Michael Rovatsos


2024

pdf
Engineering Conversational Search Systems: A Review of Applications, Architectures, and Functional Components
Phillip Schneider | Wessel Poelman | Michael Rovatsos | Florian Matthes
Proceedings of the 6th Workshop on NLP for Conversational AI (NLP4ConvAI 2024)

Conversational search systems enable information retrieval via natural language interactions, with the goal of maximizing users’ information gain over multiple dialogue turns. The increasing prevalence of conversational interfaces adopting this search paradigm challenges traditional information retrieval approaches, stressing the importance of better understanding the engineering process of developing these systems. We undertook a systematic literature review to investigate the links between theoretical studies and technical implementations of conversational search systems. Our review identifies real-world application scenarios, system architectures, and functional components. We consolidate our results by presenting a layered architecture framework and explaining the core functions of conversational search systems. Furthermore, we reflect on our findings in light of the rapid progress in large language models, discussing their capabilities, limitations, and directions for future research.

2023

pdf
Automated Refugee Case Analysis: A NLP Pipeline for Supporting Legal Practitioners
Claire Barale | Michael Rovatsos | Nehal Bhuta
Findings of the Association for Computational Linguistics: ACL 2023

In this paper, we introduce an end-to-end pipeline for retrieving, processing, and extracting targeted information from legal cases. We investigate an under-studied legal domain with a case study on refugee law Canada. Searching case law for past similar cases is a key part of legal work for both lawyers and judges, the potential end-users of our prototype. While traditional named-entity recognition labels such as dates are meaningful information in law, we propose to extend existing models and retrieve a total of 19 categories of items from refugee cases. After creating a novel data set of cases, we perform information extraction based on state-of-the-art neural named-entity recognition (NER). We test different architectures including two transformer models, using contextual and non-contextual embeddings, and compare general purpose versus domain-specific pre-training. The results demonstrate that models pre-trained on legal data perform best despite their smaller size, suggesting that domain-matching had a larger effect than network architecture. We achieve a F1- score superior to 90% on five of the targeted categories and superior to 80% on an additional 4 categories.

pdf
Do Language Models Learn about Legal Entity Types during Pretraining?
Claire Barale | Michael Rovatsos | Nehal Bhuta
Proceedings of the Natural Legal Language Processing Workshop 2023

Language Models (LMs) have proven their ability to acquire diverse linguistic knowledge during the pretraining phase, potentially serving as a valuable source of incidental supervision for downstream tasks. However, there has been limited research conducted on the retrieval of domain-specific knowledge, and specifically legal knowledge. We propose to explore the task of Entity Typing, serving as a proxy for evaluating legal knowledge as an essential aspect of text comprehension, and a foundational task to numerous downstream legal NLP applications. Through systematic evaluation and analysis and two types of prompting (cloze sentences and QA-based templates) and to clarify the nature of these acquired cues, we compare diverse types and lengths of entities both general and domain-specific entities, semantics or syntax signals, and different LM pretraining corpus (generic and legal-oriented) and architectures (encoder BERT-based and decoder-only with Llama2). We show that (1) Llama2 performs well on certain entities and exhibits potential for substantial improvement with optimized prompt templates, (2) law-oriented LMs show inconsistent performance, possibly due to variations in their training corpus, (3) LMs demonstrate the ability to type entities even in the case of multi-token entities, (4) all models struggle with entities belonging to sub-domains of the law (5) Llama2 appears to frequently overlook syntactic cues, a shortcoming less present in BERT-based architectures.

pdf
AsyLex: A Dataset for Legal Language Processing of Refugee Claims
Claire Barale | Mark Klaisoongnoen | Pasquale Minervini | Michael Rovatsos | Nehal Bhuta
Proceedings of the Natural Legal Language Processing Workshop 2023

Advancements in natural language processing (NLP) and language models have demonstrated immense potential in the legal domain, enabling automated analysis and comprehension of legal texts. However, developing robust models in Legal NLP is significantly challenged by the scarcity of resources. This paper presents AsyLex, the first dataset specifically designed for Refugee Law applications to address this gap. The dataset introduces 59,112 documents on refugee status determination in Canada from 1996 to 2022, providing researchers and practitioners with essential material for training and evaluating NLP models for legal research and case review. Case review is defined as entity extraction and outcome prediction tasks. The dataset includes 19,115 gold-standard human-labeled annotations for 20 legally relevant entity types curated with the help of legal experts and 1,682 gold-standard labeled documents for the case outcome. Furthermore, we supply the corresponding trained entity extraction models and the resulting labeled entities generated through the inference process on AsyLex. Four supplementary features are obtained through rule-based extraction. We demonstrate the usefulness of our dataset on the legal judgment prediction task to predict the binary outcome and test a set of baselines using the text of the documents and our annotations. We observe that models pretrained on similar legal documents reach better scores, suggesting that acquiring more datasets for specialized domains such as law is crucial.