While Large Language Models (LLMs) demonstrate impressive generation abilities, they frequently struggle when it comes to specialized domains due to their limited domain-specific knowledge. Studies on domain-specific LLMs resort to expanding the vocabulary before fine-tuning on domain-specific corpus, aiming to decrease the sequence length and enhance efficiency during decoding, without thoroughly investigating the results of vocabulary expansion to LLMs over different domains. Our pilot study reveals that expansion with only a subset of the entire vocabulary may lead to superior performance. Guided by the discovery, this paper explores how to identify a vocabulary subset to achieve the optimal results. We introduce VEGAD, an adaptive method that automatically identifies valuable words from a given domain vocabulary. Our method has been validated through experiments on three Chinese datasets, demonstrating its effectiveness. Additionally, we have undertaken comprehensive analyses of the method. The selection of a optimal subset for expansion has shown to enhance performance on both domain-specific tasks and general tasks, showcasing the potential of VEGAD.

The performance on general tasks decreases after Large Language Models (LLMs) are fine-tuned on domain-specific tasks, the phenomenon is known as Catastrophic Forgetting (CF). However, this paper presents a further challenge for real application of domain-specific LLMs beyond CF, called General Capabilities Integration (GCI), which necessitates the integration of both the general capabilities and domain knowledge within a single instance. The objective of GCI is not merely to retain previously acquired general capabilities alongside new domain knowledge, but to harmonize and utilize both sets of skills in a cohesive manner to enhance performance on domain-specific tasks. Taking legal domain as an example, we carefully design three groups of training and testing tasks without lacking practicability, and construct the corresponding datasets. To better incorporate general capabilities across domain-specific scenarios, we introduce ALoRA, which utilizes a multi-head attention module upon LoRA, facilitating direct information transfer from preceding tokens to the current one. This enhancement permits the representation to dynamically switch between domain-specific knowledge and general competencies according to the attention. Extensive experiments are conducted on the proposed tasks. The results exhibit the significance of our setting, and the effectiveness of our method.

Court View Generation (CVG) plays a vital role in the realm of legal artificial intelligence, which aims to support judges in crafting legal judgment documents. The court view consists of three essential judgment parts: the charge-related, law article-related, and prison term-related parts, each requiring specialized legal knowledge, rendering CVG a challenging task.Although Large Language Models (LLMs) have made remarkable strides in language generation, they encounter difficulties in the knowledge-intensive legal domain.Actually, there can be two types of knowledge: internal knowledge stored within LLMs’ parameters and external knowledge sourced from legal documents outside the models.In this paper, we decompose court views into different parts, stimulate internal knowledge, and incorporate external information to unleash the power of LLMs in the CVG task.To validate our method, we conduct a series of experiment results on two real-world datasets LAIC2021 and CJO2022. The experiments demonstrate that our method is capable of generating more accurate and reliable court views.

Large Language Models (LLMs) could struggle to fully understand legal theories and perform complex legal reasoning tasks. In this study, we introduce a challenging task (confusing charge prediction) to better evaluate LLMs’ understanding of legal theories and reasoning capabilities. We also propose a novel framework: Multi-Agent framework for improving complex Legal Reasoning capability (MALR). MALR employs non-parametric learning, encouraging LLMs to automatically decompose complex legal tasks and mimic human learning process to extract insights from legal rules, helping LLMs better understand legal theories and enhance their legal reasoning abilities. Extensive experiments on multiple real-world datasets demonstrate that the proposed framework effectively addresses complex reasoning issues in practical scenarios, paving the way for more reliable applications in the legal domain.

The widespread use of pre-trained language models (PLMs) in natural language processing (NLP) has greatly improved performance outcomes. However, these models’ vulnerability to adversarial attacks (e.g., camouflaged hints from drug dealers), particularly in the Chinese language with its rich character diversity/variation and complex structures, hatches vital apprehension. In this study, we propose a novel method, CHinese vAriatioN Graph Enhancement (CHANGE), to increase the robustness of PLMs against character variation attacks in Chinese content. CHANGE presents a novel approach to incorporate a Chinese character variation graph into the PLMs. Through designing different supplementary tasks utilizing the graph structure, CHANGE essentially enhances PLMs’ interpretation of adversarially manipulated text. Experiments conducted in a multitude of NLP tasks show that CHANGE outperforms current language models in combating against adversarial attacks and serves as a valuable contribution to robust language model research. Moreover, these findings highlight the substantial potential of graph-guided pre-training strategies for real-world applications.

Large language models (LLMs) have demonstrated remarkable capabilities across various NLP tasks. However, their computational costs are prohibitively high. To address this issue, previous research has attempted to distill the knowledge of LLMs into smaller models by generating annotated data. Nonetheless, these works have mainly focused on the direct use of LLMs for text generation and labeling, without fully exploring their potential to comprehend the target task and acquire valuable knowledge. In this paper, we propose EvoKD: Evolving Knowledge Distillation, which leverages the concept of active learning to interactively enhance the process of data generation using large language models, simultaneously improving the task capabilities of small domain model (student model). Different from previous work, we actively analyze the student model’s weaknesses, and then synthesize labeled samples based on the analysis. In addition, we provide iterative feedback to the LLMs regarding the student model’s performance to continuously construct diversified and challenging samples. Experiments and analysis on different NLP tasks, namely, text classification and named entity recognition show the effectiveness of EvoKD.

Recently, we have witnessed the breakthroughs of meta-learning for few-shot learning scenario. Data augmentation is essential for meta-learning, particularly in situations where data is extremely scarce. However, existing text data augmentation methods can not ensure the diversity and quality of the generated data, which leads to sub-optimal performance. Inspired by the recent success of large language models (LLMs) which demonstrate improved language comprehension abilities, we propose a Meta-learning framework with Progressive Data Augmentation (PDAMeta) for few-shot text classification, which contains a two-stage data augmentation strategy. First, the prompt-based data augmentation enriches the diversity of the training instances from a global perspective. Second, the attention-based data augmentation further improves the data quality from a local perspective. Last, we propose a dual-stream contrastive meta-learning strategy to learn discriminative text representations from both original and augmented instances. Extensive experiments conducted on four public few-shot text classification datasets show that PDAMeta significantly outperforms several state-of-the-art models and shows better robustness.

Inquiry conversation is a common form of conversation that aims to complete the investigation (e.g., court hearing, medical consultation and police interrogation) during which a series of focus shifts occurs. While many models have been proposed to generate a smooth response to a given conversation history, neglecting the focus can limit performance in inquiry conversation where the order of the focuses plays there a key role. In this paper, we investigate the problem of response generation in inquiry conversation by taking the focus into consideration. We propose a novel Focus-aware Response Generation (FRG) method by jointly optimizing a multi-level encoder and a set of focal decoders to generate several candidate responses that correspond to different focuses. Additionally, a focus ranking module is proposed to predict the next focus and rank the candidate responses. Experiments on two orthogonal inquiry conversation datasets (judicial, medical domain) demonstrate that our method generates results significantly better in automatic metrics and human evaluation compared to the state-of-the-art approaches.

Universal Information Extraction (UIE) is an area of interest due to the challenges posed by varying targets, heterogeneous structures, and demand-specific schemas. Previous works have achieved success by unifying a few tasks, such as Named Entity Recognition (NER) and Relation Extraction (RE), while they fall short of being true UIE models particularly when extracting other general schemas such as quadruples and quintuples. Additionally, these models used an implicit structural schema instructor, which could lead to incorrect links between types, hindering the model’s generalization and performance in low-resource scenarios. In this paper, we redefine the true UIE with a formal formulation that covers almost all extraction schemas. To the best of our knowledge, we are the first to introduce UIE for any kind of schemas. In addition, we propose RexUIE, which is a Recursive Method with Explicit Schema Instructor for UIE. To avoid interference between different types, we reset the position ids and attention mask matrices. RexUIE shows strong performance under both full-shot and few-shot settings and achieves state-of-the-art results on the tasks of extracting complex schemas.

Commercial news provide rich semantics and timely information for automated financial risk detection. However, unaffordable large-scale annotation as well as training data sparseness barrier the full exploitation of commercial news in risk detection. To address this problem, we propose a semi-supervised Semantic-Topological Iteration Network, STINMatch, along with a news-enterprise knowledge graph (NEKG) to endorse the risk detection enhancement. The proposed model incorporates a label correlation matrix and interactive consistency regularization techniques into the iterative joint learning framework of text and graph modules. The carefully designed framework takes full advantage of the labeled and unlabeled data as well as their interrelations, enabling deep label diffusion coordination between article-level semantics and label correlations following the topological structure. Extensive experiments demonstrate the superior effectiveness and generalization ability of STINMatch.

Legal Judgment Prediction (LJP) has become an increasingly crucial task in Legal AI, i.e., predicting the judgment of the case in terms of case fact description. Precedents are the previous legal cases with similar facts, which are the basis for the judgment of the subsequent case in national legal systems. Thus, it is worthwhile to explore the utilization of precedents in the LJP. Recent advances in deep learning have enabled a variety of techniques to be used to solve the LJP task. These can be broken down into two categories: large language models (LLMs) and domain-specific models. LLMs are capable of interpreting and generating complex natural language, while domain models are efficient in learning task-specific information. In this paper, we propose the precedent-enhanced LJP framework (PLJP) – a system that leverages the strength of both LLM and domain models in the context of precedents. Specifically, the domain models are designed to provide candidate labels and find the proper precedents efficiently, and the large models will make the final prediction with an in-context precedents comprehension. Experiments on the real-world dataset demonstrate the effectiveness of our PLJP. Moreover, our work shows a promising direction for LLM and domain-model collaboration that can be generalized to other vertical domains.

Legal judgment prediction (LJP) is a fundamental task in legal AI, which aims to assist the judge to hear the case and determine the judgment. The legal judgment usually consists of the law article, charge, and term of penalty. In the real trial scenario, the judge usually makes the decision step-by-step: first concludes the rationale according to the case’s facts and then determines the judgment. Recently, many models have been proposed and made tremendous progress in LJP, but most of them adopt an end-to-end manner that cannot be manually intervened by the judge for practical use. Moreover, existing models lack interpretability due to the neglect of rationale in the prediction process. Following the judge’s real trial logic, in this paper, we propose a novel Rationale-based Legal Judgment Prediction (RLJP) framework. In the RLJP framework, the LJP process is split into two steps. In the first phase, the model generates the rationales according to the fact description. Then it predicts the judgment based on the fact and the generated rationales. Extensive experiments on a real-world dataset show RLJP achieves the best results compared to the state-of-the-art models. Meanwhile, the proposed framework provides good interactivity and interpretability which enables practical use.

In the field of dialogue summarization, due to the lack of training data, it is often difficult for supervised summary generation methods to learn vital information from dialogue context with limited data. Several attempts on unsupervised summarization for text by leveraging semantic information solely or auto-encoder strategy (i.e., sentence compression), it however cannot be adapted to the dialogue scene due to the limited words in utterances and huge gap between the dialogue and its summary. In this study, we propose a novel unsupervised strategy to address this challenge, which roots from the hypothetical foundation that a superior summary approximates a replacement of the original dialogue, and they are roughly equivalent for auxiliary (self-supervised) tasks, e.g., dialogue generation. The proposed strategy RepSum is applied to generate both extractive and abstractive summary with the guidance of the followed nˆth utterance generation and classification tasks. Extensive experiments on various datasets demonstrate the superiority of the proposed model compared with the state-of-the-art methods.

Chatbot is increasingly thriving in different domains, however, because of unexpected discourse complexity and training data sparseness, its potential distrust hatches vital apprehension. Recently, Machine-Human Chatting Handoff (MHCH), predicting chatbot failure and enabling human-algorithm collaboration to enhance chatbot quality, has attracted increasing attention from industry and academia. In this study, we propose a novel model, Role-Selected Sharing Network (RSSN), which integrates both dialogue satisfaction estimation and handoff prediction in one multi-task learning framework. Unlike prior efforts in dialog mining, by utilizing local user satisfaction as a bridge, global satisfaction detector and handoff predictor can effectively exchange critical information. Specifically, we decouple the relation and interaction between the two tasks by the role information after the shared encoder. Extensive experiments on two public datasets demonstrate the effectiveness of our model.

We propose a Semi-supervIsed GeNerative Active Learning (SIGNAL) model to address the imbalance, efficiency, and text camouflage problems of Chinese text spam detection task. A “self-diversity” criterion is proposed for measuring the “worthiness” of a candidate for annotation. A semi-supervised variational autoencoder with masked attention learning approach and a character variation graph-enhanced augmentation procedure are proposed for data augmentation. The preliminary experiment demonstrates the proposed SIGNAL model is not only sensitive to spam sample selection, but also can improve the performance of a series of conventional active learning models for Chinese spam detection task. To the best of our knowledge, this is the first work to integrate active learning and semi-supervised generative learning for text spam detection.

In the literature, existing studies always consider Aspect Sentiment Classification (ASC) as an independent sentence-level classification problem aspect by aspect, which largely ignore the document-level sentiment preference information, though obviously such information is crucial for alleviating the information deficiency problem in ASC. In this paper, we explore two kinds of sentiment preference information inside a document, i.e., contextual sentiment consistency w.r.t. the same aspect (namely intra-aspect sentiment consistency) and contextual sentiment tendency w.r.t. all the related aspects (namely inter-aspect sentiment tendency). On the basis, we propose a Cooperative Graph Attention Networks (CoGAN) approach for cooperatively learning the aspect-related sentence representation. Specifically, two graph attention networks are leveraged to model above two kinds of document-level sentiment preference information respectively, followed by an interactive mechanism to integrate the two-fold preference. Detailed evaluation demonstrates the great advantage of the proposed approach to ASC over the state-of-the-art baselines. This justifies the importance of the document-level sentiment preference information to ASC and the effectiveness of our approach capturing such information.

In this work, we explore the way to quickly adjust an existing named entity recognition (NER) system to make it capable of recognizing entity types not defined in the system. As an illustrative example, consider the case that a NER system has been built to recognize person and organization names, and now it requires to additionally recognize job titles. Such a situation is common in the industrial areas, where the entity types required to recognize vary a lot in different products and keep changing. To avoid laborious data labeling and achieve fast adaptation, we propose to adjust the existing NER system using the previously labeled data and entity lexicons of the newly introduced entity types. We formulate such a task as a partially supervised learning problem and accordingly propose an effective algorithm to solve the problem. Comprehensive experimental studies on several public NER datasets validate the effectiveness of our method.

As an important research topic, customer service dialogue generation tends to generate generic seller responses by leveraging current dialogue information. In this study, we propose a novel and extensible dialogue generation method by leveraging sellers’ historical dialogue information, which can be both accessible and informative. By utilizing innovative historical dialogue representation learning and historical dialogue selection mechanism, the proposed model is capable of detecting most related responses from sellers’ historical dialogues, which can further enhance the current dialogue generation quality. Unlike prior dialogue generation efforts, we treat each seller’s historical dialogues as a list of Customer-Seller utterance pairs and allow the model to measure their different importance, and copy words directly from most relevant pairs. Extensive experimental results show that the proposed approach can generate high-quality responses that cater to specific sellers’ characteristics and exhibit consistent superiority over baselines on a real-world multi-turn customer service dialogue dataset.

Court’s view generation is a novel but essential task for legal AI, aiming at improving the interpretability of judgment prediction results and enabling automatic legal document generation. While prior text-to-text natural language generation (NLG) approaches can be used to address this problem, neglecting the confounding bias from the data generation mechanism can limit the model performance, and the bias may pollute the learning outcomes. In this paper, we propose a novel Attentional and Counterfactual based Natural Language Generation (AC-NLG) method, consisting of an attentional encoder and a pair of innovative counterfactual decoders. The attentional encoder leverages the plaintiff’s claim and fact description as input to learn a claim-aware encoder from which the claim-related information in fact description can be emphasized. The counterfactual decoders are employed to eliminate the confounding bias in data and generate judgment-discriminative court’s views (both supportive and non-supportive views) by incorporating with a synergistic judgment predictive model. Comprehensive experiments show the effectiveness of our method under both quantitative and qualitative evaluation metrics.

In the past few years, audiences from different fields witness the achievements of sequence-to-sequence models (e.g., LSTM+attention, Pointer Generator Networks and Transformer) to enhance dialogue content generation. While content fluency and accuracy often serve as the major indicators for model training, dialogue logics, carrying critical information for some particular domains, are often ignored. Take customer service and court debate dialogue as examples, compatible logics can be observed across different dialogue instances, and this information can provide vital evidence for utterance generation. In this paper, we propose a novel network architecture - Cross Copy Networks (CCN) to explore the current dialog context and similar dialogue instances’ logical structure simultaneously. Experiments with two tasks, court debate and customer service content generation, proved that the proposed algorithm is superior to existing state-of-art content generation models.

In the literature, existing studies on aspect sentiment classification (ASC) focus on individual non-interactive reviews. This paper extends the research to interactive reviews and proposes a new research task, namely Aspect Sentiment Classification towards Question-Answering (ASC-QA), for real-world applications. This new task aims to predict sentiment polarities for specific aspects from interactive QA style reviews. In particular, a high-quality annotated corpus is constructed for ASC-QA to facilitate corresponding research. On this basis, a Reinforced Bidirectional Attention Network (RBAN) approach is proposed to address two inherent challenges in ASC-QA, i.e., semantic matching between question and answer, and data noise. Experimental results demonstrate the great advantage of the proposed approach to ASC-QA against several state-of-the-art baselines.

Customers ask questions and customer service staffs answer their questions, which is the basic service model via multi-turn customer service (CS) dialogues on E-commerce platforms. Existing studies fail to provide comprehensive service satisfaction analysis, namely satisfaction polarity classification (e.g., well satisfied, met and unsatisfied) and sentimental utterance identification (e.g., positive, neutral and negative). In this paper, we conduct a pilot study on the task of service satisfaction analysis (SSA) based on multi-turn CS dialogues. We propose an extensible Context-Assisted Multiple Instance Learning (CAMIL) model to predict the sentiments of all the customer utterances and then aggregate those sentiments into service satisfaction polarity. After that, we propose a novel Context Clue Matching Mechanism (CCMM) to enhance the representations of all customer utterances with their matched context clues, i.e., sentiment and reasoning clues. We construct two CS dialogue datasets from a top E-commerce platform. Extensive experimental results are presented and contrasted against a few previous models to demonstrate the efficacy of our model.

Recently, neural networks have shown promising results on Document-level Aspect Sentiment Classification (DASC). However, these approaches often offer little transparency w.r.t. their inner working mechanisms and lack interpretability. In this paper, to simulating the steps of analyzing aspect sentiment in a document by human beings, we propose a new Hierarchical Reinforcement Learning (HRL) approach to DASC. This approach incorporates clause selection and word selection strategies to tackle the data noise problem in the task of DASC. First, a high-level policy is proposed to select aspect-relevant clauses and discard noisy clauses. Then, a low-level policy is proposed to select sentiment-relevant words and discard noisy words inside the selected clauses. Finally, a sentiment rating predictor is designed to provide reward signals to guide both clause and word selection. Experimental results demonstrate the impressive effectiveness of the proposed approach to DASC over the state-of-the-art baselines.

The task of Chinese text spam detection is very challenging due to both glyph and phonetic variations of Chinese characters. This paper proposes a novel framework to jointly model Chinese variational, semantic, and contextualized representations for Chinese text spam detection task. In particular, a Variation Family-enhanced Graph Embedding (VFGE) algorithm is designed based on a Chinese character variation graph. The VFGE can learn both the graph embeddings of the Chinese characters (local) and the latent variation families (global). Furthermore, an enhanced bidirectional language model, with a combination gate function and an aggregation learning function, is proposed to integrate the graph and text information while capturing the sequential information. Extensive experiments have been conducted on both SMS and review datasets, to show the proposed method outperforms a series of state-of-the-art models for Chinese spam detection.

Question-Answer (QA) matching is a fundamental task in the Natural Language Processing community. In this paper, we first build a novel QA matching corpus with informal text which is collected from a product reviewing website. Then, we propose a novel QA matching approach, namely One vs. Many Matching, which aims to address the novel scenario where one question sentence often has an answer with multiple sentences. Furthermore, we improve our matching approach by employing both word-level and sentence-level attentions for solving the noisy problem in the informal text. Empirical studies demonstrate the effectiveness of the proposed approach to question-answer matching.

In an e-commerce environment, user-oriented question-answering (QA) text pair could carry rich sentiment information. In this study, we propose a novel task/method to address QA sentiment analysis. In particular, we create a high-quality annotated corpus with specially-designed annotation guidelines for QA-style sentiment classification. On the basis, we propose a three-stage hierarchical matching network to explore deep sentiment information in a QA text pair. First, we segment both the question and answer text into sentences and construct a number of [Q-sentence, A-sentence] units in each QA text pair. Then, by leveraging a QA bidirectional matching layer, the proposed approach can learn the matching vectors of each [Q-sentence, A-sentence] unit. Finally, we characterize the importance of the generated matching vectors via a self-matching attention layer. Experimental results, comparing with a number of state-of-the-art baselines, demonstrate the impressive effectiveness of the proposed approach for QA-style sentiment classification.

This paper introduces Team Alibaba’s systems participating IJCNLP 2017 shared task No. 2 Dimensional Sentiment Analysis for Chinese Phrases (DSAP). The systems mainly utilize a multi-layer neural networks, with multiple features input such as word embedding, part-of-speech-tagging (POST), word clustering, prefix type, character embedding, cross sentiment input, and AdaBoost method for model training. For word level task our best run achieved MAE 0.545 (ranked 2nd), PCC 0.892 (ranked 2nd) in valence prediction and MAE 0.857 (ranked 1st), PCC 0.678 (ranked 2nd) in arousal prediction. For average performance of word and phrase task we achieved MAE 0.5355 (ranked 3rd), PCC 0.8965 (ranked 3rd) in valence prediction and MAE 0.661 (ranked 3rd), PCC 0.766 (ranked 2nd) in arousal prediction. In the final our submitted system achieved 2nd in mean rank.