Recent studies show that large language models (LLMs) can be instructed to effectively perform zero-shot passage re-ranking, in which the results of a first stage retrieval method, such as BM25, are rated and reordered to improve relevance. In this work, we improve LLM-based re-ranking by algorithmically selecting few-shot demonstrations to include in the prompt. Our analysis investigates the conditions where demonstrations are most helpful, and shows that adding even one demonstration is significantly beneficial. We propose a novel demonstration selection strategy based on difficulty rather than the commonly used semantic similarity. Furthermore, we find that demonstrations helpful for ranking are also effective at question generation. We hope our work will spur more principled research into question generation and passage ranking.

In this paper, we study the generation quality of interpolation-based retrieval-augmented language models (LMs). These methods, best exemplified by the kNN-LM, interpolate the LM’s predicted distribution of the next word with a distribution formed from the most relevant retrievals for a given prefix. While the kNN-LM and related methods yield impressive decreases in perplexity, we discover that they do not exhibit corresponding improvements in open-ended generation quality, as measured by both automatic evaluation metrics (e.g., MAUVE) and human evaluations. Digging deeper, we find that interpolating with a retrieval distribution actually increases perplexity compared to a baseline LM for the majority of tokens in the WikiText-103 test set, even though the overall perplexity is lower due to a smaller number of tokens for which perplexity dramatically decreases after interpolation. However, when decoding a long sequence at inference time, significant improvements on this smaller subset of tokens are washed out by slightly worse predictions on most tokens. Furthermore, we discover that the entropy of the retrieval distribution increases faster than that of the base LM as the generated sequence becomes longer, which indicates that retrieval is less reliable when using model-generated text as queries (i.e., is subject to exposure bias). We hope that our analysis spurs future work on improved decoding algorithms and interpolation strategies for retrieval-augmented language models.

Retrieval-enhanced language models (LMs), which condition their predictions on text retrieved from large external datastores, have recently shown significant perplexity improvements compared to standard LMs. One such approach, the kNN-LM, interpolates any existing LM’s predictions with the output of a k-nearest neighbors model and requires no additional training. In this paper, we explore the importance of lexical and semantic matching in the context of items retrieved by kNN-LM. We find two trends: (1) the presence of large overlapping n-grams between the datastore and evaluation set plays an important factor in strong performance, even when the datastore is derived from the training data; and (2) the kNN-LM is most beneficial when retrieved items have high semantic similarity with the query. Based on our analysis, we define a new formulation of the kNN-LM that uses retrieval quality to assign the interpolation coefficient. We empirically measure the effectiveness of our approach on two English language modeling datasets, Wikitext-103 and PG-19. Our re-formulation of the kNN-LM is beneficial in both cases, and leads to nearly 4% improvement in perplexity on the Wikitext-103 test set.

Transition-based parsers for Abstract Meaning Representation (AMR) rely on node-to-word alignments. These alignments are learned separately from parser training and require a complex pipeline of rule-based components, pre-processing, and post-processing to satisfy domain-specific constraints. Parsers also train on a point-estimate of the alignment pipeline, neglecting the uncertainty due to the inherent ambiguity of alignment. In this work we explore two avenues for overcoming these limitations. First, we propose a neural aligner for AMR that learns node-to-word alignments without relying on complex pipelines. We subsequently explore a tighter integration of aligner and parser training by considering a distribution over oracle action sequences arising from aligner uncertainty. Empirical results show this approach leads to more accurate alignments and generalization better from the AMR2.0 to AMR3.0 corpora. We attain a new state-of-the art for gold-only trained models, matching silver-trained performance without the need for beam search on AMR3.0.

For over thirty years, researchers have developed and analyzed methods for latent tree induction as an approach for unsupervised syntactic parsing. Nonetheless, modern systems still do not perform well enough compared to their supervised counterparts to have any practical use as structural annotation of text. In this work, we present a technique that uses distant supervision in the form of span constraints (i.e. phrase bracketing) to improve performance in unsupervised constituency parsing. Using a relatively small number of span constraints we can substantially improve the output from DIORA, an already competitive unsupervised parsing system. Compared with full parse tree annotation, span constraints can be acquired with minimal effort, such as with a lexicon derived from Wikipedia, to find exact text matches. Our experiments show span constraints based on entities improves constituency parsing on English WSJ Penn Treebank by more than 5 F1. Furthermore, our method extends to any domain where span constraints are easily attainable, and as a case study we demonstrate its effectiveness by parsing biomedical text from the CRAFT dataset.

The deep inside-outside recursive autoencoder (DIORA; Drozdov et al. 2019) is a self-supervised neural model that learns to induce syntactic tree structures for input sentences *without access to labeled training data*. In this paper, we discover that while DIORA exhaustively encodes all possible binary trees of a sentence with a soft dynamic program, its vector averaging approach is locally greedy and cannot recover from errors when computing the highest scoring parse tree in bottom-up chart parsing. To fix this issue, we introduce S-DIORA, an improved variant of DIORA that encodes a single tree rather than a softly-weighted mixture of trees by employing a hard argmax operation and a beam at each cell in the chart. Our experiments show that through *fine-tuning* a pre-trained DIORA with our new algorithm, we improve the state of the art in *unsupervised* constituency parsing on the English WSJ Penn Treebank by 2.2-6% F1, depending on the data used for fine-tuning.

We study whether novel ideas in biomedical literature appear first in preprints or traditional journals. We develop a Bayesian method to estimate the time of appearance for a phrase in the literature, and apply it to a number of phrases, both automatically extracted and suggested by experts. We see that presently most phrases appear first in the traditional journals, but there is a number of phrases with the first appearance on preprint servers. A comparison of the general composition of texts from bioRxiv and traditional journals shows a growing trend of bioRxiv being predictive of traditional journals. We discuss the application of the method for related problems.

We introduce the deep inside-outside recursive autoencoder (DIORA), a fully-unsupervised method for discovering syntax that simultaneously learns representations for constituents within the induced tree. Our approach predicts each word in an input sentence conditioned on the rest of the sentence. During training we use dynamic programming to consider all possible binary trees over the sentence, and for inference we use the CKY algorithm to extract the highest scoring parse. DIORA outperforms previously reported results for unsupervised binary constituency parsing on the benchmark WSJ dataset.

Understanding text often requires identifying meaningful constituent spans such as noun phrases and verb phrases. In this work, we show that we can effectively recover these types of labels using the learned phrase vectors from deep inside-outside recursive autoencoders (DIORA). Specifically, we cluster span representations to induce span labels. Additionally, we improve the model’s labeling accuracy by integrating latent code learning into the training procedure. We evaluate this approach empirically through unsupervised labeled constituency parsing. Our method outperforms ELMo and BERT on two versions of the Wall Street Journal (WSJ) dataset and is competitive to prior work that requires additional human annotations, improving over a previous state-of-the-art system that depends on ground-truth part-of-speech tags by 5 absolute F1 points (19% relative error reduction).

Recent work on the problem of latent tree learning has made it possible to train neural networks that learn to both parse a sentence and use the resulting parse to interpret the sentence, all without exposure to ground-truth parse trees at training time. Surprisingly, these models often perform better at sentence understanding tasks than models that use parse trees from conventional parsers. This paper aims to investigate what these latent tree learning models learn. We replicate two such models in a shared codebase and find that (i) only one of these models outperforms conventional tree-structured models on sentence classification, (ii) its parsing strategies are not especially consistent across random restarts, (iii) the parses it produces tend to be shallower than standard Penn Treebank (PTB) parses, and (iv) they do not resemble those of PTB or any other semantic or syntactic formalism that the authors are aware of.