MultiDoc2Dial presents an important challenge on modeling dialogues grounded with multiple documents. This paper proposes a pipeline system of “retrieve, re-rank, and generate”, where each component is individually optimized. This enables the passage re-ranker and response generator to fully exploit training with ground-truth data. Furthermore, we use a deep cross-encoder trained with localized hard negative passages from the retriever. For the response generator, we use grounding span prediction as an auxiliary task to be jointly trained with the main task of response generation. We also adopt a passage dropout and regularization technique to improve response generation performance. Experimental results indicate that the system clearly surpasses the competitive baseline and our team CPII-NLP ranked 1st among the public submissions on ALL four leaderboards based on the sum of F1, SacreBLEU, METEOR and RougeL scores.

Dialogue agents can leverage external textual knowledge to generate responses of a higher quality. To our best knowledge, most existing works on knowledge grounded dialogue settings assume that the user intention is always answerable. Unfortunately, this is impractical as there is no guarantee that the knowledge retrievers could always retrieve the desired knowledge. Therefore, this is crucial to incorporate fallback responses to respond to unanswerable contexts appropriately while responding to the answerable contexts in an informative manner. We propose a novel framework that automatically generates a control token with the generator to bias the succeeding response towards informativeness for answerable contexts and fallback for unanswerable contexts in an end-to-end manner. Since no existing knowledge grounded dialogue dataset considers this aim, we augment the existing dataset with unanswerable contexts to conduct our experiments. Automatic and human evaluation results indicate that naively incorporating fallback responses with controlled text generation still hurts informativeness for answerable context. In contrast, our proposed framework effectively mitigates this problem while still appropriately presenting fallback responses to unanswerable contexts. Such a framework also reduces the extra burden of the additional classifier and the overheads introduced in the previous works, which operates in a pipeline manner.

Incorporating personas information allows diverse and engaging responses in dialogue response generation. Unfortunately, prior works have primarily focused on self personas and have overlooked the value of partner personas. Moreover, in practical applications, the availability of the gold partner personas is often not the case. This paper attempts to tackle these issues by offering a novel framework that leverages automatic partner personas generation to enhance the succeeding dialogue response generation. Our framework employs reinforcement learning with a dedicatedly designed critic network for reward judgement. Experimental results from automatic and human evaluations indicate that our framework is capable of generating relevant, interesting, coherent and informative partner personas, even compared to the ground truth partner personas. This enhances the succeeding dialogue response generation, which surpasses our competitive baselines that condition on the ground truth partner personas.