Traditional Dialogue State Tracking (DST) has focused on tracking preferences and intents in conversations centered around specific tasks (e.g. booking services). These conventional systems assume a relatively restricted conversation flow in which each turn gradually offers new information. However, advancements in Large Language Models (LLMs) have ushered in more versatile open-domain chat systems in which extended dialogue sessions encompassing numerous tasks and topics are common—in turn requiring new conversational tracking tools in order to successfully orchestrate such systems. Addressing these challenges, we introduce a novel approach combining dialogue segmentation and state tracking within open-domain dialogues, tailored for zero-shot applications appropriate to a true open-domain dialogue system. Our proposed method S3-DST employs a unique structured prompting technique and *Pre-Analytical Recollection*, a novel grounding mechanism we designed for improving long context tracking. Tested on proprietary anonymized open-domain dialogue datasets as well as publicly available DST and segmentation datasets, S3-DST consistently outperforms the state-of-the-art, showcasing its effectiveness and adaptability state tracking in the next wave of LLM-based chat systems. We also release S3-DST annotations with GPT-4 on a curated subset of LMSYS-Chat-1M to be used as a testbed to fuel research in this direction.

Unified Sequence Labeling that articulates different sequence labeling problems such as Named Entity Recognition, Relation Extraction, Semantic Role Labeling, etc. in a generalized sequence-to-sequence format opens up the opportunity to make the maximum utilization of large language model knowledge toward structured prediction. Unfortunately, this requires formatting them into specialized augmented format unknown to the base pretrained language model (PLMs) necessitating finetuning to the target format. This significantly bounds its usefulness in data-limited settings where finetuning large models cannot properly generalize to the target format. To address this challenge and leverage PLM knowledge effectively, we propose FISH-DIP, a sample-aware dynamic sparse finetuning strategy that selectively focuses on a fraction of parameters, informed by feedback from highly regressing examples, during the fine-tuning process. By leveraging the dynamism of sparsity, our approach mitigates the impact of well-learned samples and prioritizes underperforming instances for improvement in generalization. Across five tasks of sequence labeling, we demonstrate that FISH-DIP can smoothly optimize the model in low resource settings offering upto 40% performance improvements over full fine-tuning depending on target evaluation settings. Also, compared to in-context learning and other parameter-efficient fine-tuning approaches, FISH-DIP performs comparably or better, notably in extreme low-resource settings. The source code of FISH-DIP will be available at [this URL](https://github.com/psunlpgroup/FISH-DIP)

Named Entity Recognition (NER) in Few-Shot setting is imperative for entity tagging in low resource domains. Existing approaches only learn class-specific semantic features and intermediate representations from source domains. This affects generalizability to unseen target domains, resulting in suboptimal performances. To this end, we present CONTaiNER, a novel contrastive learning technique that optimizes the inter-token distribution distance for Few-Shot NER. Instead of optimizing class-specific attributes, CONTaiNER optimizes a generalized objective of differentiating between token categories based on their Gaussian-distributed embeddings. This effectively alleviates overfitting issues originating from training domains. Our experiments in several traditional test domains (OntoNotes, CoNLL’03, WNUT ‘17, GUM) and a new large scale Few-Shot NER dataset (Few-NERD) demonstrate that on average, CONTaiNER outperforms previous methods by 3%-13% absolute F1 points while showing consistent performance trends, even in challenging scenarios where previous approaches could not achieve appreciable performance.