Chao Zhang

UIUC

Other people with similar names: Chao Zhang (May refer to several people), Chao Zhang (PKU), Chao Zhang (Cambridge), Chao Zhang (ZJU), Chao Zhang (USTC)


2025

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AutoMixAlign: Adaptive Data Mixing for Multi-Task Preference Optimization in LLMs
Nicholas E. Corrado | Julian Katz-Samuels | Adithya M Devraj | Hyokun Yun | Chao Zhang | Yi Xu | Yi Pan | Bing Yin | Trishul Chilimbi
Proceedings of the 63rd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

When aligning large language models (LLMs), their performance across various tasks (such as being helpful, harmless, and honest) is heavily influenced by the composition of the training data. However, it is difficult to determine what mixture of data should be used to produce a model with strong performance across all tasks. Existing approaches rely on large ablation studies, heuristics, or human intuition, though these can be prohibitively expensive and suboptimal. We study this problem in the context of preference optimization via DPO and propose a novel and theoretically justified algorithm, AutoMixAlign (AMA), that adaptively mixes datasets during LLM training to balance performance across multiple tasks. AMA first trains specialist models for each task to determine losses that corresponding to strong task performance. Next, AMA trains a generalist model using a novel minimax optimization that prioritizes tasks for which generalist model losses are furthest from specialist model losses. We introduce two algorithms to optimize this problem: (1) AMA-R adaptively reweights the objective to prioritize tasks, and (2) AMA-S adaptively adjusts how much data is sampled from each task to prioritize tasks. Both algorithms achieve a convergence rate of O(1/√T) in the convex case. AMA-R’s convergence result immediately follows from Sagawa et. al, 2019, and we provide a convergence proof for AMA-S using techniques from online learning such as EXP3 (Auer et. al, 2002). We evaluate AMA on several multitask alignment setups, and observe that AMA outperforms the standard alignment approach which simply optimizes the total loss across all tasks and also outperforms model-merging methods.

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WebAgent-R1: Training Web Agents via End-to-End Multi-Turn Reinforcement Learning
Zhepei Wei | Wenlin Yao | Yao Liu | Weizhi Zhang | Qin Lu | Liang Qiu | Changlong Yu | Puyang Xu | Chao Zhang | Bing Yin | Hyokun Yun | Lihong Li
Proceedings of the 2025 Conference on Empirical Methods in Natural Language Processing

While reinforcement learning (RL) has demonstrated remarkable success in enhancing large language models (LLMs), it has primarily focused on single-turn tasks such as solving math problems. Training effective web agents for multi-turn interactions remains challenging due to the complexity of long-horizon decision-making across dynamic web interfaces. In this work, we present WebAgent-R1, a simple yet effective end-to-end multi-turn RL framework for training web agents. It learns directly from online interactions with web environments by asynchronously generating diverse trajectories, entirely guided by binary rewards depending on task success. Experiments on the WebArena-Lite benchmark demonstrate the effectiveness of WebAgent-R1, boosting the task success rate of Qwen-2.5-3B from 6.1% to 33.9% and LLaMA-3.1-8B from 8.5% to 44.8%, significantly outperforming existing state-of-the-art methods and strong proprietary models such as OpenAI o3. In-depth analyses reveal the effectiveness of the thinking-based prompting strategy and test-time scaling through increased interactions for web tasks. We further investigate different RL initialization policies by introducing two variants, namely WebAgent-R1-Zero and WebAgent-R1-CoT, which highlight the importance of the warm-up training stage (i.e., behavior cloning) and provide insights on incorporating long chain-of-thought (CoT) reasoning in web agents.

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Adapting LLM Agents with Universal Communication Feedback
Kuan Wang | Yadong Lu | Michael Santacroce | Yeyun Gong | Chao Zhang | Yelong Shen
Findings of the Association for Computational Linguistics: NAACL 2025

Recent advances in large language models (LLMs) have demonstrated potential for LLM agents. To facilitate the training for these agents with both linguistic feedback and non-linguistic reward signals, we introduce Learning through Communication (LTC). We design a universal buffer to store all the feedback, and an iterative pipeline to enable an LLM agent to explore and update its policy in an given environment. To optimize agent interactions for task-specific learning with our universal buffer and pipeline, we introduce diverse communication patterns tailored for both single-agent and multi-agent environments. We evaluate the efficacy of our LTC approach on four diverse datasets: ALFWorld (single-agent), HotpotQA (multi-agent collaboration), Chameleon (multi-agent competition), and GSM8k (multi-agent teacher-student). On these data sets, LTC outperforms the supervised instruction fine-tuning baselines by 3.6% to 12%. These results highlight the versatility and efficiency of LTC in facilitating online adaptation for LLM agents.

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DORM: Preference Data Weights Optimization for Reward Modeling in LLM Alignment
Rongzhi Zhang | Chenwei Zhang | Xinyang Zhang | Liang Qiu | Haoming Jiang | Yuchen Zhuang | Qingru Zhang | Hyokun Yun | Xian Li | Bing Yin | Tuo Zhao | Chao Zhang
Findings of the Association for Computational Linguistics: EMNLP 2025

Aligning large language models (LLMs) with human preferences relies heavily on high-quality reward models. However, existing approaches struggle with two critical challenges: noisy preference labels and the varying importance of preference samples. We introduce DORM, a method that enhances reward modeling by learning to dynamically weigh preference data.DORM initializes data importance using a combination of model uncertainty and prediction disagreement, then iteratively refines them via bilevel optimization to maximize validation performance. Using only 50k samples, DORM trains a 12B reward model that achieves 90.5% accuracy on RewardBench, matching the performance of models trained on significantly larger datasets. Furthermore, downstream alignment tasks show that fine-tuned LLMs with DORM achieve a 61.2% win rate against baseline methods, highlighting its data efficiency and generalizability.

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Hephaestus: Improving Fundamental Agent Capabilities of Large Language Models through Continual Pre-Training
Yuchen Zhuang | Jingfeng Yang | Haoming Jiang | Xin Liu | Kewei Cheng | Sanket Lokegaonkar | Yifan Gao | Qing Ping | Tianyi Liu | Binxuan Huang | Zheng Li | Zhengyang Wang | Pei Chen | Ruijie Wang | Rongzhi Zhang | Nasser Zalmout | Priyanka Nigam | Bing Yin | Chao Zhang
Proceedings of the 2025 Conference of the Nations of the Americas Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers)

Due to the scarcity of agent-oriented pre-training data, LLM-based autonomous agents typically rely on complex prompting or extensive fine-tuning, which often fails to introduce new capabilities while preserving strong generalizability. We introduce Hephaestus-Forge, the first large-scale pre-training corpus designed to enhance the fundamental capabilities of LLM agents in API function calling, intrinsic reasoning and planning, and adapting to environmental feedback. Hephaestus-Forge comprises 103B agent-specific data encompassing 76,537 APIs, including both tool documentation to introduce knowledge of API functions and function calling trajectories to strengthen intrinsic reasoning. To explore effective training protocols, we investigate scaling laws to identify the optimal recipe in data mixing ratios. By continual pre-training on Hephaestus-Forge, Hephaestus outperforms small- to medium-scale open-source LLMs and rivals commercial LLMs on three agent benchmarks, demonstrating the effectiveness of our pre-training corpus in enhancing fundamental agentic capabilities and generalization of LLMs to new tasks or environments.

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Self-Generated Critiques Boost Reward Modeling for Language Models
Yue Yu | Zhengxing Chen | Aston Zhang | Liang Tan | Chenguang Zhu | Richard Yuanzhe Pang | Yundi Qian | Xuewei Wang | Suchin Gururangan | Chao Zhang | Melanie Kambadur | Dhruv Mahajan | Rui Hou
Proceedings of the 2025 Conference of the Nations of the Americas Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers)

Reward modeling is crucial for aligning large language models (LLMs) with human preferences, especially in reinforcement learning from human feedback (RLHF). However, current reward models mainly produce scalar scores and struggle to incorporate critiques in a natural language format. We hypothesize that predicting both critiques and the scalar reward would improve reward modeling ability. Motivated by this, we propose Critic-RM, a framework that improves reward models using self-generated critiques without extra supervision. Critic-RM employs a two-stage process: generating and filtering high-quality critiques, followed by joint fine-tuning on reward prediction and critique generation. Experiments across benchmarks show that Critic-RM improves reward modeling accuracy by 3.7%-7.3% compared to standard reward models and LLM judges, demonstrating strong performance and data efficiency. Additional studies further validate the effectiveness of the generated critiques.

2024

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ARL2: Aligning Retrievers with Black-box Large Language Models via Self-guided Adaptive Relevance Labeling
LingXi Zhang | Yue Yu | Kuan Wang | Chao Zhang
Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Retrieval-augmented generation enhances large language models (LLMs) by incorporating relevant information from external knowledge sources. This enables LLMs to adapt to specific domains and mitigate hallucinations in knowledge-intensive tasks. However, existing retrievers are often misaligned with LLMs due to separate training processes and the inherent black-box nature of LLMs. To address this challenge, we propose ARL2, a retriever learning technique that harnesses LLMs as labelers. ARL2 leverages LLMs to annotate and score adaptive relevance evidence, enabling the retriever to learn from robust LLM supervision. Furthermore, ARL2 incorporates a self-training strategy to minimize the cost of API calls. Extensive experiments demonstrate the effectiveness of ARL2, achieving accuracy improvements of 5.4% on NQ and 4.6% on MMLU compared to the state-of-the-art methods. Additionally, ARL2 exhibits robust transfer learning capabilities and strong zero-shot generalization abilities.

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Explanation-aware Soft Ensemble Empowers Large Language Model In-context Learning
Yue Yu | Jiaming Shen | Tianqi Liu | Zhen Qin | Jing Nathan Yan | Jialu Liu | Chao Zhang | Michael Bendersky
Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Large language models (LLMs) have shown remarkable capabilities in various natural language understanding tasks with a few demonstration examples via in-context learning. Common strategies to boost such “in-context” learning ability are to ensemble multiple model decoded results and require the model to generate an explanation along with the prediction. However, these models often treat different class predictions equally and neglect the potential discrepancy between the explanations and predictions. To fully unleash the power of explanations, we propose EASE, an Explanation-Aware Soft Ensemble framework to empower in-context learning with LLMs. We design two techniques, explanation-guided ensemble, and soft probability aggregation, to mitigate the effect of unreliable explanations and improve the consistency between explanations and final predictions. Experiments on seven natural language understanding tasks and four varying-size LLMs demonstrate the effectiveness of our proposed framework.

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HiGen: Hierarchy-Aware Sequence Generation for Hierarchical Text Classification
Vidit Jain | Mukund Rungta | Yuchen Zhuang | Yue Yu | Zeyu Wang | Mu Gao | Jeffrey Skolnick | Chao Zhang
Proceedings of the 18th Conference of the European Chapter of the Association for Computational Linguistics (Volume 1: Long Papers)

Hierarchical text classification (HTC) is a complex subtask under multi-label text classification, characterized by a hierarchical label taxonomy and data imbalance. The best-performing models aim to learn a static representation by combining document and hierarchical label information. However, the relevance of document sections can vary based on the hierarchy level, necessitating a dynamic document representation. To address this, we propose HiGen, a text-generation-based framework utilizing language models to encode dynamic text representations. We introduce a level-guided loss function to capture the relationship between text and label name semantics. Our approach incorporates a task-specific pretraining strategy, adapting the language model to in-domain knowledge and significantly enhancing performance for classes with limited examples. Furthermore, we present a new and valuable dataset called ENZYME, designed for HTC, which comprises articles from PubMed with the goal of predicting Enzyme Commission (EC) numbers. Through extensive experiments on the ENZYME dataset and the widely recognized WOS and NYT datasets, our methodology demonstrates superior performance, surpassing existing approaches while efficiently handling data and mitigating class imbalance. We release our code and dataset here: https://github.com/viditjain99/HiGen.

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BMRetriever: Tuning Large Language Models as Better Biomedical Text Retrievers
Ran Xu | Wenqi Shi | Yue Yu | Yuchen Zhuang | Yanqiao Zhu | May Dongmei Wang | Joyce C. Ho | Chao Zhang | Carl Yang
Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing

Developing effective biomedical retrieval models is important for excelling at knowledge-intensive biomedical tasks but still challenging due to the lack of sufficient publicly annotated biomedical data and computational resources. We present BMRetriever, a series of dense retrievers for enhancing biomedical retrieval via unsupervised pre-training on large biomedical corpora, followed by instruction fine-tuning on a combination of labeled datasets and synthetic pairs. Experiments on 5 biomedical tasks across 11 datasets verify BMRetriever’s efficacy on various biomedical applications. BMRetriever also exhibits strong parameter efficiency, with the 410M variant outperforming baselines up to 11.7 times larger, and the 2B variant matching the performance of models with over 5B parameters. The training data and model checkpoints are released at https://huggingface.co/BMRetriever to ensure transparency, reproducibility, and application to new domains.

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PLaD: Preference-based Large Language Model Distillation with Pseudo-Preference Pairs
Rongzhi Zhang | Jiaming Shen | Tianqi Liu | Haorui Wang | Zhen Qin | Feng Han | Jialu Liu | Simon Baumgartner | Michael Bendersky | Chao Zhang
Findings of the Association for Computational Linguistics: ACL 2024

Large Language Models (LLMs) have exhibited impressive capabilities in various tasks, yet their vast parameter sizes restrict their applicability in resource-constrained settings. Knowledge distillation (KD) offers a viable solution by transferring expertise from large teacher models to compact student models. However, traditional KD techniques face specific challenges when applied to LLMs, including restricted access to LLM outputs, significant teacher-student capacity gaps, and the inherited mis-calibration issue. In this work, we present PLaD, a novel preference-based LLM distillation framework. PLaD exploits the teacher-student capacity discrepancy to generate pseudo-preference pairs where teacher outputs are preferred over student outputs. Then, PLaD leverages a ranking loss to re-calibrate the student’s estimation of sequence likelihood, which steers the student’s focus towards understanding the relative quality of outputs instead of simply imitating the teacher. PLaD bypasses the need for access to teacher LLM’s internal states, tackles the student’s expressivity limitations, and mitigates the student mis-calibration issue. Through extensive experiments on two sequence generation tasks and with various LLMs, we demonstrate the effectiveness of our proposed PLaD framework.

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ProgGen: Generating Named Entity Recognition Datasets Step-by-step with Self-Reflexive Large Language Models
Yuzhao Heng | Chunyuan Deng | Yitong Li | Yue Yu | Yinghao Li | Rongzhi Zhang | Chao Zhang
Findings of the Association for Computational Linguistics: ACL 2024

Although Large Language Models (LLMs) exhibit remarkable adaptability across domains, these models often fall short in structured knowledge extraction tasks such as named entity recognition (NER). This paper explores an innovative, cost-efficient strategy to harness LLMs with modest NER capabilities for producing superior NER datasets. Our approach diverges from the basic class-conditional prompts by instructing LLMs to self-reflect on the specific domain, thereby generating domain-relevant attributes (such as category and emotions for movie reviews), which are utilized for creating attribute-rich training data. Furthermore, we preemptively generate entity terms and then develop NER context data around these entities, effectively bypassing the LLMs’ challenges with complex structures. Our experiments across both general and niche domains reveal significant performance enhancements over conventional data generation methods while being more cost-effective than existing alternatives.

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Data Diversity Matters for Robust Instruction Tuning
Alexander Bukharin | Shiyang Li | Zhengyang Wang | Jingfeng Yang | Bing Yin | Xian Li | Chao Zhang | Tuo Zhao | Haoming Jiang
Findings of the Association for Computational Linguistics: EMNLP 2024

Recent works have shown that by curating high quality and diverse instruction tuning datasets, we can significantly improve instruction-following capabilities. However, creating such datasets is difficult and most works rely on manual curation or proprietary language models. Automatic data curation is difficult as it is still not clear how we can define diversity for instruction tuning, how diversity and quality depend on one other, and how we can optimize dataset quality and diversity. To resolve these issue, we propose a new algorithm, Quality-Diversity Instruction Tuning (QDIT). QDIT provides a simple method to simultaneously control dataset diversity and quality, allowing us to conduct an in-depth study on the effect of diversity and quality on instruction tuning performance. From this study we draw two key insights (1) there is a natural tradeoff between data diversity and quality and (2) increasing data diversity significantly improves the worst case instruction following performance, therefore improving robustness. We validate the performance of QDIT on several large scale instruction tuning datasets, where we find it can substantially improve worst and average case performance compared to quality-driven data selection.

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A Simple but Effective Approach to Improve Structured Language Model Output for Information Extraction
Yinghao Li | Rampi Ramprasad | Chao Zhang
Findings of the Association for Computational Linguistics: EMNLP 2024

Large language models (LLMs) have demonstrated impressive abilities in generating unstructured natural language according to instructions. However, their performance can be inconsistent when tasked with producing text that adheres to specific structured formats, which is crucial in applications like named entity recognition (NER) or relation extraction (RE). To address this issue, this paper introduces an efficient method, G&O, to enhance their structured text generation capabilities. It breaks the generation into a two-step pipeline: initially, LLMs generate answers in natural language as intermediate responses. Subsequently, LLMs are asked to organize the output into the desired structure, using the intermediate responses as context. G&O effectively separates the generation of content from the structuring process, reducing the pressure of completing two orthogonal tasks simultaneously. Tested on zero-shot NER and RE, the results indicate a significant improvement in LLM performance with minimal additional efforts. This straightforward and adaptable prompting technique can also be combined with other strategies, like self-consistency, to further elevate LLM capabilities in various structured text generation tasks.

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Assessing Logical Puzzle Solving in Large Language Models: Insights from a Minesweeper Case Study
Yinghao Li | Haorui Wang | Chao Zhang
Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers)

Large Language Models (LLMs) have shown remarkable proficiency in language understanding and have been successfully applied to a variety of real-world tasks through task-specific fine-tuning or prompt engineering. Despite these advancements, it remains an open question whether LLMs are fundamentally capable of reasoning and planning, or if they primarily rely on recalling and synthesizing information from their training data. In our research, we introduce a novel task—Minesweeper—specifically designed in a format unfamiliar to LLMs and absent from their training datasets. This task challenges LLMs to identify the locations of mines based on numerical clues provided by adjacent opened cells. Successfully completing this task requires an understanding of each cell’s state, discerning spatial relationships between the clues and mines, and strategizing actions based on logical deductions drawn from the arrangement of the cells. Our experiments, including trials with the advanced GPT-4 model, indicate that while LLMs possess the foundational abilities required for this task, they struggle to integrate these into a coherent, multi-step logical reasoning process needed to solve Minesweeper. These findings highlight the need for further research to understand the nature of reasoning capabilities in LLMs under similar circumstances, and to explore pathways towards more sophisticated AI reasoning and planning models.

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POLYIE: A Dataset of Information Extraction from Polymer Material Scientific Literature
Jerry Cheung | Yuchen Zhuang | Yinghao Li | Pranav Shetty | Wantian Zhao | Sanjeev Grampurohit | Rampi Ramprasad | Chao Zhang
Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers)

Scientific information extraction (SciIE), which aims to automatically extract information from scientific literature, is becoming more important than ever. However, there are no existing SciIE datasets for polymer materials, which is an important class of materials used ubiquitously in our daily lives. To bridge this gap, we introduce POLYIE, a new SciIE dataset for polymer materials. POLYIE is curated from 146 full-length polymer scholarly articles, which are annotated with different named entities (i.e., materials, properties, values, conditions) as well as their N-ary relations by domain experts. POLYIE presents several unique challenges due to diverse lexical formats of entities, ambiguity between entities, and variable-length relations. We evaluate state-of-the-art named entity extraction and relation extraction models on POLYIE, analyze their strengths and weaknesses, and highlight some difficult cases for these models. To the best of our knowledge, POLYIE is the first SciIE benchmark for polymer materials, and we hope it will lead to more research efforts from the community on this challenging task. Our code and data are available on: https://github.com/jerry3027/PolyIE.

2023

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Cold-Start Data Selection for Better Few-shot Language Model Fine-tuning: A Prompt-based Uncertainty Propagation Approach
Yue Yu | Rongzhi Zhang | Ran Xu | Jieyu Zhang | Jiaming Shen | Chao Zhang
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

We present PATRON, a prompt-based data selection method for pre-trained language model fine-tuning under cold-start scenarios, i.e., no initial labeled data are available. In PATRON, we design (1) a prompt-based uncertainty propagation approach to estimate the importance of data points and (2) a partition-then-rewrite (PTR) strategy to promote sample diversity when querying for annotations. Experiments on six text classification datasets show that PATRON outperforms the strongest cold-start data selection baselines by up to 6.9%. Besides, with 128 labels only, PATRON achieves 91.0% and 92.1% of the fully supervised performance based on vanilla fine-tuning and prompt-based learning respectively. Our implementation of PATRON will be published upon acceptance.

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Context-Aware Query Rewriting for Improving Users’ Search Experience on E-commerce Websites
Simiao Zuo | Qingyu Yin | Haoming Jiang | Shaohui Xi | Bing Yin | Chao Zhang | Tuo Zhao
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 5: Industry Track)

E-commerce queries are often short and ambiguous. Consequently, query understanding often uses query rewriting to disambiguate user-input queries. While using e-commerce search tools, users tend to enter multiple searches, which we call context, before purchasing. These history searches contain contextual insights about users’ true shopping intents. Therefore, modeling such contextual information is critical to a better query rewriting model. However, existing query rewriting models ignore users’ history behaviors and consider only the instant search query, which is often a short string offering limited information about the true shopping intent. We propose an end-to-end context-aware query rewriting model to bridge this gap, which takes the search context into account. Specifically, our model builds a session graph using the history search queries and their contained words. We then employ a graph attention mechanism that models cross-query relations and computes contextual information of the session. The model subsequently calculates session representations by combining the contextual information with the instant search query using an aggregation network. The session representations are then decoded to generate rewritten queries. Empirically, we demonstrate the superiority of our method to state-of-the-art approaches under various metrics.

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Graph Reasoning for Question Answering with Triplet Retrieval
Shiyang Li | Yifan Gao | Haoming Jiang | Qingyu Yin | Zheng Li | Xifeng Yan | Chao Zhang | Bing Yin
Findings of the Association for Computational Linguistics: ACL 2023

Answering complex questions often requires reasoning over knowledge graphs (KGs). State-of-the-art methods often utilize entities in questions to retrieve local subgraphs, which are then fed into KG encoder, e.g. graph neural networks (GNNs), to model their local structures and integrated into language models for question answering. However, this paradigm constrains retrieved knowledge in local subgraphs and discards more diverse triplets buried in KGs that are disconnected but useful for question answering. In this paper, we propose a simple yet effective method to first retrieve the most relevant triplets from KGs and then rerank them, which are then concatenated with questions to be fed into language models. Extensive results on both CommonsenseQA and OpenbookQA datasets show that our method can outperform state-of-the-art up to 4.6% absolute accuracy.

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Extracting Shopping Interest-Related Product Types from the Web
Yinghao Li | Colin Lockard | Prashant Shiralkar | Chao Zhang
Findings of the Association for Computational Linguistics: ACL 2023

Recommending a diversity of product types (PTs) is important for a good shopping experience when customers are looking for products around their high-level shopping interests (SIs) such as hiking. However, the SI-PT connection is typically absent in e-commerce product catalogs and expensive to construct manually due to the volume of potential SIs, which prevents us from establishing a recommender with easily accessible knowledge systems. To establish such connections, we propose to extract PTs from the Web pages containing hand-crafted PT recommendations for SIs. The extraction task is formulated as binary HTML node classification given the general observation that an HTML node in our target Web pages can present one and only one PT phrase. Accordingly, we introduce TrENC, which stands for Tree-Transformer Encoders for Node Classification. It improves the inter-node dependency modeling with modified attention mechanisms that preserve the long-term sibling and ancestor-descendant relations. TrENC also injects SI into node features for better semantic representation. Trained on pages regarding limited SIs, TrEnc is ready to be applied to other unobserved interests. Experiments on our manually constructed dataset, WebPT, show that TrENC outperforms the best baseline model by 2.37 F1 points in the zero-shot setup. The performance indicates the feasibility of constructing SI-PT relations and using them to power downstream applications such as search and recommendation.

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ReGen: Zero-Shot Text Classification via Training Data Generation with Progressive Dense Retrieval
Yue Yu | Yuchen Zhuang | Rongzhi Zhang | Yu Meng | Jiaming Shen | Chao Zhang
Findings of the Association for Computational Linguistics: ACL 2023

With the development of large language models (LLMs), zero-shot learning has attracted much attention for various NLP tasks. Different from prior works that generate training data with billion-scale natural language generation (NLG) models, we propose a retrieval-enhanced framework to create training data from a general-domain unlabeled corpus. To realize this, we first conduct contrastive pretraining to learn an unsupervised dense retriever for extracting the most relevant documents using class-descriptive verbalizers. We then further pro- pose two simple strategies, namely Verbalizer Augmentation with Demonstrations and Self- consistency Guided Filtering to improve the topic coverage of the dataset while removing noisy examples. Experiments on nine datasets demonstrate that ReGen achieves 4.3% gain over the strongest baselines and saves around 70% of the time when compared with baselines using large NLG models. Besides, REGEN can be naturally integrated with recently proposed large language models to boost performance.

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Knowledge-Selective Pretraining for Attribute Value Extraction
Hui Liu | Qingyu Yin | Zhengyang Wang | Chenwei Zhang | Haoming Jiang | Yifan Gao | Zheng Li | Xian Li | Chao Zhang | Bing Yin | William Wang | Xiaodan Zhu
Findings of the Association for Computational Linguistics: EMNLP 2023

Attribute Value Extraction (AVE) aims to retrieve the values of attributes from the product profiles. The state-of-the-art methods tackle the AVE task through a question-answering (QA) paradigm, where the value is predicted from the context (i.e. product profile) given a query (i.e. attributes). Despite of the substantial advancements that have been made, the performance of existing methods on rare attributes is still far from satisfaction, and they cannot be easily extended to unseen attributes due to the poor generalization ability. In this work, we propose to leverage pretraining and transfer learning to address the aforementioned weaknesses. We first collect the product information from various E-commerce stores and retrieve a large number of (profile, attribute, value) triples, which will be used as the pretraining corpus. To more effectively utilize the retrieved corpus, we further design a Knowledge-Selective Framework (KSelF) based on query expansion that can be closely combined with the pretraining corpus to boost the performance. Meanwhile, considering the public AE-pub dataset contains considerable noise, we construct and contribute a larger benchmark EC-AVE collected from E-commerce websites. We conduct evaluation on both of these datasets. The experimental results demonstrate that our proposed KSelF achieves new state-of-the-art performance without pretraining. When incorporated with the pretraining corpus, the performance of KSelF can be further improved, particularly on the attributes with limited training resources.

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Improving Consistency for Text Summarization with Energy Functions
Qi Zeng | Qingyu Yin | Zheng Li | Yifan Gao | Sreyashi Nag | Zhengyang Wang | Bing Yin | Heng Ji | Chao Zhang
Findings of the Association for Computational Linguistics: EMNLP 2023

Current abstractive summarization models often generate inconsistent content, i.e. texts that are not directly inferable from the source document, are not consistent with respect to world knowledge, or are self-contradictory. These inconsistencies motivate a new consistency taxonomy that we define as faithfulness, factuality, and self-supportiveness. However, most recent work on reducing inconsistency in document summarization only focuses on faithfulness detection and correction while ignoring other inconsistency phenomena, which limits the model’s scalability. To improve the general consistency we introduce EnergySum, where we apply the Residual Energy-based Model by designing energy scorers that reflect each type of consistency. These energy scores are utilized in candidate re-ranking during the sampling process. Experiments on XSUM and CNN/DM datasets show that EnergySum mitigates the trade-off between accuracy and consistency.

2022

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PRBoost: Prompt-Based Rule Discovery and Boosting for Interactive Weakly-Supervised Learning
Rongzhi Zhang | Yue Yu | Pranav Shetty | Le Song | Chao Zhang
Proceedings of the 60th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Weakly-supervised learning (WSL) has shown promising results in addressing label scarcity on many NLP tasks, but manually designing a comprehensive, high-quality labeling rule set is tedious and difficult. We study interactive weakly-supervised learning—the problem of iteratively and automatically discovering novel labeling rules from data to improve the WSL model. Our proposed model, named PRBoost, achieves this goal via iterative prompt-based rule discovery and model boosting. It uses boosting to identify large-error instances and discovers candidate rules from them by prompting pre-trained LMs with rule templates. The candidate rules are judged by human experts, and the accepted rules are used to generate complementary weak labels and strengthen the current model. Experiments on four tasks show PRBoost outperforms state-of-the-art WSL baselines up to 7.1%, and bridges the gaps with fully supervised models.

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ReSel: N-ary Relation Extraction from Scientific Text and Tables by Learning to Retrieve and Select
Yuchen Zhuang | Yinghao Li | Junyang Zhang | Yue Yu | Yingjun Mou | Xiang Chen | Le Song | Chao Zhang
Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing

We study the problem of extracting N-ary relation tuples from scientific articles. This task is challenging because the target knowledge tuples can reside in multiple parts and modalities of the document. Our proposed method ReSel decomposes this task into a two-stage procedure that first retrieves the most relevant paragraph/table and then selects the target entity from the retrieved component. For the high-level retrieval stage, ReSel designs a simple and effective feature set, which captures multi-level lexical and semantic similarities between the query and components. For the low-level selection stage, ReSel designs a cross-modal entity correlation graph along with a multi-view architecture, which models both semantic and document-structural relations between entities. Our experiments on three scientific information extraction datasets show that ReSel outperforms state-of-the-art baselines significantly.

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COCO-DR: Combating the Distribution Shift in Zero-Shot Dense Retrieval with Contrastive and Distributionally Robust Learning
Yue Yu | Chenyan Xiong | Si Sun | Chao Zhang | Arnold Overwijk
Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing

We present a new zero-shot dense retrieval (ZeroDR) method, COCO-DR, to improve the generalization ability of dense retrieval by combating the distribution shifts between source training tasks and target scenarios. To mitigate the impact of document differences, COCO-DR continues pretraining the language model on the target corpora to adapt the model to target distributions via COtinuous COtrastive learning. To prepare for unseen target queries, COCO-DR leverages implicit Distributionally Robust Optimization (iDRO) to reweight samples from different source query clusters for improving model robustness over rare queries during fine-tuning. COCO-DR achieves superior average performance on BEIR, the zero-shot retrieval benchmark. At BERT_Base scale, COCO-DR Base outperforms other ZeroDR models with 60x larger size. At BERT_Large scale, COCO-DR Large outperforms the giant GPT-3 embedding model which has 500x more parameters. Our analysis shows the correlation between COCO-DR’s effectiveness in combating distribution shifts and improving zero-shot accuracy. Our code and model can be found at https://github.com/OpenMatch/COCO-DR.

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Self-Training with Differentiable Teacher
Simiao Zuo | Yue Yu | Chen Liang | Haoming Jiang | Siawpeng Er | Chao Zhang | Tuo Zhao | Hongyuan Zha
Findings of the Association for Computational Linguistics: NAACL 2022

Self-training achieves enormous success in various semi-supervised and weakly-supervised learning tasks. The method can be interpreted as a teacher-student framework, where the teacher generates pseudo-labels, and the student makes predictions. The two models are updated alternatingly. However, such a straightforward alternating update rule leads to training instability. This is because a small change in the teacher may result in a significant change in the student. To address this issue, we propose DRIFT, short for differentiable self-training, that treats teacher-student as a Stackelberg game. In this game, a leader is always in a more advantageous position than a follower. In self-training, the student contributes to the prediction performance, and the teacher controls the training process by generating pseudo-labels. Therefore, we treat the student as the leader and the teacher as the follower. The leader procures its advantage by acknowledging the follower’s strategy, which involves differentiable pseudo-labels and differentiable sample weights. Consequently, the leader-follower interaction can be effectively captured via Stackelberg gradient, obtained by differentiating the follower’s strategy. Experimental results on semi- and weakly-supervised classification and named entity recognition tasks show that our model outperforms existing approaches by large margins.

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CERES: Pretraining of Graph-Conditioned Transformer for Semi-Structured Session Data
Rui Feng | Chen Luo | Qingyu Yin | Bing Yin | Tuo Zhao | Chao Zhang
Proceedings of the 2022 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

User sessions empower many search and recommendation tasks on a daily basis. Such session data are semi-structured, which encode heterogeneous relations between queries and products, and each item is described by the unstructured text. Despite recent advances in self-supervised learning for text or graphs, there lack of self-supervised learning models that can effectively capture both intra-item semantics and inter-item interactions for semi-structured sessions. To fill this gap, we propose CERES, a graph-based transformer model for semi-structured session data. CERES learns representations that capture both inter- and intra-item semantics with (1) a graph-conditioned masked language pretraining task that jointly learns from item text and item-item relations; and (2) a graph-conditioned transformer architecture that propagates inter-item contexts to item-level representations. We pretrained CERES using ~468 million Amazon sessions and find that CERES outperforms strong pretraining baselines by up to 9% in three session search and entity linking tasks.

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AcTune: Uncertainty-Based Active Self-Training for Active Fine-Tuning of Pretrained Language Models
Yue Yu | Lingkai Kong | Jieyu Zhang | Rongzhi Zhang | Chao Zhang
Proceedings of the 2022 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

Although fine-tuning pre-trained language models (PLMs) renders strong performance in many NLP tasks, it relies on excessive labeled data. Recently, researchers have resorted to active fine-tuning for enhancing the label efficiency of PLM fine-tuning, but existing methods of this type usually ignore the potential of unlabeled data. We develop AcTune, a new framework that improves the label efficiency of active PLM fine-tuning by unleashing the power of unlabeled data via self-training. AcTune switches between data annotation and model self-training based on uncertainty: the unlabeled samples of high-uncertainty are selected for annotation, while the ones from low-uncertainty regions are used for model self-training. Additionally, we design (1) a region-aware sampling strategy to avoid redundant samples when querying annotations and (2) a momentum-based memory bank to dynamically aggregate the model’s pseudo labels to suppress label noise in self-training. Experiments on 6 text classification datasets show that AcTune outperforms the strongest active learning and self-training baselines and improves the label efficiency of PLM fine-tuning by 56.2% on average. Our implementation is available at https://github.com/yueyu1030/actune.

2021

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BERTifying the Hidden Markov Model for Multi-Source Weakly Supervised Named Entity Recognition
Yinghao Li | Pranav Shetty | Lucas Liu | Chao Zhang | Le Song
Proceedings of the 59th Annual Meeting of the Association for Computational Linguistics and the 11th International Joint Conference on Natural Language Processing (Volume 1: Long Papers)

We study the problem of learning a named entity recognition (NER) tagger using noisy labels from multiple weak supervision sources. Though cheap to obtain, the labels from weak supervision sources are often incomplete, inaccurate, and contradictory, making it difficult to learn an accurate NER model. To address this challenge, we propose a conditional hidden Markov model (CHMM), which can effectively infer true labels from multi-source noisy labels in an unsupervised way. CHMM enhances the classic hidden Markov model with the contextual representation power of pre-trained language models. Specifically, CHMM learns token-wise transition and emission probabilities from the BERT embeddings of the input tokens to infer the latent true labels from noisy observations. We further refine CHMM with an alternate-training approach (CHMM-ALT). It fine-tunes a BERT-NER model with the labels inferred by CHMM, and this BERT-NER’s output is regarded as an additional weak source to train the CHMM in return. Experiments on four NER benchmarks from various domains show that our method outperforms state-of-the-art weakly supervised NER models by wide margins.

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Learning from Language Description: Low-shot Named Entity Recognition via Decomposed Framework
Yaqing Wang | Haoda Chu | Chao Zhang | Jing Gao
Findings of the Association for Computational Linguistics: EMNLP 2021

In this work, we study the problem of named entity recognition (NER) in a low resource scenario, focusing on few-shot and zero-shot settings. Built upon large-scale pre-trained language models, we propose a novel NER framework, namely SpanNER, which learns from natural language supervision and enables the identification of never-seen entity classes without using in-domain labeled data. We perform extensive experiments on 5 benchmark datasets and evaluate the proposed method in the few-shot learning, domain transfer and zero-shot learning settings. The experimental results show that the proposed method can bring 10%, 23% and 26% improvements in average over the best baselines in few-shot learning, domain transfer and zero-shot learning settings respectively.

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Fine-Tuning Pre-trained Language Model with Weak Supervision: A Contrastive-Regularized Self-Training Approach
Yue Yu | Simiao Zuo | Haoming Jiang | Wendi Ren | Tuo Zhao | Chao Zhang
Proceedings of the 2021 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies

Fine-tuned pre-trained language models (LMs) have achieved enormous success in many natural language processing (NLP) tasks, but they still require excessive labeled data in the fine-tuning stage. We study the problem of fine-tuning pre-trained LMs using only weak supervision, without any labeled data. This problem is challenging because the high capacity of LMs makes them prone to overfitting the noisy labels generated by weak supervision. To address this problem, we develop a contrastive self-training framework, COSINE, to enable fine-tuning LMs with weak supervision. Underpinned by contrastive regularization and confidence-based reweighting, our framework gradually improves model fitting while effectively suppressing error propagation. Experiments on sequence, token, and sentence pair classification tasks show that our model outperforms the strongest baseline by large margins and achieves competitive performance with fully-supervised fine-tuning methods. Our implementation is available on https://github.com/yueyu1030/COSINE.

2020

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Calibrated Language Model Fine-Tuning for In- and Out-of-Distribution Data
Lingkai Kong | Haoming Jiang | Yuchen Zhuang | Jie Lyu | Tuo Zhao | Chao Zhang
Proceedings of the 2020 Conference on Empirical Methods in Natural Language Processing (EMNLP)

Fine-tuned pre-trained language models can suffer from severe miscalibration for both in-distribution and out-of-distribution (OOD) data due to over-parameterization. To mitigate this issue, we propose a regularized fine-tuning method. Our method introduces two types of regularization for better calibration: (1) On-manifold regularization, which generates pseudo on-manifold samples through interpolation within the data manifold. Augmented training with these pseudo samples imposes a smoothness regularization to improve in-distribution calibration. (2) Off-manifold regularization, which encourages the model to output uniform distributions for pseudo off-manifold samples to address the over-confidence issue for OOD data. Our experiments demonstrate that the proposed method outperforms existing calibration methods for text classification in terms of expectation calibration error, misclassification detection, and OOD detection on six datasets. Our code can be found at https://github.com/Lingkai-Kong/Calibrated-BERT-Fine-Tuning.

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SeqMix: Augmenting Active Sequence Labeling via Sequence Mixup
Rongzhi Zhang | Yue Yu | Chao Zhang
Proceedings of the 2020 Conference on Empirical Methods in Natural Language Processing (EMNLP)

Active learning is an important technique for low-resource sequence labeling tasks. However, current active sequence labeling methods use the queried samples alone in each iteration, which is an inefficient way of leveraging human annotations. We propose a simple but effective data augmentation method to improve label efficiency of active sequence labeling. Our method, SeqMix, simply augments the queried samples by generating extra labeled sequences in each iteration. The key difficulty is to generate plausible sequences along with token-level labels. In SeqMix, we address this challenge by performing mixup for both sequences and token-level labels of the queried samples. Furthermore, we design a discriminator during sequence mixup, which judges whether the generated sequences are plausible or not. Our experiments on Named Entity Recognition and Event Detection tasks show that SeqMix can improve the standard active sequence labeling method by 2.27%–3.75% in terms of F1 scores. The code and data for SeqMix can be found at https://github.com/rz-zhang/SeqMix.

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Text Classification Using Label Names Only: A Language Model Self-Training Approach
Yu Meng | Yunyi Zhang | Jiaxin Huang | Chenyan Xiong | Heng Ji | Chao Zhang | Jiawei Han
Proceedings of the 2020 Conference on Empirical Methods in Natural Language Processing (EMNLP)

Current text classification methods typically require a good number of human-labeled documents as training data, which can be costly and difficult to obtain in real applications. Humans can perform classification without seeing any labeled examples but only based on a small set of words describing the categories to be classified. In this paper, we explore the potential of only using the label name of each class to train classification models on unlabeled data, without using any labeled documents. We use pre-trained neural language models both as general linguistic knowledge sources for category understanding and as representation learning models for document classification. Our method (1) associates semantically related words with the label names, (2) finds category-indicative words and trains the model to predict their implied categories, and (3) generalizes the model via self-training. We show that our model achieves around 90% accuracy on four benchmark datasets including topic and sentiment classification without using any labeled documents but learning from unlabeled data supervised by at most 3 words (1 in most cases) per class as the label name.

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Denoising Multi-Source Weak Supervision for Neural Text Classification
Wendi Ren | Yinghao Li | Hanting Su | David Kartchner | Cassie Mitchell | Chao Zhang
Findings of the Association for Computational Linguistics: EMNLP 2020

We study the problem of learning neural text classifiers without using any labeled data, but only easy-to-provide rules as multiple weak supervision sources. This problem is challenging because rule-induced weak labels are often noisy and incomplete. To address these two challenges, we design a label denoiser, which estimates the source reliability using a conditional soft attention mechanism and then reduces label noise by aggregating rule-annotated weak labels. The denoised pseudo labels then supervise a neural classifier to predicts soft labels for unmatched samples, which address the rule coverage issue. We evaluate our model on five benchmarks for sentiment, topic, and relation classifications. The results show that our model outperforms state-of-the-art weakly-supervised and semi-supervised methods consistently, and achieves comparable performance with fully-supervised methods even without any labeled data. Our code can be found at https://github.com/weakrules/Denoise-multi-weak-sources.
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