@inproceedings{xie-etal-2024-clc,
    title = "The {CLC}-{UKET} Dataset: Benchmarking Case Outcome Prediction for the {UK} Employment Tribunal",
    author = "Xie, Huiyuan  and
      Steffek, Felix  and
      De Faria, Joana  and
      Carter, Christine  and
      Rutherford, Jonathan",
    editor = "Aletras, Nikolaos  and
      Chalkidis, Ilias  and
      Barrett, Leslie  and
      Goanț{\u{a}}, C{\u{a}}t{\u{a}}lina  and
      Preoțiuc-Pietro, Daniel  and
      Spanakis, Gerasimos",
    booktitle = "Proceedings of the Natural Legal Language Processing Workshop 2024",
    month = nov,
    year = "2024",
    address = "Miami, FL, USA",
    publisher = "Association for Computational Linguistics",
    url = "https://preview.aclanthology.org/add-emnlp-2024-awards/2024.nllp-1.7/",
    doi = "10.18653/v1/2024.nllp-1.7",
    pages = "81--96",
    abstract = "This paper explores the intersection of technological innovation and access to justice by developing a benchmark for predicting case outcomes in the UK Employment Tribunal (UKET). To address the challenge of extensive manual annotation, the study employs a large language model (LLM) for automatic annotation, resulting in the creation of the CLC-UKET dataset. The dataset consists of approximately 19,000 UKET cases and their metadata. Comprehensive legal annotations cover facts, claims, precedent references, statutory references, case outcomes, reasons and jurisdiction codes. Facilitated by the CLC-UKET data, we examine a multi-class case outcome prediction task in the UKET. Human predictions are collected to establish a performance reference for model comparison. Empirical results from baseline models indicate that finetuned transformer models outperform zero-shot and few-shot LLMs on the UKET prediction task. The performance of zero-shot LLMs can be enhanced by integrating task-related information into few-shot examples. We hope that the CLC-UKET dataset, along with human annotations and empirical findings, can serve as a valuable benchmark for employment-related dispute resolution."
}