This is an internal, incomplete preview of a proposed change to the ACL Anthology.
For efficiency reasons, we generate only three BibTeX files per volume, and the preview may be incomplete in other ways, or contain mistakes.
Do not treat this content as an official publication.
Code Large Language Models (Code LLMs) have demonstrated outstanding performance in code-related tasks. Various instruction finetuning approaches have been proposed to boost the code generation performance of pre-trained Code LLMs. In this paper, we introduce a diverse instruction model DolphCoder with self-evaluating for code generation. It learns diverse instruction targets and combines a code evaluation objective to enhance its code generation ability. Our model achieves superior performance on the HumanEval and MBPP benchmarks, demonstrating new insights for future code instruction tuning work. Our key findings are: (1) Augmenting more diverse responses with more distinct reasoning paths increases the code capability of LLMs. (2) Improving one’s ability to evaluate the correctness of code also enhances their ability to create it.
The scaling of large language models (LLMs) is a critical research area for the efficiency and effectiveness of model training and deployment. Our work investigates the transferability and discrepancies of scaling laws between Dense Models and Mixture of Experts (MoE) models. Through a combination of theoretical analysis and extensive experiments, including consistent loss scaling, optimal batch size/learning rate scaling, and resource allocation strategies scaling, our findings reveal that the power-law scaling framework also applies to MoE Models, indicating that the fundamental principles governing the scaling behavior of these models are preserved, even though the architecture differs. Additionally, MoE Models demonstrate superior generalization, resulting in lower testing losses with the same training compute budget compared to Dense Models. These findings indicate the scaling consistency and transfer generalization capabilities of MoE Models, providing new insights for optimizing MoE Model training and deployment strategies.
Recently, there has been a growing interest in studying how to construct better code instruction tuning data. However, we observe Code models trained with these datasets exhibit high performance on HumanEval but perform worse on other benchmarks such as LiveCodeBench. Upon further investigation, we find that many datasets suffer from severe data leakage. After cleaning up most of the leaked data, some well-known high-quality datasets perform poorly. This discovery reveals a new challenge: identifying which dataset genuinely qualify as high-quality code instruction data. To address this, we propose an efficient code data pruning strategy for selecting good samples. Our approach is based on three dimensions: instruction complexity, response quality, and instruction diversity. Based on our selected data, we present XCoder, a family of models finetuned from LLaMA3. Our experiments show Xcoder achieves new state-of-the-art performance using fewer training data, which verify the effectiveness of our data strategy. Moreover, we perform a comprehensive analysis on the data composition and find existing code datasets have different characteristics according to their construction methods, which provide new insights for future code LLMs.
Language models pre-trained on general text have achieved impressive results in diverse fields. Yet, the distinct linguistic characteristics of task-oriented dialogues (TOD) compared to general text limit the practical utility of existing language models. Current task-oriented dialogue pre-training methods overlook the one-to-many property of conversations, where multiple responses can be appropriate given the same conversation context.In this paper, we propose a novel dialogue pre-training model called DivTOD, which collaborates with LLMs to learn diverse task-oriented dialogue representations. DivTOD guides LLMs in transferring diverse knowledge to smaller models while removing domain knowledge that contradicts task-oriented dialogues. Experiments show that our model outperforms strong TOD baselines on various downstream dialogue tasks and learns the intrinsic diversity of task-oriented dialogues.
Out-of-domain (OOD) intent detection aims to examine whether the user’s query falls outside the predefined domain of the system, which is crucial for the proper functioning of task-oriented dialogue (TOD) systems. Previous methods address it by fine-tuning discriminative models. Recently, some studies have been exploring the application of large language models (LLMs) represented by ChatGPT to various downstream tasks, but it is still unclear for their ability on OOD detection task.This paper conducts a comprehensive evaluation of LLMs under various experimental settings, and then outline the strengths and weaknesses of LLMs. We find that LLMs exhibit strong zero-shot and few-shot capabilities, but is still at a disadvantage compared to models fine-tuned with full resource. More deeply, through a series of additional analysis experiments, we discuss and summarize the challenges faced by LLMs and provide guidance for future work including injecting domain knowledge, strengthening knowledge transfer from IND(In-domain) to OOD, and understanding long instructions.
Pre-trained language models have been successful in many scenarios. However, their usefulness in task-oriented dialogues is limited due to the intrinsic linguistic differences between general text and task-oriented dialogues. Current task-oriented dialogue pre-training methods rely on a contrastive framework, which faces challenges such as selecting true positives and hard negatives, as well as lacking diversity. In this paper, we propose a novel dialogue pre-training model called BootTOD. It learns task-oriented dialogue representations via a self-bootstrapping framework. Unlike contrastive counterparts, BootTOD aligns context and context+response representations and dismisses the requirements of contrastive pairs. BootTOD also uses multiple appropriate response targets to model the intrinsic one-to-many diversity of human conversations. Experimental results show that BootTOD outperforms strong TOD baselines on diverse downstream dialogue tasks.
Pre-trained language models based on general text enable huge success in the NLP scenario. But the intrinsical difference of linguistic patterns between general text and task-oriented dialogues makes existing pre-trained language models less useful in practice. Current dialogue pre-training methods rely on a contrastive framework and face the challenges of both selecting true positives and hard negatives. In this paper, we propose a novel dialogue pre-training model, FutureTOD, which distills future knowledge to the representation of the previous dialogue context using a self-training framework. Our intuition is that a good dialogue representation both learns local context information and predicts future information. Extensive experiments on diverse downstream dialogue tasks demonstrate the effectiveness of our model, especially the generalization, robustness, and learning discriminative dialogue representations capabilities.
Generalized intent discovery aims to extend a closed-set in-domain intent classifier to an open-world intent set including in-domain and out-of-domain intents. The key challenges lie in pseudo label disambiguation and representation learning. Previous methods suffer from a coupling of pseudo label disambiguation and representation learning, that is, the reliability of pseudo labels relies on representation learning, and representation learning is restricted by pseudo labels in turn. In this paper, we propose a decoupled prototype learning framework (DPL) to decouple pseudo label disambiguation and representation learning. Specifically, we firstly introduce prototypical contrastive representation learning (PCL) to get discriminative representations. And then we adopt a prototype-based label disambiguation method (PLD) to obtain pseudo labels. We theoretically prove that PCL and PLD work in a collaborative fashion and facilitate pseudo label disambiguation. Experiments and analysis on three benchmark datasets show the effectiveness of our method.
Existing controllable dialogue generation work focuses on the single-attribute control and lacks generalization capability to out-of-distribution multiple attribute combinations. In this paper, we explore the compositional generalization for multi-attribute controllable dialogue generation where a model can learn from seen attribute values and generalize to unseen combinations. We propose a prompt-based disentangled controllable dialogue generation model, DCG. It learns attribute concept composition by generating attribute-oriented prompt vectors and uses a disentanglement loss to disentangle different attributes for better generalization. Besides, we design a unified reference-free evaluation framework for multiple attributes with different levels of granularities. Experiment results on two benchmarks prove the effectiveness of our method and the evaluation metric.
The tasks of out-of-domain (OOD) intent discovery and generalized intent discovery (GID) aim to extend a closed intent classifier to open-world intent sets, which is crucial to task-oriented dialogue (TOD) systems. Previous methods address them by fine-tuning discriminative models. Recently, although some studies has been exploring the application of large language models (LLMs) represented by ChatGPT to various downstream tasks, it is still unclear for the ability of ChatGPT to discover and incrementally extent OOD intents. In this paper, we comprehensively evaluate ChatGPT on OOD intent discovery and GID, and then outline the strengths and weaknesses of ChatGPT. Overall, ChatGPT exhibits consistent advantages under zero-shot settings, but is still at a disadvantage compared to fine-tuned models. More deeply, through a series of analytical experiments, we summarize and discuss the challenges faced by LLMs including clustering, domain-specific understanding, and cross-domain in-context learning scenarios. Finally, we provide empirical guidance for future directions to address these challenges.
Zero-shot cross-domain slot filling aims to transfer knowledge from the labeled source domain to the unlabeled target domain. Existing models either encode slot descriptions and examples or design handcrafted question templates using heuristic rules, suffering from poor generalization capability or robustness. In this paper, we propose a generative zero-shot prompt learning framework for cross-domain slot filling, both improving generalization and robustness than previous work. Besides, we introduce a novel inverse prompting strategy to distinguish different slot types to avoid the multiple prediction problem, and an efficient prompt tuning strategy to boost higher performance only training fewer prompt parameters. Experiments and analysis demonstrate the effectiveness of our proposed framework, especially huge improvements (+13.44% F1) on the unseen slots.
Detecting out-of-domain (OOD) intents from user queries is essential for a task-oriented dialogue system. Previous OOD detection studies generally work on the assumption that plenty of labeled IND intents exist. In this paper, we focus on a more practical few-shot OOD setting where there are only a few labeled IND data and massive unlabeled mixed data that may belong to IND or OOD. The new scenario carries two key challenges: learning discriminative representations using limited IND data and leveraging unlabeled mixed data. Therefore, we propose an adaptive prototypical pseudo-labeling(APP) method for few-shot OOD detection, including a prototypical OOD detection framework (ProtoOOD) to facilitate low-resourceOOD detection using limited IND data, and an adaptive pseudo-labeling method to produce high-quality pseudo OOD and IND labels. Extensive experiments and analysis demonstrate the effectiveness of our method for few-shot OOD detection.
In a practical dialogue system, users may input out-of-domain (OOD) queries. The Generalized Intent Discovery (GID) task aims to discover OOD intents from OOD queries and extend them to the in-domain (IND) classifier. However, GID only considers one stage of OOD learning, and needs to utilize the data in all previous stages for joint training, which limits its wide application in reality. In this paper, we introduce a new task, Continual Generalized Intent Discovery (CGID), which aims to continuously and automatically discover OOD intents from dynamic OOD data streams and then incrementally add them to the classifier with almost no previous data, thus moving towards dynamic intent recognition in an open world. Next, we propose a method called Prototype-guided Learning with Replay and Distillation (PLRD) for CGID, which bootstraps new intent discovery through class prototypes and balances new and old intents through data replay and feature distillation. Finally, we conduct detailed experiments and analysis to verify the effectiveness of PLRD and understand the key challenges of CGID for future research.
Recently, prompt-based generative frameworks have shown impressive capabilities in sequence labeling tasks. However, in practical dialogue scenarios, relying solely on simplistic templates and traditional corpora presents a challenge for these methods in generalizing to unknown input perturbations. To address this gap, we propose a multi-task demonstration-based generative framework for noisy slot filling, named DemoNSF. Specifically, we introduce three noisy auxiliary tasks, namely noisy recovery (NR), random mask (RM), and hybrid discrimination (HD), to implicitly capture semantic structural information of input perturbations at different granularities. In the downstream main task, we design a noisy demonstration construction strategy for the generative framework, which explicitly incorporates task-specific information and perturbed distribution during training and inference. Experiments on two benchmarks demonstrate that DemoNSF outperforms all baseline methods and achieves strong generalization. Further analysis provides empirical guidance for the practical application of generative frameworks. Our code is released at https://github.com/dongguanting/Demo-NSF.
Discovering Out-of-Domain(OOD) intents is essential for developing new skills in a task-oriented dialogue system. The key challenge is how to transfer prior IND knowledge to OOD clustering. Different from existing work based on shared intent representation, we propose a novel disentangled knowledge transfer method via a unified multi-head contrastive learning framework. We aim to bridge the gap between IND pre-training and OOD clustering. Experiments and analysis on two benchmark datasets show the effectiveness of our method.
Out-of-Domain (OOD) detection is a key component in a task-oriented dialog system, which aims to identify whether a query falls outside the predefined supported intent set. Previous softmax-based detection algorithms are proved to be overconfident for OOD samples. In this paper, we analyze overconfident OOD comes from distribution uncertainty due to the mismatch between the training and test distributions, which makes the model can’t confidently make predictions thus probably causes abnormal softmax scores. We propose a Bayesian OOD detection framework to calibrate distribution uncertainty using Monte-Carlo Dropout. Our method is flexible and easily pluggable to existing softmax-based baselines and gains 33.33% OOD F1 improvements with increasing only 0.41% inference time compared to MSP. Further analyses show the effectiveness of Bayesian learning for OOD detection.
Traditional intent classification models are based on a pre-defined intent set and only recognize limited in-domain (IND) intent classes. But users may input out-of-domain (OOD) queries in a practical dialogue system. Such OOD queries can provide directions for future improvement. In this paper, we define a new task, Generalized Intent Discovery (GID), which aims to extend an IND intent classifier to an open-world intent set including IND and OOD intents. We hope to simultaneously classify a set of labeled IND intent classes while discovering and recognizing new unlabeled OOD types incrementally. We construct three public datasets for different application scenarios and propose two kinds of frameworks, pipeline-based and end-to-end for future work. Further, we conduct exhaustive experiments and qualitative analysis to comprehend key challenges and provide new guidance for future GID research.
Most existing slot filling models tend to memorize inherent patterns of entities and corresponding contexts from training data. However, these models can lead to system failure or undesirable outputs when being exposed to spoken language perturbation or variation in practice. We propose a perturbed semantic structure awareness transferring method for training perturbation-robust slot filling models. Specifically, we introduce two MLM-based training strategies to respectively learn contextual semantic structure and word distribution from unsupervised language perturbation corpus. Then, we transfer semantic knowledge learned from upstream training procedure into the original samples and filter generated data by consistency processing. These procedures aims to enhance the robustness of slot filling models. Experimental results show that our method consistently outperforms the previous basic methods and gains strong generalization while preventing the model from memorizing inherent patterns of entities and contexts.
Discovering out-of-domain (OOD) intent is important for developing new skills in task-oriented dialogue systems. The key challenges lie in how to transfer prior in-domain (IND) knowledge to OOD clustering, as well as jointly learn OOD representations and cluster assignments. Previous methods suffer from in-domain overfitting problem, and there is a natural gap between representation learning and clustering objectives. In this paper, we propose a unified K-nearest neighbor contrastive learning framework to discover OOD intents. Specifically, for IND pre-training stage, we propose a KCL objective to learn inter-class discriminative features, while maintaining intra-class diversity, which alleviates the in-domain overfitting problem. For OOD clustering stage, we propose a KCC method to form compact clusters by mining true hard negative samples, which bridges the gap between clustering and representation learning. Extensive experiments on three benchmark datasets show that our method achieves substantial improvements over the state-of-the-art methods.
Detecting out-of-domain (OOD) intents from user queries is essential for avoiding wrong operations in task-oriented dialogue systems. The key challenge is how to distinguish in-domain (IND) and OOD intents. Previous methods ignore the alignment between representation learning and scoring function, limiting the OOD detection performance. In this paper, we propose a unified neighborhood learning framework (UniNL) to detect OOD intents. Specifically, we design a KNCL objective for representation learning, and introduce a KNN-based scoring function for OOD detection. We aim to align representation learning with scoring function. Experiments and analysis on two benchmark datasets show the effectiveness of our method.
Detecting Out-of-Domain (OOD) or unknown intents from user queries is essential in a task-oriented dialog system. A key challenge of OOD detection is the overconfidence of neural models. In this paper, we comprehensively analyze overconfidence and classify it into two perspectives: over-confident OOD and in-domain (IND). Then according to intrinsic reasons, we respectively propose a novel reassigned contrastive learning (RCL) to discriminate IND intents for over-confident OOD and an adaptive class-dependent local threshold mechanism to separate similar IND and OOD intents for over-confident IND. Experiments and analyses show the effectiveness of our proposed method for both aspects of overconfidence issues.
The most advanced abstractive dialogue summarizers lack generalization ability on new domains and the existing researches for domain adaptation in summarization generally rely on large-scale pre-trainings. To explore the lightweight fine-tuning methods for domain adaptation of dialogue summarization, in this paper, we propose an efficient and generalizable Domain-Oriented Prefix-tuning model, which utilizes a domain word initialized prefix module to alleviate domain entanglement and adopts discrete prompts to guide the model to focus on key contents of dialogues and enhance model generalization. We conduct zero-shot experiments and build domain adaptation benchmarks on two multi-domain dialogue summarization datasets, TODSum and QMSum. Adequate experiments and qualitative analysis prove the effectiveness of our methods.
Detecting Out-of-Domain (OOD) or unknown intents from user queries is essential in a taskoriented dialog system. Traditional softmaxbased confidence scores are susceptible to the overconfidence issue. In this paper, we propose a simple but strong energy-based score function to detect OOD where the energy scores of OOD samples are higher than IND samples. Further, given a small set of labeled OOD samples, we introduce an energy-based margin objective for supervised OOD detection to explicitly distinguish OOD samples from INDs. Comprehensive experiments and analysis prove our method helps disentangle confidence score distributions of IND and OOD data.
Recent advances in neural approaches greatly improve task-oriented dialogue (TOD) systems which assist users to accomplish their goals. However, such systems rely on costly manually labeled dialogs which are not available in practical scenarios. In this paper, we present our models for Track 2 of the SereTOD 2022 challenge, which is the first challenge of building semisupervised and reinforced TOD systems on a large-scale real-world Chinese TOD dataset MobileCS. We build a knowledge-grounded dialog model to formulate dialog history and local KB as input and predict the system response. And we perform semi-supervised pretraining both on the labeled and unlabeled data. Our system achieves the first place both in the automatic evaluation and human interaction, especially with higher BLEU (+7.64) and Success (+13.6%) than the second place.
Existing slot filling models can only recognize pre-defined in-domain slot types from a limited slot set. In the practical application, a reliable dialogue system should know what it does not know. In this paper, we introduce a new task, Novel Slot Detection (NSD), in the task-oriented dialogue system. NSD aims to discover unknown or out-of-domain slot types to strengthen the capability of a dialogue system based on in-domain training data. Besides, we construct two public NSD datasets, propose several strong NSD baselines, and establish a benchmark for future work. Finally, we conduct exhaustive experiments and qualitative analysis to comprehend key challenges and provide new guidance for future directions.
Detecting Out-of-Domain (OOD) or unknown intents from user queries is essential in a task-oriented dialog system. A key challenge of OOD detection is to learn discriminative semantic features. Traditional cross-entropy loss only focuses on whether a sample is correctly classified, and does not explicitly distinguish the margins between categories. In this paper, we propose a supervised contrastive learning objective to minimize intra-class variance by pulling together in-domain intents belonging to the same class and maximize inter-class variance by pushing apart samples from different classes. Besides, we employ an adversarial augmentation mechanism to obtain pseudo diverse views of a sample in the latent space. Experiments on two public datasets prove the effectiveness of our method capturing discriminative representations for OOD detection.
Zero-shot cross-domain slot filling alleviates the data dependence in the case of data scarcity in the target domain, which has aroused extensive research. However, as most of the existing methods do not achieve effective knowledge transfer to the target domain, they just fit the distribution of the seen slot and show poor performance on unseen slot in the target domain. To solve this, we propose a novel approach based on prototypical contrastive learning with a dynamic label confusion strategy for zero-shot slot filling. The prototypical contrastive learning aims to reconstruct the semantic constraints of labels, and we introduce the label confusion strategy to establish the label dependence between the source domains and the target domain on-the-fly. Experimental results show that our model achieves significant improvement on the unseen slots, while also set new state-of-the-arts on slot filling task.
Although abstractive summarization models have achieved impressive results on document summarization tasks, their performance on dialogue modeling is much less satisfactory due to the crude and straight methods for dialogue encoding. To address this question, we propose a novel end-to-end Transformer-based model FinDS for abstractive dialogue summarization that leverages Finer-grain universal Dialogue semantic Structures to model dialogue and generates better summaries. Experiments on the SAMsum dataset show that FinDS outperforms various dialogue summarization approaches and achieves new state-of-the-art (SOTA) ROUGE results. Finally, we apply FinDS to a more complex scenario, showing the robustness of our model. We also release our source code.
Representation learning is widely used in NLP for a vast range of tasks. However, representations derived from text corpora often reflect social biases. This phenomenon is pervasive and consistent across different neural models, causing serious concern. Previous methods mostly rely on a pre-specified, user-provided direction or suffer from unstable training. In this paper, we propose an adversarial disentangled debiasing model to dynamically decouple social bias attributes from the intermediate representations trained on the main task. We aim to denoise bias information while training on the downstream task, rather than completely remove social bias and pursue static unbiased representations. Experiments show the effectiveness of our method, both on the effect of debiasing and the main task performance.
Detecting out-of-domain (OOD) intents is crucial for the deployed task-oriented dialogue system. Previous unsupervised OOD detection methods only extract discriminative features of different in-domain intents while supervised counterparts can directly distinguish OOD and in-domain intents but require extensive labeled OOD data. To combine the benefits of both types, we propose a self-supervised contrastive learning framework to model discriminative semantic features of both in-domain intents and OOD intents from unlabeled data. Besides, we introduce an adversarial augmentation neural module to improve the efficiency and robustness of contrastive learning. Experiments on two public benchmark datasets show that our method can consistently outperform the baselines with a statistically significant margin.
Neural-based context-aware models for slot tagging have achieved state-of-the-art performance. However, the presence of OOV(out-of-vocab) words significantly degrades the performance of neural-based models, especially in a few-shot scenario. In this paper, we propose a novel knowledge-enhanced slot tagging model to integrate contextual representation of input text and the large-scale lexical background knowledge. Besides, we use multi-level graph attention to explicitly model lexical relations. The experiments show that our proposed knowledge integration mechanism achieves consistent improvements across settings with different sizes of training data on two public benchmark datasets.
Detecting out-of-domain (OOD) input intents is critical in the task-oriented dialog system. Different from most existing methods that rely heavily on manually labeled OOD samples, we focus on the unsupervised OOD detection scenario where there are no labeled OOD samples except for labeled in-domain data. In this paper, we propose a simple but strong generative distance-based classifier to detect OOD samples. We estimate the class-conditional distribution on feature spaces of DNNs via Gaussian discriminant analysis (GDA) to avoid over-confidence problems. And we use two distance functions, Euclidean and Mahalanobis distances, to measure the confidence score of whether a test sample belongs to OOD. Experiments on four benchmark datasets show that our method can consistently outperform the baselines.
Zero-shot slot filling has widely arisen to cope with data scarcity in target domains. However, previous approaches often ignore constraints between slot value representation and related slot description representation in the latent space and lack enough model robustness. In this paper, we propose a Contrastive Zero-Shot Learning with Adversarial Attack (CZSL-Adv) method for the cross-domain slot filling. The contrastive loss aims to map slot value contextual representations to the corresponding slot description representations. And we introduce an adversarial attack training strategy to improve model robustness. Experimental results show that our model significantly outperforms state-of-the-art baselines under both zero-shot and few-shot settings.
Slot filling and intent detection are two major tasks for spoken language understanding. In most existing work, these two tasks are built as joint models with multi-task learning with no consideration of prior linguistic knowledge. In this paper, we propose a novel joint model that applies a graph convolutional network over dependency trees to integrate the syntactic structure for learning slot filling and intent detection jointly. Experimental results show that our proposed model achieves state-of-the-art performance on two public benchmark datasets and outperforms existing work. At last, we apply the BERT model to further improve the performance on both slot filling and intent detection.
Open-vocabulary slots, such as file name, album name, or schedule title, significantly degrade the performance of neural-based slot filling models since these slots can take on values from a virtually unlimited set and have no semantic restriction nor a length limit. In this paper, we propose a robust adversarial model-agnostic slot filling method that explicitly decouples local semantics inherent in open-vocabulary slot words from the global context. We aim to depart entangled contextual semantics and focus more on the holistic context at the level of the whole sentence. Experiments on two public datasets show that our method consistently outperforms other methods with a statistically significant margin on all the open-vocabulary slots without deteriorating the performance of normal slots.