Fan Zhou


2024

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Dissecting Human and LLM Preferences
Junlong Li | Fan Zhou | Shichao Sun | Yikai Zhang | Hai Zhao | Pengfei Liu
Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

As a relative quality comparison of model responses, human and Large Language Model (LLM) preferences serve as common alignment goals in model fine-tuning and criteria in evaluation. Yet, these preferences merely reflect broad tendencies, resulting in less explainable and controllable models with potential safety risks. In this work, we dissect the preferences of human and 32 different LLMs to understand their quantitative composition, using annotations from real-world user-model conversations for a fine-grained, scenario-wise analysis. We find that humans are less sensitive to errors, favor responses that support their stances, and show clear dislike when models admit their limits. On the contrary, advanced LLMs like GPT-4-Turbo emphasize correctness, clarity, and harmlessness more. Additionally, LLMs of similar sizes tend to exhibit similar preferences, regardless of their training methods, and fine-tuning for alignment does not significantly alter the preferences of pretrained-only LLMs. Finally, we show that preference-based evaluation can be intentionally manipulated. In both training-free and training-based settings, aligning a model with the preferences of judges boosts scores, while injecting the least preferred properties lowers them. This results in notable score shifts: up to 0.59 on MT-Bench (1-10 scale) and 31.94 on AlpacaEval 2.0 (0-100 scale), highlighting the significant impact of this strategic adaptation. We have made all resources of this project publicly available.

2023

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Causal-Debias: Unifying Debiasing in Pretrained Language Models and Fine-tuning via Causal Invariant Learning
Fan Zhou | Yuzhou Mao | Liu Yu | Yi Yang | Ting Zhong
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Demographic biases and social stereotypes are common in pretrained language models (PLMs), and a burgeoning body of literature focuses on removing the unwanted stereotypical associations from PLMs. However, when fine-tuning these bias-mitigated PLMs in downstream natural language processing (NLP) applications, such as sentiment classification, the unwanted stereotypical associations resurface or even get amplified. Since pretrain&fine-tune is a major paradigm in NLP applications, separating the debiasing procedure of PLMs from fine-tuning would eventually harm the actual downstream utility. In this paper, we propose a unified debiasing framework Causal-Debias to remove unwanted stereotypical associations in PLMs during fine-tuning. Specifically, CausalDebias mitigates bias from a causal invariant perspective by leveraging the specific downstream task to identify bias-relevant and labelrelevant factors. We propose that bias-relevant factors are non-causal as they should have little impact on downstream tasks, while labelrelevant factors are causal. We perform interventions on non-causal factors in different demographic groups and design an invariant risk minimization loss to mitigate bias while maintaining task performance. Experimental results on three downstream tasks show that our proposed method can remarkably reduce unwanted stereotypical associations after PLMs are finetuned, while simultaneously minimizing the impact on PLMs and downstream applications.

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Somali Information Retrieval Corpus: Bridging the Gap between Query Translation and Dedicated Language Resources
Abdisalam Badel | Ting Zhong | Wenxin Tai | Fan Zhou
Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing

Despite the growing use of the Somali language in various online domains, research on Somali language information retrieval remains limited and primarily relies on query translation due to the lack of a dedicated corpus. To address this problem, we collaborated with language experts and natural language processing (NLP) researchers to create an annotated corpus for Somali information retrieval. This corpus comprises 2335 documents collected from various well-known online sites, such as hiiraan online, dhacdo net, and Somali poetry books. We explain how the corpus was constructed, and develop a Somali language information retrieval system using a pseudo-relevance feedback (PRF) query expansion technique on the corpus. Note that collecting such a data set for the low-resourced Somali language can help overcome NLP barriers, such as the lack of electronically available data sets. Which, if available, can enable the development of various NLP tools and applications such as question-answering and text classification. It also provides researchers with a valuable resource for investigating and developing new techniques and approaches for Somali.

2022

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TaCube: Pre-computing Data Cubes for Answering Numerical-Reasoning Questions over Tabular Data
Fan Zhou | Mengkang Hu | Haoyu Dong | Zhoujun Cheng | Fan Cheng | Shi Han | Dongmei Zhang
Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing

Existing auto-regressive pre-trained language models (PLMs) like T5 and BART, have been well applied to table question answering by UNIFIEDSKG and TAPEX, respectively, and demonstrated state-of-the-art results on multiple benchmarks. However, auto-regressive PLMs are challenged by recent emerging numerical reasoning datasets, such as TAT-QA, due to the error-prone implicit calculation. In this paper, we present TaCube, to pre-compute aggregation/arithmetic results for the table in advance, so that they are handy and readily available for PLMs to answer numerical reasoning questions. TaCube systematically and comprehensively covers a collection of computational operations over table segments. By simply concatenating TaCube to the input sequence of PLMs, it shows significant experimental effectiveness. TaCube promotes the F1 score from 49.6% to 66.2% on TAT-QA and achieves new state-of-the-art results on WikiTQ (59.6% denotation accuracy). TaCube’s improvements on numerical reasoning cases are even more notable: on TAT-QA, TaCube promotes the exact match accuracy of BART-large by 39.6% on sum, 52.5% on average, 36.6% on substraction, and 22.2% on division. We believe that TaCube is a general and portable pre-computation solution that can be potentially integrated to various numerical reasoning frameworks

2020

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Interpretable Operational Risk Classification with Semi-Supervised Variational Autoencoder
Fan Zhou | Shengming Zhang | Yi Yang
Proceedings of the 58th Annual Meeting of the Association for Computational Linguistics

Operational risk management is one of the biggest challenges nowadays faced by financial institutions. There are several major challenges of building a text classification system for automatic operational risk prediction, including imbalanced labeled/unlabeled data and lacking interpretability. To tackle these challenges, we present a semi-supervised text classification framework that integrates multi-head attention mechanism with Semi-supervised variational inference for Operational Risk Classification (SemiORC). We empirically evaluate the framework on a real-world dataset. The results demonstrate that our method can better utilize unlabeled data and learn visually interpretable document representations. SemiORC also outperforms other baseline methods on operational risk classification.

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Interpreting Twitter User Geolocation
Ting Zhong | Tianliang Wang | Fan Zhou | Goce Trajcevski | Kunpeng Zhang | Yi Yang
Proceedings of the 58th Annual Meeting of the Association for Computational Linguistics

Identifying user geolocation in online social networks is an essential task in many location-based applications. Existing methods rely on the similarity of text and network structure, however, they suffer from a lack of interpretability on the corresponding results, which is crucial for understanding model behavior. In this work, we adopt influence functions to interpret the behavior of GNN-based models by identifying the importance of training users when predicting the locations of the testing users. This methodology helps with providing meaningful explanations on prediction results. Furthermore, it also initiates an attempt to uncover the so-called “black-box” GNN-based models by investigating the effect of individual nodes.