Numerous recent works target to extend effective context length for language models and various methods, tasks and benchmarks exist to measure model’s effective memory length. However, through thorough investigations, we find limitations for currently existing evaluations on model’s memory. We provide an extensive survey for limitations in this work and propose a new method called forgetting curve to measure the memorization capability of long-context models. We show that forgetting curve has the advantage of being robust to the tested corpus and the experimental settings, of not relying on prompt and can be applied to any model size. We apply our forgetting curve to a large variety of models involving both transformer and RNN/SSM based architectures. Our measurement provides empirical evidence for the effectiveness of transformer extension techniques while raises questions for the effective length of RNN/SSM based models. We also examine the difference between our measurement and existing benchmarks as well as popular metrics for various models.

The scaling of large language models (LLMs) is a critical research area for the efficiency and effectiveness of model training and deployment. Our work investigates the transferability and discrepancies of scaling laws between Dense Models and Mixture of Experts (MoE) models. Through a combination of theoretical analysis and extensive experiments, including consistent loss scaling, optimal batch size/learning rate scaling, and resource allocation strategies scaling, our findings reveal that the power-law scaling framework also applies to MoE Models, indicating that the fundamental principles governing the scaling behavior of these models are preserved, even though the architecture differs. Additionally, MoE Models demonstrate superior generalization, resulting in lower testing losses with the same training compute budget compared to Dense Models. These findings indicate the scaling consistency and transfer generalization capabilities of MoE Models, providing new insights for optimizing MoE Model training and deployment strategies.

Recently, there has been a growing interest in studying how to construct better code instruction tuning data. However, we observe Code models trained with these datasets exhibit high performance on HumanEval but perform worse on other benchmarks such as LiveCodeBench. Upon further investigation, we find that many datasets suffer from severe data leakage. After cleaning up most of the leaked data, some well-known high-quality datasets perform poorly. This discovery reveals a new challenge: identifying which dataset genuinely qualify as high-quality code instruction data. To address this, we propose an efficient code data pruning strategy for selecting good samples. Our approach is based on three dimensions: instruction complexity, response quality, and instruction diversity. Based on our selected data, we present XCoder, a family of models finetuned from LLaMA3. Our experiments show Xcoder achieves new state-of-the-art performance using fewer training data, which verify the effectiveness of our data strategy. Moreover, we perform a comprehensive analysis on the data composition and find existing code datasets have different characteristics according to their construction methods, which provide new insights for future code LLMs.

Recent studies have revealed that language model distillation can become less effective when there is a significant capacity gap between the teacher and the student models. In order to bridge the gap, teacher assistant-based distillation has been introduced, in which the selection of the teacher assistant plays a crucial role in transferring knowledge from the teacher to the student. However, existing approaches for teacher assistant-based distillation require numerous trials to find the optimal teacher assistant.In this paper, we propose a novel approach called Minimal Distillation Schedule (MiniDisc), which enables the scheduling of an optimal teacher assistant in just one trial for extreme model compression (e.g, to 5% scale). In particular, we empirically show that the performance of the student is positively correlated with the scale-performance tradeoff of the teacher assistant. We then introduce a new 𝜆-tradeoff metric that quantifies the optimality of the teacher assistant without the need for trial distillation to the student. By employing a sandwich framework, MiniDisc can select the optimal teacher assistant with the best 𝜆-tradeoff.We extensively evaluate MiniDisc through a series of experiments on the GLUE benchmark. The results demonstrate that our approach achieved an improved efficiency compared to various state-of-the-art baselines. Furthermore, we showcase the scalability of MiniDisc by applying it to a language model with billions of parameters.

The recent advancements in large language models (LLMs) have been extraordinary, yet the escalating inference costs associated with them present challenges in real-world applications. To address these challenges, we propose a novel approach called Early-exiting Speculative Decoding (EESD) with lossless acceleration. Specifically, EESD utilizes a segment of the LLM to generate draft tokens, incorporating Early-exiting structures after the first N layers. To enhance the quality of draft tokens, a self-distillation method is integrated. This early-exiting design not only reduces deployment and training costs but also significantly accelerates the token generation speed. Moreover, we introduce a novel sampling mechanism that leverages Thompson Sampling to regulate the generation processes, automatically determining the quantity of draft tokens in each round. The original LLM is then employed to validate these draft tokens through a single forward pass, and thus guarantees that the final output text maintains a distribution consistent with vanilla auto-regressive decoding. The experimental results on both 13B and 70B models demonstrate that our approach decodes tokens at a markedly accelerated rate compared to prior methods, showing the effectiveness of our approach.

Speculative decoding has emerged as a promising technique to accelerate the inference of Large Language Models (LLMs) by employing a small language model to draft a hypothesis sequence, which is then validated by the LLM. The effectiveness of this approach heavily relies on the balance between performance and efficiency of the draft model. In our research, we focus on enhancing the proportion of draft tokens that are accepted to the final output by generating multiple hypotheses instead of just one. This allows the LLM more options to choose from and select the longest sequence that meets its standards. Our analysis reveals that hypotheses produced by the draft model share many common token sequences, suggesting a potential for optimizing computation. Leveraging this observation, we introduce an innovative approach utilizing a directed acyclic graph (DAG) to manage the drafted hypotheses. This structure enables us to efficiently predict and merge recurring token sequences, vastly reducing the computational demands of the draft model. We term this approach Graph-structured Speculative Decoding (GSD). We apply GSD across a range of LLMs, including a 70-billion parameter LLaMA-2 model, and observe a remarkable speedup of 1.70× to 1.94 ×, significantly surpassing standard speculative decoding.

Textual Attributed Graphs (TAGs) are crucial for modeling complex real-world systems, yet leveraging large language models (LLMs) for TAGs presents unique challenges due to the gap between sequential text processing and graph-structured data. We introduce AskGNN, a novel approach that bridges this gap by leveraging In-Context Learning (ICL) to integrate graph data and task-specific information into LLMs. AskGNN employs a Graph Neural Network (GNN)-powered structure-enhanced retriever to select labeled nodes across graphs, incorporating complex graph structures and their supervision signals. Our learning-to-retrieve algorithm optimizes the retriever to select example nodes that maximize LLM performance on graph. Experiments across three tasks and seven LLMs demonstrate AskGNN’s superior effectiveness in graph task performance, opening new avenues for applying LLMs to graph-structured data without extensive fine-tuning.

Product attribute value extraction involves identifying the specific values associated with various attributes from a product profile. While existing methods often prioritize the development of effective models to improve extraction performance, there has been limited emphasis on extraction efficiency. However, in real-world scenarios, products are typically associated with multiple attributes, necessitating multiple extractions to obtain all corresponding values. In this work, we propose an Efficient product Attribute Value Extraction (EAVE) approach via lightweight sparse-layer interaction. Specifically, we employ a heavy encoder to separately encode the product context and attribute. The resulting non-interacting heavy representations of the context can be cached and reused for all attributes. Additionally, we introduce a light encoder to jointly encode the context and the attribute, facilitating lightweight interactions between them. To enrich the interaction within the lightweight encoder, we design a sparse-layer interaction module to fuse the non-interacting heavy representation into the lightweight encoder. Comprehensive evaluation on two benchmarks demonstrate that our method achieves significant efficiency gains with neutral or marginal loss in performance when the context is long and number of attributes is large. Our code is available at: https://anonymous.4open.science/r/EAVE-EA18.

There has been increasing interest in exploring the capabilities of advanced large language models (LLMs) in the field of information extraction (IE), specifically focusing on tasks related to named entity recognition (NER) and relation extraction (RE). Although researchers are exploring the use of few-shot information extraction through in-context learning with LLMs, they tend to focus only on using correct or positive examples for demonstration, neglecting the potential value of incorporating incorrect or negative examples into the learning process. In this paper, we present C-ICL, a novel few-shot technique that leverages both correct and incorrect sample constructions to create in-context learning demonstrations. This approach enhances the ability of LLMs to extract entities and relations by utilizing prompts that incorporate not only the positive samples but also the reasoning behind them. This method allows for the identification and correction of potential interface errors. Specifically, our proposed method taps into the inherent contextual information and valuable information in hard negative samples and the nearest positive neighbors to the test and then applies the in-context learning demonstrations based on LLMs. Our experiments on various datasets indicate that C-ICL outperforms previous few-shot in-context learning methods, delivering substantial enhancements in performance across a broad spectrum of related tasks. These improvements are noteworthy, showcasing the versatility of our approach in miscellaneous scenarios.

Code Large Language Models (Code LLMs) have demonstrated outstanding performance in code-related tasks. Various instruction finetuning approaches have been proposed to boost the code generation performance of pre-trained Code LLMs. In this paper, we introduce a diverse instruction model DolphCoder with self-evaluating for code generation. It learns diverse instruction targets and combines a code evaluation objective to enhance its code generation ability. Our model achieves superior performance on the HumanEval and MBPP benchmarks, demonstrating new insights for future code instruction tuning work. Our key findings are: (1) Augmenting more diverse responses with more distinct reasoning paths increases the code capability of LLMs. (2) Improving one’s ability to evaluate the correctness of code also enhances their ability to create it.

Out-of-domain (OOD) intent detection aims to examine whether the user’s query falls outside the predefined domain of the system, which is crucial for the proper functioning of task-oriented dialogue (TOD) systems. Previous methods address it by fine-tuning discriminative models. Recently, some studies have been exploring the application of large language models (LLMs) represented by ChatGPT to various downstream tasks, but it is still unclear for their ability on OOD detection task.This paper conducts a comprehensive evaluation of LLMs under various experimental settings, and then outline the strengths and weaknesses of LLMs. We find that LLMs exhibit strong zero-shot and few-shot capabilities, but is still at a disadvantage compared to models fine-tuned with full resource. More deeply, through a series of additional analysis experiments, we discuss and summarize the challenges faced by LLMs and provide guidance for future work including injecting domain knowledge, strengthening knowledge transfer from IND(In-domain) to OOD, and understanding long instructions.

Finetuning pretrained language models (LMs) have enabled appealing performance on a diverse array of tasks. The intriguing task-agnostic property has driven a shifted focus from task-specific to task-agnostic distillation of LMs. While task-agnostic, compute-efficient, performance-preserved LMs can be yielded by task-agnostic distillation, previous studies mainly sit in distillation of either encoder-only LMs (e.g., BERT) or decoder-only ones (e.g., GPT) yet largely neglect that distillation of encoder-decoder LMs (e.g., T5) can posit very distinguished behaviors. Frustratingly, we discover that existing task-agnostic distillation methods can fail to handle the distillation of encoder-decoder LMs. To the demand, we explore a few paths and uncover a path named as MiniEnD that successfully tackles the distillation of encoder-decoder LMs in a task-agnostic fashion. We examine MiniEnD on language understanding and abstractive summarization. The results showcase that MiniEnD is generally effective and is competitive compared to other alternatives. We further scale MiniEnD up to distillation of 3B encoder-decoder language models with interpolated distillation. The results imply the opportunities and challenges in distilling large language models (e.g., LLaMA).

The task of web information extraction is to extract target fields of an object from web pages, such as extracting the name, genre and actor from a movie page. Recent sequential modeling approaches have achieved state-of-the-art results on web information extraction. However, most of these methods only focus on extracting information from textual sources while ignoring the rich information from other modalities such as image and web layout. In this work, we propose a novel MUltimodal Structural Transformer (MUST) that incorporates multiple modalities for web information extraction. Concretely, we develop a structural encoder that jointly encodes the multimodal information based on the HTML structure of the web layout, where high-level DOM nodes, and low-level text and image tokens are introduced to represent the entire page. Structural attention patterns are designed to learn effective cross-modal embeddings for all DOM nodes and low-level tokens. An extensive set of experiments are conducted on WebSRC and Common Crawl benchmarks. Experimental results demonstrate the superior performance of MUST over several state-of-the-art baselines.

Pretrained language models (LMs) have shown compelling performance on various downstream tasks, but unfortunately they require a tremendous amount of inference compute. Knowledge distillation finds a path to compress LMs to small ones with a teacher-student paradigm. However, when the capacity gap between the teacher and the student is large, a curse of capacity gap appears, invoking a deficiency in distilling LMs. While a few studies have been carried out to fill the gap, the curse is not yet well tackled. In this paper, we aim at lifting the curse of capacity gap via enlarging the capacity of the student without notably increasing the inference compute. Largely motivated by sparse activation regime of mixture of experts (MoE), we propose a mixture of minimal experts (MiniMoE), which imposes extra parameters to the student but introduces almost no additional inference compute. Experimental results on GLUE and CoNLL demonstrate the curse of capacity gap is lifted by the magic of MiniMoE to a large extent. MiniMoE also achieves the state-of-the-art performance at small FLOPs compared with a range of competitive baselines. With a compression rate as much as ~50×, MiniMoE preserves ~95% GLUE score of the teacher.

Pre-trained language models based on general text enable huge success in the NLP scenario. But the intrinsical difference of linguistic patterns between general text and task-oriented dialogues makes existing pre-trained language models less useful in practice. Current dialogue pre-training methods rely on a contrastive framework and face the challenges of both selecting true positives and hard negatives. In this paper, we propose a novel dialogue pre-training model, FutureTOD, which distills future knowledge to the representation of the previous dialogue context using a self-training framework. Our intuition is that a good dialogue representation both learns local context information and predicts future information. Extensive experiments on diverse downstream dialogue tasks demonstrate the effectiveness of our model, especially the generalization, robustness, and learning discriminative dialogue representations capabilities.

Generalized intent discovery aims to extend a closed-set in-domain intent classifier to an open-world intent set including in-domain and out-of-domain intents. The key challenges lie in pseudo label disambiguation and representation learning. Previous methods suffer from a coupling of pseudo label disambiguation and representation learning, that is, the reliability of pseudo labels relies on representation learning, and representation learning is restricted by pseudo labels in turn. In this paper, we propose a decoupled prototype learning framework (DPL) to decouple pseudo label disambiguation and representation learning. Specifically, we firstly introduce prototypical contrastive representation learning (PCL) to get discriminative representations. And then we adopt a prototype-based label disambiguation method (PLD) to obtain pseudo labels. We theoretically prove that PCL and PLD work in a collaborative fashion and facilitate pseudo label disambiguation. Experiments and analysis on three benchmark datasets show the effectiveness of our method.

Unsupervised sentence representation learning is one of the fundamental problems in natural language processing with various downstream applications. Recently, contrastive learning has been widely adopted which derives high-quality sentence representations by pulling similar semantics closer and pushing dissimilar ones away. However, these methods fail to capture the fine-grained ranking information among the sentences, where each sentence is only treated as either positive or negative. In many real-world scenarios, one needs to distinguish and rank the sentences based on their similarities to a query sentence, e.g., very relevant, moderate relevant, less relevant, irrelevant, etc. In this paper, we propose a novel approach, RankCSE, for unsupervised sentence representation learning, which incorporates ranking consistency and ranking distillation with contrastive learning into a unified framework. In particular, we learn semantically discriminative sentence representations by simultaneously ensuring ranking consistency between two representations with different dropout masks, and distilling listwise ranking knowledge from the teacher. An extensive set of experiments are conducted on both semantic textual similarity (STS) and transfer (TR) tasks. Experimental results demonstrate the superior performance of our approach over several state-of-the-art baselines.

Existing controllable dialogue generation work focuses on the single-attribute control and lacks generalization capability to out-of-distribution multiple attribute combinations. In this paper, we explore the compositional generalization for multi-attribute controllable dialogue generation where a model can learn from seen attribute values and generalize to unseen combinations. We propose a prompt-based disentangled controllable dialogue generation model, DCG. It learns attribute concept composition by generating attribute-oriented prompt vectors and uses a disentanglement loss to disentangle different attributes for better generalization. Besides, we design a unified reference-free evaluation framework for multiple attributes with different levels of granularities. Experiment results on two benchmarks prove the effectiveness of our method and the evaluation metric.

Existing approaches in the vision-and-language pre-training (VLP) paradigm mainly deploy either fusion-based encoders or dual-encoders, failing to achieve both effectiveness and efficiency in downstream multimodal tasks. In this paper, we build a flexible VLP model by incorporating cross-modal fusions into a dual-encoder architecture, where the introduced fusion modules can be easily decoupled from the dual encoder so as to switch the model to a fusion-free one. To better absorb cross-modal features from the fusion modules, we design a cross-modal knowledge transfer strategy along with other comprehensive pre-training tasks to guide the training process, which can further strengthen both the fusion-based and fusion-free representation learning. Extensive experiments conducted on various downstream vision-language tasks show that our proposed model is well-equipped with effectiveness as well as efficiency, demonstrating a superior performance compared with other strong VLP models.

While transformer-based pre-trained language models (PLMs) have dominated a number of NLP applications, these models are heavy to deploy and expensive to use. Therefore, effectively compressing large-scale PLMs becomes an increasingly important problem. Quantization, which represents high-precision tensors with low-bit fix-point format, is a viable solution. However, most existing quantization methods are task-specific, requiring customized training and quantization with a large number of trainable parameters on each individual task. Inspired by the observation that the over-parameterization nature of PLMs makes it possible to freeze most of the parameters during the fine-tuning stage, in this work, we propose a novel “quantize before fine-tuning” framework, PreQuant, that differs from both quantization-aware training and post-training quantization. {pasted macro ‘OUR’} is compatible with various quantization strategies, with outlier-aware parameter-efficient fine-tuning incorporated to correct the induced quantization error. We demonstrate the effectiveness of PreQuant on the GLUE benchmark using BERT, RoBERTa, and T5. We also provide an empirical investigation into the workflow of PreQuant, which sheds light on its efficacy.

The task of product attribute value extraction is to identify values of an attribute from product information. Product attributes are important features, which help improve online shopping experience of customers, such as product search, recommendation and comparison. Most existing works only focus on extracting values for a set of known attributes with sufficient training data. However, with the emerging nature of e-commerce, new products with their unique set of new attributes are constantly generated from different retailers and merchants. Collecting a large number of annotations for every new attribute is costly and time consuming. Therefore, it is an important research problem for product attribute value extraction with limited data. In this work, we propose a novel prompt tuning approach with Mixed Prompts for few-shot Attribute Value Extraction, namely MixPAVE. Specifically, MixPAVE introduces only a small amount (< 1%) of trainable parameters, i.e., a mixture of two learnable prompts, while keeping the existing extraction model frozen. In this way, MixPAVE not only benefits from parameter-efficient training, but also avoids model overfitting on limited training examples. Experimental results on two product benchmarks demonstrate the superior performance of the proposed approach over several state-of-the-art baselines. A comprehensive set of ablation studies validate the effectiveness of the prompt design, as well as the efficiency of our approach.

Detecting out-of-domain (OOD) intents from user queries is essential for a task-oriented dialogue system. Previous OOD detection studies generally work on the assumption that plenty of labeled IND intents exist. In this paper, we focus on a more practical few-shot OOD setting where there are only a few labeled IND data and massive unlabeled mixed data that may belong to IND or OOD. The new scenario carries two key challenges: learning discriminative representations using limited IND data and leveraging unlabeled mixed data. Therefore, we propose an adaptive prototypical pseudo-labeling(APP) method for few-shot OOD detection, including a prototypical OOD detection framework (ProtoOOD) to facilitate low-resourceOOD detection using limited IND data, and an adaptive pseudo-labeling method to produce high-quality pseudo OOD and IND labels. Extensive experiments and analysis demonstrate the effectiveness of our method for few-shot OOD detection.

Large-scale pre-trained language models (LLMs) have demonstrated exceptional performance in various natural language processing (NLP) tasks. However, the massive size of these models poses huge challenges for their deployment in real-world applications. While numerous model compression techniques have been proposed, most of them are not well-suited for achieving extreme model compression when there is a significant gap in model scale. In this paper, we introduce a novel compression paradigm called Retrieval-based Knowledge Transfer (RetriKT), which effectively transfers the knowledge of LLMs to extremely small-scale models (e.g., 1%). In particular, our approach extracts knowledge from LLMs to construct a knowledge store, from which the small-scale model can retrieve relevant information and leverage it for effective inference. To improve the quality of the model, soft prompt tuning and Proximal Policy Optimization (PPO) reinforcement learning techniques are employed. Extensive experiments are conducted on low-resource tasks from SuperGLUE and GLUE benchmarks. The results demonstrate that the proposed approach significantly enhances the performance of small-scale models by leveraging the knowledge from LLMs.

In-context learning (ICL) is an emerging capability of large autoregressive language models where a few input-label demonstrations are appended to the input to enhance the model’s understanding of downstream NLP tasks, without directly adjusting the model parameters. The effectiveness of ICL can be attributed to the strong language modeling capabilities of large language models (LLMs), which enable them to learn the mapping between input and labels based on in-context demonstrations. Despite achieving promising results, the causal nature of language modeling in ICL restricts the attention to be backward only, i.e., a token only attends to its previous tokens, failing to capture the full input-label information and limiting the model’s performance. In this paper, we propose a novel ICL method called Repeated Demonstration with Sliding Causal Attention, (RdSca). Specifically, we duplicate later demonstrations and concatenate them to the front, allowing the model to ‘observe’ the later information even under the causal restriction. Besides, we introduce sliding causal attention, which customizes causal attention to avoid information leakage. Experimental results show that our method significantly improves the input-label mapping in ICL demonstrations. We also conduct an in-depth analysis of how to customize the causal attention without training, which has been an unexplored area in previous research.

With the continuous growth of large language models, the process of fine-tuning these models for new tasks has become increasingly parameter-intensive. Prompt tuning, a method that involves tuning a small set of soft prompts, has emerged as an effective and efficient approach for adapting large pre-trained language models. However, most existing prompt tuning approaches only introduce prompts at the input layer, limiting their performance and leaving large rooms for improvement. In this work, we propose a novel Attention Prompt tuning method, namely APrompt, for efficient adaptation of pre-trained language models. We first demonstrate that existing prompt tuning can be considered as a special case of attention prompt tuning. We then formally introduce APrompt, which incorporates query, key, and value prompts into the attention layer to guide the attention computation during fine-tuning. Experimental results on the SuperGLUE benchmark consistently demonstrate that our proposed approach outperforms state-of-the-art baselines and full fine-tuning method with pre-trained models at different scales. In addition, a comprehensive set of ablation studies validate the effectiveness of the prompt design, as well as the efficiency of our approach.

The tasks of out-of-domain (OOD) intent discovery and generalized intent discovery (GID) aim to extend a closed intent classifier to open-world intent sets, which is crucial to task-oriented dialogue (TOD) systems. Previous methods address them by fine-tuning discriminative models. Recently, although some studies has been exploring the application of large language models (LLMs) represented by ChatGPT to various downstream tasks, it is still unclear for the ability of ChatGPT to discover and incrementally extent OOD intents. In this paper, we comprehensively evaluate ChatGPT on OOD intent discovery and GID, and then outline the strengths and weaknesses of ChatGPT. Overall, ChatGPT exhibits consistent advantages under zero-shot settings, but is still at a disadvantage compared to fine-tuned models. More deeply, through a series of analytical experiments, we summarize and discuss the challenges faced by LLMs including clustering, domain-specific understanding, and cross-domain in-context learning scenarios. Finally, we provide empirical guidance for future directions to address these challenges.

Tuning pre-trained language models (PLMs) with task-specific prompts has been a promising approach for text classification. Particularly, previous studies suggest that prompt-tuning has remarkable superiority in the low-data scenario over the generic fine-tuning methods with extra classifiers. The core idea of prompt-tuning is to insert text pieces, i.e., template, to the input and transform a classification problem into a masked language modeling problem, where a crucial step is to construct a projection, i.e., verbalizer, between a label space and a label word space. A verbalizer is usually handcrafted or searched by gradient descent, which may lack coverage and bring considerable bias and high variances to the results. In this work, we focus on incorporating external knowledge into the verbalizer, forming a knowledgeable prompttuning (KPT), to improve and stabilize prompttuning. Specifically, we expand the label word space of the verbalizer using external knowledge bases (KBs) and refine the expanded label word space with the PLM itself before predicting with the expanded label word space. Extensive experiments on zero and few-shot text classification tasks demonstrate the effectiveness of knowledgeable prompt-tuning.

Text matching is a fundamental research problem in natural language understanding. Interaction-based approaches treat the text pair as a single sequence and encode it through cross encoders, while representation-based models encode the text pair independently with siamese or dual encoders. Interaction-based models require dense computations and thus are impractical in real-world applications. Representation-based models have become the mainstream paradigm for efficient text matching. However, these models suffer from severe performance degradation due to the lack of interactions between the pair of texts. To remedy this, we propose a Virtual InteRacTion mechanism (VIRT) for improving representation-based text matching while maintaining its efficiency. In particular, we introduce an interactive knowledge distillation module that is only applied during training. It enables deep interaction between texts by effectively transferring knowledge from the interaction-based model. A light interaction strategy is designed to fully leverage the learned interactive knowledge. Experimental results on six text matching benchmarks demonstrate the superior performance of our method over several state-of-the-art representation-based models. We further show that VIRT can be integrated into existing methods as plugins to lift their performances.

Discovering out-of-domain (OOD) intent is important for developing new skills in task-oriented dialogue systems. The key challenges lie in how to transfer prior in-domain (IND) knowledge to OOD clustering, as well as jointly learn OOD representations and cluster assignments. Previous methods suffer from in-domain overfitting problem, and there is a natural gap between representation learning and clustering objectives. In this paper, we propose a unified K-nearest neighbor contrastive learning framework to discover OOD intents. Specifically, for IND pre-training stage, we propose a KCL objective to learn inter-class discriminative features, while maintaining intra-class diversity, which alleviates the in-domain overfitting problem. For OOD clustering stage, we propose a KCC method to form compact clusters by mining true hard negative samples, which bridges the gap between clustering and representation learning. Extensive experiments on three benchmark datasets show that our method achieves substantial improvements over the state-of-the-art methods.

Prompt-tuning has shown appealing performance in few-shot classification by virtue of its capability in effectively exploiting pre-trained knowledge. This motivates us to check the hypothesis that prompt-tuning is also a promising choice for long-tailed classification, since the tail classes are intuitively few-shot ones. To achieve this aim, we conduct empirical studies to examine the hypothesis. The results demonstrate that prompt-tuning makes pretrained language models at least good long-tailed learners. For intuitions on why prompt-tuning can achieve good performance in long-tailed classification, we carry out in-depth analyses by progressively bridging the gap between prompt-tuning and commonly used finetuning. The summary is that the classifier structure and parameterization form the key to making good long-tailed learners, in comparison with the less important input structure. Finally, we verify the applicability of our finding to few-shot classification.

Detecting out-of-domain (OOD) intents from user queries is essential for avoiding wrong operations in task-oriented dialogue systems. The key challenge is how to distinguish in-domain (IND) and OOD intents. Previous methods ignore the alignment between representation learning and scoring function, limiting the OOD detection performance. In this paper, we propose a unified neighborhood learning framework (UniNL) to detect OOD intents. Specifically, we design a KNCL objective for representation learning, and introduce a KNN-based scoring function for OOD detection. We aim to align representation learning with scoring function. Experiments and analysis on two benchmark datasets show the effectiveness of our method.

Prompt tuning learns soft prompts to condition the frozen Pre-trained Language Models (PLMs) for performing downstream tasks in a parameter-efficient manner. While prompt tuning has gradually reached the performance level of fine-tuning as the model scale increases, there is still a large performance gap between prompt tuning and fine-tuning for models of moderate and small scales (typically less than 11B parameters). In this paper, we empirically show that the trained prompt tokens can have a negative impact on a downstream task and thus degrade its performance. To bridge the gap, we propose a novel Prompt tuning model with an eXtremely small scale (XPrompt) under the regime of lottery tickets hypothesis. Specifically, XPrompt eliminates the negative prompt tokens at different granularity levels through a hierarchical structured pruning, yielding a more parameter-efficient prompt yet with a competitive performance. Comprehensive experiments are carried out on the SuperGLUE tasks, and the results indicate that XPrompt is able to close the performance gap at smaller model scales.

Automatic product attribute value extraction refers to the task of identifying values of an attribute from the product information. Product attributes are essential in improving online shopping experience for customers. Most existing methods focus on extracting attribute values from product title and description.However, in many real-world applications, a product is usually represented by multiple modalities beyond title and description, such as product specifications, text and visual information from the product image, etc. In this paper, we propose SMARTAVE, a Structure Mltimodal trAnsformeR for producT Attribute Value Extraction, which jointly encodes the structured product information from multiple modalities. Specifically, in SMARTAVE encoder, we introduce hyper-tokens to represent the modality-level information, and local-tokens to represent the original text and visual inputs. Structured attention patterns are designed among the hyper-tokens and local-tokens for learning effective product representation. The attribute values are then extracted based on the learned embeddings. We conduct extensive experiments on two multimodal product datasets. Experimental results demonstrate the superior performance of the proposed approach over several state-of-the-art methods. Ablation studies validate the effectiveness of the structured attentions in modeling the multimodal product information.

Recently, retrieval models based on dense representations are dominant in passage retrieval tasks, due to their outstanding ability in terms of capturing semantics of input text compared to the traditional sparse vector space models. A common practice of dense retrieval models is to exploit a dual-encoder architecture to represent a query and a passage independently. Though efficient, such a structure loses interaction between the query-passage pair, resulting in inferior accuracy. To enhance the performance of dense retrieval models without loss of efficiency, we propose a GNN-encoder model in which query (passage) information is fused into passage (query) representations via graph neural networks that are constructed by queries and their top retrieved passages. By this means, we maintain a dual-encoder structure, and retain some interaction information between query-passage pairs in their representations, which enables us to achieve both efficiency and efficacy in passage retrieval. Evaluation results indicate that our method significantly outperforms the existing models on MSMARCO, Natural Questions and TriviaQA datasets, and achieves the new state-of-the-art on these datasets.

Recent advances in neural approaches greatly improve task-oriented dialogue (TOD) systems which assist users to accomplish their goals. However, such systems rely on costly manually labeled dialogs which are not available in practical scenarios. In this paper, we present our models for Track 2 of the SereTOD 2022 challenge, which is the first challenge of building semisupervised and reinforced TOD systems on a large-scale real-world Chinese TOD dataset MobileCS. We build a knowledge-grounded dialog model to formulate dialog history and local KB as input and predict the system response. And we perform semi-supervised pretraining both on the labeled and unlabeled data. Our system achieves the first place both in the automatic evaluation and human interaction, especially with higher BLEU (+7.64) and Success (+13.6%) than the second place.

Traditional intent classification models are based on a pre-defined intent set and only recognize limited in-domain (IND) intent classes. But users may input out-of-domain (OOD) queries in a practical dialogue system. Such OOD queries can provide directions for future improvement. In this paper, we define a new task, Generalized Intent Discovery (GID), which aims to extend an IND intent classifier to an open-world intent set including IND and OOD intents. We hope to simultaneously classify a set of labeled IND intent classes while discovering and recognizing new unlabeled OOD types incrementally. We construct three public datasets for different application scenarios and propose two kinds of frameworks, pipeline-based and end-to-end for future work. Further, we conduct exhaustive experiments and qualitative analysis to comprehend key challenges and provide new guidance for future GID research.

Pre-trained Language Models (PLMs) have achieved remarkable performance gains across numerous downstream tasks in natural language understanding. Various Chinese PLMs have been successively proposed for learning better Chinese language representation. However, most current models use Chinese characters as inputs and are not able to encode semantic information contained in Chinese words. While recent pre-trained models incorporate both words and characters simultaneously, they usually suffer from deficient semantic interactions and fail to capture the semantic relation between words and characters. To address the above issues, we propose a simple yet effective PLM CLOWER, which adopts the Contrastive Learning Over Word and charactER representations. In particular, CLOWER implicitly encodes the coarse-grained information (i.e., words) into the fine-grained representations (i.e., characters) through contrastive learning on multi-grained information. CLOWER is of great value in realistic scenarios since it can be easily incorporated into any existing fine-grained based PLMs without modifying the production pipelines. Extensive experiments conducted on a range of downstream tasks demonstrate the superior performance of CLOWER over several state-of-the-art baselines.

Structural bias has recently been exploited for aspect sentiment triplet extraction (ASTE) and led to improved performance. On the other hand, it is recognized that explicitly incorporating structural bias would have a negative impact on efficiency, whereas pretrained language models (PLMs) can already capture implicit structures. Thus, a natural question arises: Is structural bias still a necessity in the context of PLMs? To answer the question, we propose to address the efficiency issues by using an adapter to integrate structural bias in the PLM and using a cheap-to-compute relative position structure in place of the syntactic dependency structure. Benchmarking evaluation is conducted on the SemEval datasets. The results show that our proposed structural adapter is beneficial to PLMs and achieves state-of-the-art performance over a range of strong baselines, yet with a light parameter demand and low latency. Meanwhile, we give rise to the concern that the current evaluation default with data of small scale is under-confident. Consequently, we release a large-scale dataset for ASTE. The results on the new dataset hint that the structural adapter is confidently effective and efficient to a large scale. Overall, we draw the conclusion that structural bias shall still be a necessity even with PLMs.

Recently, the retrieval models based on dense representations have been gradually applied in the first stage of the document retrieval tasks, showing better performance than traditional sparse vector space models. To obtain high efficiency, the basic structure of these models is Bi-encoder in most cases. However, this simple structure may cause serious information loss during the encoding of documents since the queries are agnostic. To address this problem, we design a method to mimic the queries to each of the documents by an iterative clustering process and represent the documents by multiple pseudo queries (i.e., the cluster centroids). To boost the retrieval process using approximate nearest neighbor search library, we also optimize the matching function with a two-step score calculation procedure. Experimental results on several popular ranking and QA datasets show that our model can achieve state-of-the-art results while still remaining high efficiency.

Sentiment analysis has attracted increasing attention in e-commerce. The sentiment polarities underlying user reviews are of great value for business intelligence. Aspect category sentiment analysis (ACSA) and review rating prediction (RP) are two essential tasks to detect the fine-to-coarse sentiment polarities. ACSA and RP are highly correlated and usually employed jointly in real-world e-commerce scenarios. While most public datasets are constructed for ACSA and RP separately, which may limit the further exploitation of both tasks. To address the problem and advance related researches, we present a large-scale Chinese restaurant review dataset ASAP including 46, 730 genuine reviews from a leading online-to-offline (O2O) e-commerce platform in China. Besides a 5-star scale rating, each review is manually annotated according to its sentiment polarities towards 18 pre-defined aspect categories. We hope the release of the dataset could shed some light on the field of sentiment analysis. Moreover, we propose an intuitive yet effective joint model for ACSA and RP. Experimental results demonstrate that the joint model outperforms state-of-the-art baselines on both tasks.

This paper describes the submission systems of Alibaba for WMT18 shared news translation task. We participated in 5 translation directions including English ↔ Russian, English ↔ Turkish in both directions and English → Chinese. Our systems are based on Google’s Transformer model architecture, into which we integrated the most recent features from the academic research. We also employed most techniques that have been proven effective during the past WMT years, such as BPE, back translation, data selection, model ensembling and reranking, at industrial scale. For some morphologically-rich languages, we also incorporated linguistic knowledge into our neural network. For the translation tasks in which we have participated, our resulting systems achieved the best case sensitive BLEU score in all 5 directions. Notably, our English → Russian system outperformed the second reranked system by 5 BLEU score.