Recent advances in Pretrained Language Models (PLMs) and Large Language Models (LLMs) have demonstrated transformative capabilities across diverse domains. The field of patent analysis and innovation is not an exception, where natural language processing (NLP) techniques presents opportunities to streamline and enhance important tasks—such as patent classification and patent retrieval—in the patent cycle. This not only accelerates the efficiency of patent researchers and applicants, but also opens new avenues for technological innovation and discovery. Our survey provides a comprehensive summary of recent NLP-based methods—including multimodal ones—in patent analysis. We also introduce a novel taxonomy for categorization based on tasks in the patent life cycle, as well as the specifics of the methods. This interdisciplinary survey aims to serve as a comprehensive resource for researchers and practitioners who work at the intersection of NLP, Multimodal AI, and patent analysis, as well as patent offices to build efficient patent systems.

Temporal information extraction from unstructured text is essential for contextualizing events and deriving actionable insights, particularly in the medical domain. We address the task of extracting clinical events and their temporal relations using the well-studied I2B2 2012 Temporal Relations Challenge corpus. This task is inherently challenging due to complex clinical language, long documents, and sparse annotations. We introduce GraphTREx, a novel method integrating span-based entity-relation extraction, clinical large pre-trained language models (LPLMs), and Heterogeneous Graph Transformers (HGT) to capture local and global dependencies. Our HGT component facilitates information propagation across the document through innovative global landmarks that bridge distant entities and improves the state-of-the-art with 5.5% improvement in the tempeval F1 score over the previous best and up to 8.9% improvement on long-range relations, which presents a formidable challenge. We further demonstrate generalizability by establishing a strong baseline on the E3C corpus. Not only does this work advance temporal information extraction, but also lays the groundwork for improved diagnostic and prognostic models through enhanced temporal reasoning.

Collaborative filtering (CF) is widely adopted in industrial recommender systems (RecSys) for modeling user-item interactions across numerous applications, but often struggles with cold-start and data-sparse scenarios. Recent advancements in pre-trained large language models (LLMs) with rich semantic knowledge, offer promising solutions to these challenges. However, deploying LLMs at scale is hindered by their significant computational demands and latency. In this paper, we propose a novel and scalable LLM-RecSys framework, LLMInit, designed to integrate pretrained LLM embeddings into CF models through selective initialization strategies. Specifically, we identify the embedding collapse issue observed when CF models scale and match the large embedding sizes in LLMs and avoid the problem by introducing efficient sampling methods, including, random, uniform, and variance-based selections. Comprehensive experiments conducted on multiple real-world datasets demonstrate that LLMInit significantly improves recommendation performance while maintaining low computational costs, offering a practical and scalable solution for industrial applications. To facilitate industry adoption and promote future research, we provide open-source access to our implementation at https://github.com/DavidZWZ/LLMInit.

In the field of design patent analysis, traditional tasks such as patent classification and patent image retrieval heavily depend on the image data. However, patent images—typically consisting of sketches with abstract and structural elements of an invention—often fall short in conveying comprehensive visual context and semantic information. This inadequacy can lead to ambiguities in evaluation during prior art searches. Recent advancements in vision-language models, such as CLIP, offer promising opportunities for more reliable and accurate AI-driven patent analysis. In this work, we leverage CLIP models to develop a unified framework DesignCLIP for design patent applications with a large-scale dataset of U.S. design patents. To address the unique characteristics of patent data, DesignCLIP incorporates class-aware classification and contrastive learning, utilizing generated detailed captions for patent images and multi-views image learning. We validate the effectiveness of DesignCLIP across various downstream tasks, including patent classification and patent retrieval. Additionally, we explore multimodal patent retrieval, which provides the potential to enhance creativity and innovation in design by offering more diverse sources of inspiration. Our experiments show that DesignCLIP consistently outperforms baseline and SOTA models in the patent domain on all tasks. Our findings underscore the promise of multimodal approaches in advancing patent analysis. The codebase is available here: https://github.com/AI4Patents/DesignCLIP.

The patent citation count is a good indicator of patent quality. This often generates monetary value for the inventors and organizations. However, the factors that influence a patent receiving high citations over the year are still not well understood. With the patents over the past two decades, we study the problem of patent citation prediction and formulate this as a binary classification problem. We create a semantic graph of patents based on their semantic similarities, enabling the use of Graph Neural Network (GNN)-based approaches for predicting citations. Our experimental results demonstrate the effectiveness of our GNN-based methods when applied to the semantic graph, showing that they can accurately predict patent citations using only patent text. More specifically, these methods produce up to 94% recall for patents with high citations and outperform existing baselines. Furthermore, we leverage this constructed graph to gain insights and explanations for the predictions made by the GNNs.