Emotion recognition in conversation (ERC), the task of discerning human emotions for each utterance within a conversation, has garnered significant attention in human-computer interaction systems. Previous ERC studies focus on speaker-specific information that predominantly stems from relationships among utterances, which lacks sufficient information around conversations. Recent research in ERC has sought to exploit pre-trained large language models (LLMs) with speaker modelling to comprehend emotional states. Although these methods have achieved the encouraging results, the extracted speaker-specific information struggles to indicate emotional dynamics. In this paper, motivated by the fact that speaker characteristics play a crucial role and LLMs have rich world knowledge, we present LaERC-S, a novel framework that stimulates LLMs to explore speaker characteristics involving the mental state and behavior of interlocutors, for accurate emotion predictions. To endow LLMs with these knowledge information, we adopt the two-stage learning to make the models reason speaker characteristics and track the emotion of the speaker in complex conversation scenarios. Extensive experiments on three benchmark datasets demonstrate the superiority of LaERC-S, reaching the new state-of-the-art.

While LLMs have exhibited strong performance on various NLP tasks, it is noteworthy that most of these tasks rely on utilizing the vast amount of knowledge encoded in LLMs’ parameters, rather than solving new problems without prior knowledge. In cognitive research, the latter ability is referred to as fluid intelligence, which is considered to be critical for assessing human intelligence. Recent research on fluid intelligence assessments has highlighted significant deficiencies in LLMs’ abilities. In this paper, we analyze the challenges LLMs face in demonstrating fluid intelligence through controlled experiments, using the most representative ARC task as an example. Our study revealed three major limitations in existing LLMs: limited ability for skill composition, unfamiliarity with abstract input formats, and the intrinsic deficiency of left-to-right decoding. Our data and code will be publicly released, and the data is also attached in the submission.

In a systematic way, we investigate a widely asked question: Do LLMs really understand what they say?, which relates to the more familiar term Stochastic Parrot. To this end, we propose a summative assessment over a carefully designed physical concept understanding task, P HYSI C O. Our task alleviates the memorization issue via the usage of grid-format inputs that abstractly describe physical phenomena. The grids represents varying levels of understanding, from the core phenomenon, application examples to analogies to other abstract patterns in the grid world. A comprehensive study on our task demonstrates: (1) state-of-the-art LLMs, including GPT-4o, o1 and Gemini 2.0 flash thinking, lag behind humans by ∼40%; (2) the stochastic parrot phenomenon is present in LLMs, as they fail on our grid task but can describe and recognize the same concepts well in natural language; (3) our task challenges the LLMs due to intrinsic difficulties rather than the unfamiliar grid format, as in-context learning and fine-tuning on same formatted data added little to their performance.

Behavioral testing offers a crucial means of diagnosing linguistic errors and assessing capabilities of NLP models. However, applying behavioral testing to machine translation (MT) systems is challenging as it generally requires human efforts to craft references for evaluating the translation quality of such systems on newly generated test cases. Existing works in behavioral testing of MT systems circumvent this by evaluating translation quality without references, but this restricts diagnosis to specific types of errors, such as incorrect translation of single numeric or currency words. In order to diagnose general errors, this paper proposes a new Bilingual Translation Pair Generation based Behavior Testing (BTPGBT) framework for conducting behavioral testing of MT systems. The core idea of BTPGBT is to employ a novel bilingual translation pair generation (BTPG) approach that automates the construction of high-quality test cases and their pseudoreferences. Experimental results on various MT systems demonstrate that BTPGBT could provide comprehensive and accurate behavioral testing results for general error diagnosis, which further leads to several insightful findings. Our code and data are available at https: //github.com/wujunjie1998/BTPGBT.

Dialog topic management and background knowledge selection are essential factors for the success of knowledge-grounded open-domain conversations. However, existing models are primarily performed with symmetric knowledge bases or stylized with pre-defined roles between conversational partners, while people usually have their own knowledge before a real chit-chat. To address this problem, we propose a dynamic knowledge graph-based topical conversation model (DKGT). Given a dialog history context, our model first builds knowledge graphs from the context as an imitation of human’s ability to form logical relationships between known and unknown topics during a conversation. This logical information will be fed into a topic predictor to promote topic management, then facilitate background knowledge selection and response generation. To the best of our knowledge, this is the first attempt to dynamically form knowledge graphs between chatting topics to assist dialog topic management during a conversation. Experimental results manifest that our model can properly schedule conversational topics and pick suitable knowledge to generate informative responses comparing to several strong baselines.