Document understanding is critical for applications from financial analysis to scientific discovery. Current approaches, whether OCR-based pipelines feeding Large Language Models (LLMs) or native Multimodal LLMs (MLLMs), face key limitations: the former loses structural detail, while the latter struggles with context modeling. Retrieval-Augmented Generation (RAG) helps ground models in external data, but documents’ multimodal nature, i.e., combining text, tables, charts, and layout, demands a more advanced paradigm: Multimodal RAG. This approach enables holistic retrieval and reasoning across all modalities, unlocking comprehensive document intelligence. Recognizing its importance, this paper presents a systematic survey of Multimodal RAG for document understanding. We propose a taxonomy based on domain, retrieval modality, and granularity, and review advances involving graph structures and agentic frameworks. We also summarize key datasets, benchmarks, and applications, and highlight open challenges in efficiency, fine-grained representation, and robustness, providing a roadmap for future progress in document AI.

Identifying causal relationships rather than spurious correlations between words and class labels plays a crucial role in building robust text classifiers. Previous studies proposed using causal effects to distinguish words that are causally related to the sentiment, and then building robust text classifiers using words with high causal effects. However, we find that when a sentence has multiple causally related words simultaneously, the magnitude of causal effects will be significantly reduced, which limits the applicability of previous causal effect-based methods in distinguishing causally related words from spuriously correlated ones. To fill this gap, in this paper, we introduce both the probability of necessity (PN) and probability of sufficiency (PS), aiming to answer the counterfactual question that ‘if a sentence has a certain sentiment in the presence/absence of a word, would the sentiment change in the absence/presence of that word?’. Specifically, we first derive the identifiability of PN and PS under different sentiment monotonicities, and calibrate the estimation of PN and PS via the estimated average treatment effect. Finally, the robust text classifier is built by identifying the words with larger PN and PS as causally related words, and other words as spuriously correlated words, based on a contrastive learning approach name CPNS is proposed to achieve robust sentiment classification. Extensive experiments are conducted on public datasets to validate the effectiveness of our method.