Tsung-Yi Ho
2026
Why LLM Safety Guardrails Collapse After Fine-tuning: A Similarity Analysis Between Alignment and Fine-tuning Datasets
Lei Hsiung | Tianyu Pang | Yung-Chen Tang | Linyue Song | Tsung-Yi Ho | Pin-Yu Chen | Yaoqing Yang
Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)
Lei Hsiung | Tianyu Pang | Yung-Chen Tang | Linyue Song | Tsung-Yi Ho | Pin-Yu Chen | Yaoqing Yang
Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)
Recent advancements in large language models (LLMs) have underscored their vulnerability to safety alignment jailbreaks, particularly when subjected to downstream fine-tuning. However, existing mitigation strategies primarily focus on reactively addressing jailbreak incidents after safety guardrails have been compromised, removing harmful gradients during fine-tuning, or continuously reinforcing safety alignment throughout fine-tuning. As such, they tend to overlook a critical upstream factor: the role of the original safety-alignment data. This paper therefore investigates the degradation of safety guardrails through the lens of representation similarity between upstream alignment datasets and downstream fine-tuning tasks. Our experiments demonstrate that high similarity between these datasets significantly weakens safety guardrails, making models more susceptible to jailbreaks. Conversely, low similarity between these two types of datasets yields substantially more robust models and thus reduces harmfulness score by up to 10.33%. By highlighting the importance of upstream dataset design in the building of durable safety guardrails and reducing real-world vulnerability to jailbreak attacks, these findings offer actionable insights for fine-tuning service providers to prioritize upstream models with low jailbreak risk.
2025
Defensive Prompt Patch: A Robust and Generalizable Defense of Large Language Models against Jailbreak Attacks
Chen Xiong | Xiangyu Qi | Pin-Yu Chen | Tsung-Yi Ho
Findings of the Association for Computational Linguistics: ACL 2025
Chen Xiong | Xiangyu Qi | Pin-Yu Chen | Tsung-Yi Ho
Findings of the Association for Computational Linguistics: ACL 2025
Safety, security, and compliance are essential requirements when aligning large language models (LLMs). However, many seemingly aligned LLMs are soon shown to be susceptible to jailbreak attacks. These attacks aim to circumvent the models’ safety guardrails and security mechanisms by introducing jailbreak prompts into malicious queries. In response to these challenges, this paper introduces **Defensive Prompt Patch** (DPP), a novel prompt-based defense mechanism specifically designed to protect LLMs against such sophisticated jailbreak strategies. Unlike previous approaches, which have often compromised the utility of the model for the sake of safety, DPP is designed to achieve a minimal Attack Success Rate (ASR) while preserving the high utility of LLMs. Our method uses strategically designed suffix prompts that effectively thwart a wide range of standard and adaptive jailbreak techniques. Empirical results conducted on Llama-2-7B-Chat and Mistral-7B-Instruct-v0.2 demonstrate the robustness and adaptability of DPP, showing significant reductions in ASR with negligible impact on utility. Our approach not only outperforms existing defense strategies in balancing safety and functionality, but also provides a scalable and robust solution to various LLM platforms.