evaluate the effectiveness of these attack and defense techniques. Our findings reveal that existing white-box attacks underperform compared to universal techniques and that including special tokens in the input significantly affects the likelihood of successful attacks. This research highlights the need to concentrate on the security facets of LLMs. Additionally, we contribute to the field by releasing our datasets and testing framework, aiming to foster further research into LLM security. We believe these contributions will facilitate the exploration of security measures within this domain.

Text-based knowledge graph completion (KGC) methods utilize pre-trained language models for triple encoding and further fine-tune the model to achieve completion. Despite their excellent performance, they neglect the knowledge context in inferring process. Intuitively, knowledge contexts, which refer to the neighboring triples around the target triples, are important information for triple inferring, since they provide additional detailed information about the entities. To this end, we propose a novel framework named KnowC, which models the knowledge context as additional prompts with pre-trained language models for knowledge graph completion. Given the substantial number of neighbors typically associated with entities, along with the constrained input token capacity of language models, we further devise several strategies to sample the neighbors. We conduct extensive experiments on common datasets FB15k-237, WN18RR and Wikidata5M, experiments show that KnowC achieves state-of-the-art performance.

Recently, there is a surge in interest surrounding video large language models (Video LLMs). However, existing benchmarks fail to provide a comprehensive feedback on the temporal perception ability of Video LLMs. On the one hand, most of them are unable to distinguish between different temporal aspects (e.g., speed, direction) and thus cannot reflect the nuanced performance on these specific aspects. On the other hand, they are limited in the diversity of task formats (e.g., only multi-choice QA), which hinders the understanding of how temporal perception performance may vary across different types of tasks. Motivated by these two problems, we propose the TempCompass benchmark, which introduces a diversity of temporal aspects and task formats. To collect high-quality test data, we devise two novel strategies: (1) In video collection, we construct conflicting videos that share the same static content but differ in a specific temporal aspect, which prevents Video LLMs from leveraging single-frame bias or language priors. (2) To collect the task instructions, we propose a paradigm where humans first annotate meta-information for a video and then an LLM generates the instruction. We also design an LLM-based approach to automatically and accurately evaluate the responses from Video LLMs. Based on TempCompass, we comprehensively evaluate 9 state-of-the-art (SOTA) Video LLMs and 3 Image LLMs, and reveal the discerning fact that these models exhibit notably poor temporal perception ability.

In-context learning enhances the reasoning capabilities of LLMs by providing several examples. A direct yet effective approach to obtain in-context example is to select the top-k examples based on their semantic similarity to the test input. However, when applied to event argument extraction (EAE), this approach exhibits two shortcomings: 1) It may select almost identical examples, thus failing to provide additional event information, and 2) It overlooks event attributes, leading to the selected examples being unrelated to the test event type. In this paper, we introduce three necessary requirements when selecting an in-context example for EAE task: semantic similarity, example diversity and event correlation. And we further propose TISE, which scores examples from these three perspectives and integrates them using Determinantal Point Processes to directly select a set of examples as context. Experimental results on the ACE05 dataset demonstrate the effectiveness of TISE and the necessity of three requirements. Furthermore, we surprisingly observe that TISE can achieve superior performance with fewer examples and can even exceed some supervised methods.

Financial prediction from Monetary Policy Conference (MPC) calls is a new yet challenging task, which targets at predicting the price movement and volatility for specific financial assets by analyzing multimodal information including text, video, and audio. Although the existing work has achieved great success using cross-modal transformer blocks, it overlooks the potential external financial knowledge, the varying contributions of different modalities to financial prediction, as well as the innate relations among different financial assets. To tackle these limitations, we propose a novel Modal-Adaptive kNowledge-enhAnced Graph-basEd financial pRediction scheme, named MANAGER. Specifically, MANAGER resorts to FinDKG to obtain the external related knowledge for the input text. Meanwhile, MANAGER adopts BEiT-3 and Hidden-unit BERT (HuBERT) to extract the video and audio features, respectively. Thereafter, MANAGER introduces a novel knowledge-enhanced cross-modal graph that fully characterizes the semantic relations among text, external knowledge, video and audio, to adaptively utilize the information in different modalities, with ChatGLM2 as the backbone. Extensive experiments on a publicly available dataset Monopoly verify the superiority of our model over cutting-edge methods.

Multi-aspect controllable text generation aims to control the generated texts in attributes from multiple aspects (e.g., “positive” from sentiment and “sport” from topic). Existing works neglect attribute correlations formed by the intertwining of different attributes. Particularly, the stereotype formed by imbalanced attribute correlations significantly affects multi-aspect control. In this paper, we propose MAGIC, a new multi-aspect controllable text generation method with disentangled counterfactual augmentation. We alleviate the issue of imbalanced attribute correlations during training using counterfactual feature vectors in the attribute latent space by disentanglement. During inference, we enhance attribute correlations by target-guided counterfactual augmentation to further improve multi-aspect control. Experiments show that MAGIC outperforms state-of-the-art baselines in both imbalanced and balanced attribute correlation scenarios.

Predicting emotions elicited by news headlines can be challenging as the task is largely influenced by the varying nature of people’s interpretations and backgrounds. Previous works have explored classifying discrete emotions directly from news headlines. We provide a different approach to tackling this problem by utilizing people’s explanations of their emotion, written in free-text, on how they feel after reading a news headline. Using the dataset BU-NEmo+ (Gao et al., 2022), we found that for emotion classification, the free-text explanations have a strong correlation with the dominant emotion elicited by the headlines. The free-text explanations also contain more sentimental context than the news headlines alone and can serve as a better input to emotion classification models. Therefore, in this work we explored generating emotion explanations from headlines by training a sequence-to-sequence transformer model and by using pretrained large language model, ChatGPT (GPT-4). We then used the generated emotion explanations for emotion classification. In addition, we also experimented with training the pretrained T5 model for the intermediate task of explanation generation before fine-tuning it for emotion classification. Using McNemar’s significance test, methods that incorporate GPT-generated free-text emotion explanations demonstrated significant improvement (P-value < 0.05) in emotion classification from headlines, compared to methods that only use headlines. This underscores the value of using intermediate free-text explanations for emotion prediction tasks with headlines.

Image-text retrieval is a fundamental task to bridge the semantic gap between natural language and vision. Recent works primarily focus on aligning textual meanings with visual appearance. However, they often overlook the semantic discrepancy caused by syntactic structure in natural language expressions and relationships among visual entities. This oversight would lead to sub-optimal alignment and degraded retrieval performance, since the underlying semantic dependencies and object interactions remain inadequately encoded in both textual and visual embeddings. In this paper, we propose a novel Visual-Linguistic Dependency Encoding (VL-DE) framework, which explicitly models the dependency information among textual words and interaction patterns between image regions, improving the discriminative power of cross-modal representations for more accurate image-text retrieval. Specifically, VL-DE enhances textual representations by considering syntactic relationships and dependency types, and visual representations by attending to its spatially neighboring regions. Cross-attention mechanism is then introduced to aggregate aligned region-word pairs into image-text similarities. Analysis on Winoground, a dataset specially designed to measure vision-linguistic compositional structure reasoning, shows that VL-DE outperforms existing methods, demonstrating its effectiveness at this task. Comprehensive experiments on two benchmarks, Flickr30K and MS-COCO, further validates the competitiveness of our approach.

Dense retrieval is widely used for entity linking to retrieve entities from large-scale knowledge bases. Mainstream techniques are based on a dual-encoder framework, which encodes mentions and entities independently and calculates their relevances via rough interaction metrics, resulting in difficulty in explicitly modeling multiple mention-relevant parts within entities to match divergent mentions. Aiming at learning entity representations that can match divergent mentions, this paper proposes a Multi-View Enhanced Distillation (MVD) framework, which can effectively transfer knowledge of multiple fine-grained and mention-relevant parts within entities from cross-encoders to dual-encoders. Each entity is split into multiple views to avoid irrelevant information being over-squashed into the mention-relevant view. We further design cross-alignment and self-alignment mechanisms for this framework to facilitate fine-grained knowledge distillation from the teacher model to the student model. Meanwhile, we reserve a global-view that embeds the entity as a whole to prevent dispersal of uniform information. Experiments show our method achieves state-of-the-art performance on several entity linking benchmarks.

Federated Multilingual Neural Machine Translation (Fed-MNMT) has emerged as a promising paradigm for institutions with limited language resources. This approach allows multiple institutions to act as clients and train a unified model through model synchronization, rather than collecting sensitive data for centralized training. This significantly reduces the cost of corpus collection and preserves data privacy. However, as pre-trained language models (PLMs) continue to increase in size, the communication cost for transmitting parameters during synchronization has become a training speed bottleneck. In this paper, we propose a communication-efficient Fed-MNMT framework that addresses this issue by keeping PLMs frozen and only transferring lightweight adapter modules between clients. Since different language pairs exhibit substantial discrepancies in data distributions, adapter parameters of clients may conflict with each other. To tackle this, we explore various clustering strategies to group parameters for integration and mitigate the negative effects of conflicting parameters. Experimental results demonstrate that our framework reduces communication cost by over 98% while achieving similar or even better performance compared to competitive baselines. Further analysis reveals that clustering strategies effectively solve the problem of linguistic discrepancy and pruning adapter modules further improves communication efficiency.

Representation Learning on Knowledge Graphs (KGs) is essential for downstream tasks. The dominant approach, KG Embedding (KGE), represents entities with independent vectors and faces the scalability challenge. Recent studies propose an alternative way for parameter efficiency, which represents entities by composing entity-corresponding codewords matched from predefined small-scale codebooks. We refer to the process of obtaining corresponding codewords of each entity as entity quantization, for which previous works have designed complicated strategies. Surprisingly, this paper shows that simple random entity quantization can achieve similar results to current strategies. We analyze this phenomenon and reveal that entity codes, the quantization outcomes for expressing entities, have higher entropy at the code level and Jaccard distance at the codeword level under random entity quantization. Therefore, different entities become more easily distinguished, facilitating effective KG representation. The above results show that current quantization strategies are not critical for KG representation, and there is still room for improvement in entity distinguishability beyond current strategies.

Sarcasm is important to sentiment analysis on social media. Sarcasm Target Identification (STI) deserves further study to understand sarcasm in depth. However, text lacking context or missing sarcasm target makes target identification very difficult. In this paper, we introduce multimodality to STI and present Multimodal Sarcasm Target Identification (MSTI) task. We propose a novel multi-scale cross-modality model that can simultaneously perform textual target labeling and visual target detection. In the model, we extract multi-scale visual features to enrich spatial information for different sized visual sarcasm targets. We design a set of convolution networks to unify multi-scale visual features with textual features for cross-modal attention learning, and correspondingly a set of transposed convolution networks to restore multi-scale visual information. The results show that visual clues can improve the performance of TSTI by a large margin, and VSTI achieves good accuracy.

Demo: https://youtu.be/WQLL93TPB-cAbstract:We present DeepGen, a system deployed at web scale for automatically creating sponsored search advertisements (ads) for BingAds customers. We leverage state-of-the-art natural language generation (NLG) models to generate fluent ads from advertiser’s web pages in an abstractive fashion and solve practical issues such as factuality and inference speed. In addition, our system creates a customized ad in real-time in response to the user’s search query, therefore highlighting different aspects of the same product based on what the user is looking for. To achieve this, our system generates a diverse choice of smaller pieces of the ad ahead of time and, at query time, selects the most relevant ones to be stitched into a complete ad. We improve generation diversity by training a controllable NLG model to generate multiple ads for the same web page highlighting different selling points. Our system design further improves diversity horizontally by first running an ensemble of generation models trained with different objectives and then using a diversity sampling algorithm to pick a diverse subset of generation results for online selection. Experimental results show the effectiveness of our proposed system design. Our system is currently deployed in production, serving ~4% of global ads served in Bing.

Transforming the large amounts of unstructured text on the Internet into structured event knowledge is a critical, yet unsolved goal of NLP, especially when addressing document-level text. Existing methods struggle in Document-level Event Extraction (DEE) due to its two intrinsic challenges: (a) Nested arguments, which means one argument is the sub-string of another one. (b) Multiple events, which indicates we should identify multiple events and assemble the arguments for them. In this paper, we propose a role-interactive multi-event head attention network (CLIO) to solve these two challenges jointly. The key idea is to map different events to multiple subspaces (i.e. multi-event head). In each event subspace, we draw the semantic representation of each role closer to its corresponding arguments, then we determine whether the current event exists. To further optimize event representation, we propose an event representation enhancing strategy to regularize pre-trained embedding space to be more isotropic. Our experiments on two widely used DEE datasets show that CLIO achieves consistent improvements over previous methods.

Copy mechanisms explicitly obtain unchanged tokens from the source (input) sequence to generate the target (output) sequence under the neural seq2seq framework. However, most of the existing copy mechanisms only consider single word copying from the source sentences, which results in losing essential tokens while copying long spans. In this work, we propose a plug-and-play architecture, namely BioCopy, to alleviate the problem aforementioned. Specifically, in the training stage, we construct a BIO tag for each token and train the original model with BIO tags jointly. In the inference stage, the model will firstly predict the BIO tag at each time step, then conduct different mask strategies based on the predicted BIO label to diminish the scope of the probability distributions over the vocabulary list. Experimental results on two separate generative tasks show that they all outperform the baseline models by adding our BioCopy to the original model structure.

Human generates responses relying on semantic and functional dependencies, including coreference relation, among dialogue elements and their context. In this paper, we investigate matching a response with its multi-turn context using dependency information based entirely on attention. Our solution is inspired by the recently proposed Transformer in machine translation (Vaswani et al., 2017) and we extend the attention mechanism in two ways. First, we construct representations of text segments at different granularities solely with stacked self-attention. Second, we try to extract the truly matched segment pairs with attention across the context and response. We jointly introduce those two kinds of attention in one uniform neural network. Experiments on two large-scale multi-turn response selection tasks show that our proposed model significantly outperforms the state-of-the-art models.

Deep learning approaches for sentiment classification do not fully exploit sentiment linguistic knowledge. In this paper, we propose a Multi-sentiment-resource Enhanced Attention Network (MEAN) to alleviate the problem by integrating three kinds of sentiment linguistic knowledge (e.g., sentiment lexicon, negation words, intensity words) into the deep neural network via attention mechanisms. By using various types of sentiment resources, MEAN utilizes sentiment-relevant information from different representation sub-spaces, which makes it more effective to capture the overall semantics of the sentiment, negation and intensity words for sentiment prediction. The experimental results demonstrate that MEAN has robust superiority over strong competitors.

In recent years, a variety of recurrent neural networks have been proposed, e.g LSTM. However, existing models only read the text once, it cannot describe the situation of repeated reading in reading comprehension. In fact, when reading or analyzing a text, we may read the text several times rather than once if we couldn’t well understand it. So, how to model this kind of the reading behavior? To address the issue, we propose a multi-glance mechanism (MGM) for modeling the habit of reading behavior. In the proposed framework, the actual reading process can be fully simulated, and then the obtained information can be consistent with the task. Based on the multi-glance mechanism, we design two types of recurrent neural network models for repeated reading: Glance Cell Model (GCM) and Glance Gate Model (GGM). Visualization analysis of the GCM and the GGM demonstrates the effectiveness of multi-glance mechanisms. Experiments results on the large-scale datasets show that the proposed methods can achieve better performance.

In this paper, we present the design, collection, transcription and analysis of a Mandarin Chinese Broadcast Collection of over 3000 hours. The data was collected by Hong Kong University of Science and Technology (HKUST) in China on a cable TV and satellite transmission platform established in support of the DARPA Global Autonomous Language Exploitation (GALE) program. The collection includes broadcast news (BN) and broadcast conversation (BC) including talk shows, roundtable discussions, call-in shows, editorials and other conversational programs that focus on news and current events. HKUST also collects detailed information about all recorded programs. A subset of BC and BN recordings are manually transcribed with standard Chinese characters in UTF-8 encoding, using specific mark-ups for a small set of spontaneous and conversational speech phenomena. The collection is among the largest and first of its kind for Mandarin Chinese Broadcast speech, providing abundant and diverse samples for Mandarin speech recognition and other application-dependent tasks, such as spontaneous speech processing and recognition, topic detection, information retrieval, and speaker recognition. HKUST’s acoustic analysis of 500 hours of the speech and transcripts demonstrates the positive impact this data could have on system performance.